Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Airing Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001661081 Filed Document 0001661081-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brian's Search Film Development LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001626432 Filed Document 0001019687-16-004782 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Front Desk, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001555317 Filed Document 0001630075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Nutritional Foods LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662971 Filed Document 0001019687-16-004718 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Marshall Wace Fund PLC - MW TOPS ERISA Fund See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628875 Filed Document 0000902664-15-004622 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TessaFrac, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661160 Filed Document 0001661160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Global Holdings, LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $56,899,303 Associated Brokers / Dealers N/A CIK Number 0001543263 Filed Document 0001543263-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Win Time EB-5 150-170 Properties, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001662037 Filed Document 0001662037-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PROCORE TECHNOLOGIES, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $49,999,989 Associated Brokers / Dealers N/A CIK Number 0001611052 Filed Document 0001140361-15-045927 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Capital Partners, LP See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493665 Filed Document 0001493665-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Core Global Government Bond Master Account, L.P. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626307 Filed Document 0001626307-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UDF Capital Fund FL-IL 1, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,623,742 Associated Brokers / Dealers N/A CIK Number 0001662247 Filed Document 0001662247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SGV Sports, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001662019 Filed Document 0001662019-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Global Emerging Markets Opportunities Fund IV (Cayman), LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001661911 Filed Document 0001661911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWARMIFY, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001652801 Filed Document 0001652801-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Microdermis Corp See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001488955 Filed Document 0001488955-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Oak Street Real Estate Capital Fund III REIT, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662000 Filed Document 0001662218-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Covenant Apartment Fund RE VIII-B, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662093 Filed Document 0001662086-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAG Asia II LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,656,410,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001657673 Filed Document 0001657673-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Melior Innovations, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Balmoral Advisors, LLC CIK Number 0001541517 Filed Document 0001541517-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roofstock, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001643176 Filed Document 0001643176-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 41, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,390,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001662207 Filed Document 0001661951-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NextBiome, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001661704 Filed Document 0001140361-15-045787 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
4476 Fulton Mill Road, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,872,000 Associated Brokers / Dealers N/A CIK Number 0001661953 Filed Document 0001661953-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
REI Energy 2015 Drilling Fund, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Reef Securities, Inc CIK Number 0001662396 Filed Document 0001662396-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
RGM VALUE OPPORTUNITY FUND II, LP See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Florida Atlantic Securities Corporation CIK Number 0001265836 Filed Document 0000919574-15-008833 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Global Opportunities Fund I-A AIV (ABRH) LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662482 Filed Document 0001662482-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carroll Multifamily Real Estate Fund IV, LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001662319 Filed Document 0001662319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Dan Kenichi Hara CIK Number 0001633523 Filed Document 0001633523-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gallagher Hospice, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661811 Filed Document 0001661811-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Autonomy Dynamic Opportunities Fund L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662352 Filed Document 0001662352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KardioFit, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,717,197 Associated Brokers / Dealers N/A CIK Number 0001539366 Filed Document 0001539366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BTO II Onshore Feeder Fund, L.P. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001651257 Filed Document 0001651257-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTO II Offshore Feeder Fund, Ltd. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001651256 Filed Document 0001651256-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inari Medical, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0001531048 Filed Document 0001531048-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ID Global Solutions Corp See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001534154 Filed Document 0001615774-15-003764 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
BuildPay LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001662117 Filed Document 0001662117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Disruptive Holdings 3, LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001662079 Filed Document 0001662079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ascot Resources Ltd See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $847,160 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001407582 Filed Document 0001407582-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
qaZING, Inc. See All Filings	1-A/A	2015-12-28 15:15:12 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001656615 Filed Document 0001656615-15-000005 Accepted Date 2015-12-28 15:15:12 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN Offering Tier Tier1 Principal Place of Business NEW HAMPSHIRE Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PLANTERS HOLDING COMPANY See All Filings	1-A/A	2015-12-28 15:05:28 UTC
Amount To Be Raised $19,911,696 Associated Brokers / Dealers N/A CIK Number 0001654551 Filed Document 0001144204-15-072908 Accepted Date 2015-12-28 15:05:28 UTC Type of Offering 1-A/A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business MISSISSIPPI Revenue or Assets -$1 State of Jurisdiction MISSISSIPPI Type of Security Equity (common or preferred stock)
Evergreen Advantage, LLC See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001467414 Filed Document 0001467414-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NorthTech Austin, LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $5,096,035 Associated Brokers / Dealers N/A CIK Number 0001661757 Filed Document 0001661761-16-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series E-MidOcean Absolute Return Credit, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578332 Filed Document 0001578332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
VANSHAP CAPITAL VALUE FUND, LP See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547141 Filed Document 0001546927-15-000317 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Series J-KKR Real Estate Partners Americas, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590620 Filed Document 0001590620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Volta Industries, Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001554899 Filed Document 0001554899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Institutional Venture Partners XV Executive Fund, L.P. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001661321 Filed Document 0001661321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PNC Real Estate Tax Credit Capital Institutional Fund 59, LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $114,385,900 Associated Brokers / Dealers Douglas Shaffer, Sean Hannan, Chris McCarthy, and John B. Jung Jr. CIK Number 0001660857 Filed Document 0001660857-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Phunware, Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $49,999,995 Associated Brokers / Dealers N/A CIK Number 0001603498 Filed Document 0001603498-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity