Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nxt-ID, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001566826 Filed Document 0001213900-15-003411 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AUDIOEYE INC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001362190 Filed Document 0001250853-15-000039 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trainer Rx, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607366 Filed Document 0001607366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insignia Opportunity Fund, L.P. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001463246 Filed Document 0001463246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THINKmd, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001641937 Filed Document 0001641937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Harbert Mezzanine Partners III, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $165,475,000 Associated Brokers / Dealers n/a and Joseph Basil Sindelar Jr. CIK Number 0001640827 Filed Document 0001640827-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM - KF CHE Holdings, as series of DCM Private Equity Partners, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001641877 Filed Document 0001641877-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Venture Partners Growth-Buyout Coinvestment Fund, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, Dana Marie Samuels, Mark Mason, Mark Mason, Simon Dunn, Simon Dunn, Wendy Wong, Wendy Wong, Gergana Pancheva, Gergana Pancheva, and Mohammed Afkham-ebrahimi CIK Number 0001641225 Filed Document 0001641225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tapiture, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001564779 Filed Document 0001564779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SAB Capital Markets, LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509868 Filed Document 0001108968-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Venture/Growth Fund VI LP See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kalorama Capital, LLC CIK Number 0001623687 Filed Document 0001012975-15-000323 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
OZ Enhanced Overseas Institutional Fund, Ltd. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575982 Filed Document 0001575931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIAD TRADING FUND LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087932 Filed Document 0001315863-15-000405 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratos Technologies Inc. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561941 Filed Document 0001561941-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Kings Peak Global Macro Fund Ltd. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Colin McLane, Michael Edward Leverone, Roberto Tancinco Fabros, and Mark Loys Von Kreuter CIK Number 0001618750 Filed Document 0000919574-15-003908 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chartwell Value Opportunities, L.P. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475414 Filed Document 0001413624-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Los Cabos Independence, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001641808 Filed Document 0001641808-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Gold Standard Investment, LP See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $91,025,000 Associated Brokers / Dealers N/A CIK Number 0001641102 Filed Document 0001393725-15-000086 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GP Mortgage Opportunity Fund III, LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606958 Filed Document 0001606958-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxford-Miami Properties, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001641884 Filed Document 0001641884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Talkot Institutional Fund, L.P. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560608 Filed Document 0001560608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
South Atlantic Regional Center, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001634271 Filed Document 0001634271-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Other
Birchmere Ventures 5 LP See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641565 Filed Document 0001140361-15-018443 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
European Special Opportunities Fund V FCP SIF See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606215 Filed Document 0000902664-15-002417 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Profility, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,767,820 Associated Brokers / Dealers N/A CIK Number 0001641508 Filed Document 0001641508-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Heron Capital Venture Fund I Annex, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641779 Filed Document 0001641779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ MESC Master Fund, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576518 Filed Document 0001575931-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exaptive, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001567779 Filed Document 0001567779-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001607545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pasture Raised Capital, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641964 Filed Document 0001641964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Falls Hotel Group, LLC See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,720,000 Associated Brokers / Dealers N/A CIK Number 0001606094 Filed Document 0001606094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Global Transaction Services Group, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001641681 Filed Document 0001641681-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRIFEX TRADING FUND L.P. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277418 Filed Document 0001315863-15-000406 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VictorOps, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001563566 Filed Document 0001563566-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VANNA PARTNERS FUND, LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549319 Filed Document 0000919574-15-003910 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRINGBOARD EDUCATION HOLDINGS, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $8,208,000 Associated Brokers / Dealers N/A CIK Number 0001640606 Filed Document 0001640606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WildPackets, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001641232 Filed Document 0001641232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
River Partners Private Investment Fund, L.L.C. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642466 Filed Document 0001140361-15-019667 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABAC SOLUTIONS (SCA) SICAR See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001641170 Filed Document 0001192482-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Financial Services Opportunities Cayman Fund, L.P. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604224 Filed Document 0000902664-15-002412 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bradway Capital Fund II LLC - 2015 Peaks Park City series See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001641736 Filed Document 0001641736-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
ARIXA FUND I, LLC See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001490898 Filed Document 0001490898-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cibus Global, Ltd. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001483752 Filed Document 0001483752-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
CarePredict, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,800,878 Associated Brokers / Dealers N/A CIK Number 0001641753 Filed Document 0001641753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Creekside Advantage, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001641688 Filed Document 0001641688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
LBG Portage Investors, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $763,000 Associated Brokers / Dealers N/A CIK Number 0001641468 Filed Document 0001641468-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westgate Baceline Holdings I, LLC See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $2,320,000 Associated Brokers / Dealers N/A CIK Number 0001641708 Filed Document 0001641708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hydra Platform LLC - Hydra Cell 026 See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641645 Filed Document 0001641645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FPA APARTMENT OPPORTUNITY FUND V LP See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $430,000,000 Associated Brokers / Dealers N/A CIK Number 0001641683 Filed Document 0001641683-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JAM PARTNERS, L.P. See All Filings	D/A	2015-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., SWORD SECURITIES LLC, and TRESTLE POINT, LLC CIK Number 0000944774 Filed Document 0000919574-15-003902 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund