Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ellington Quantitative Equity Overseas, Ltd. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494130 Filed Document 0001012975-15-000550 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
UNIFY SQUARE, INC. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $13,586,051 Associated Brokers / Dealers N/A CIK Number 0001517057 Filed Document 0001517057-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SutroVax, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $26,887,178 Associated Brokers / Dealers N/A CIK Number 0001649094 Filed Document 0001649094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Superior Ostrich, Inc. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-15-002195 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Watertech Equipment & Sales LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649384 Filed Document 0001649424-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
DineInFresh, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $37,231,331 Associated Brokers / Dealers N/A CIK Number 0001596564 Filed Document 0001596564-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLITE INC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,999,993 Associated Brokers / Dealers N/A CIK Number 0001427000 Filed Document 0001427000-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Topanga LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648618 Filed Document 0001648618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
130 South Green, LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614849 Filed Document 0001614849-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Beneffect, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001624962 Filed Document 0001624962-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Backed 1 LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648394 Filed Document 0000905718-15-000644 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 SYDNEYS CANDY-MUSIC & MAGIC, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001648992 Filed Document 0001648992-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
ABS Capital Partners VIII-B, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Shannon Advisors, LLC CIK Number 0001648931 Filed Document 0001648931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clever Little Lies Ltd Liability Co See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001648032 Filed Document 0001648032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Coppersmith Value Partners II, LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648878 Filed Document 0001648878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 1021 Timberoaks Drive, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001648967 Filed Document 0001648967-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced MicroGrid Solutions, Inc. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $18,817,197 Associated Brokers / Dealers N/A CIK Number 0001606370 Filed Document 0001606370-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Janus Velocity Long/Short Volatility Fund LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550944 Filed Document 0001550944-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RLNYC Group LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001649079 Filed Document 0001649079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
PEARL ENERGY INVESTMENTS, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001642398 Filed Document 0001642398-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pegasus FD Holdings, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647583 Filed Document 0001647583-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insikt Levered Income Fund LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,374,248 Associated Brokers / Dealers N/A CIK Number 0001595307 Filed Document 0001140361-15-028467 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Mid-Cap Value Equity Partners, L.P. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582804 Filed Document 0000919574-15-005520 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GROWN 8211 S. DIXIE HIGHWAY 33143, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001648117 Filed Document 0001648117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SSCIP VI US Feeder LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648913 Filed Document 0001648913-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vizo Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620606 Filed Document 0001620606-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Watertech Services LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649422 Filed Document 0001649424-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ALABAMA GRAPHITE CORP. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $196,909 Associated Brokers / Dealers First Republic Capital Corporation CIK Number 0001535644 Filed Document 0001535644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ELLINGTON QUANTITATIVE EQUITY PARTNERS, LP See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487400 Filed Document 0001012975-15-000551 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PellePharm, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0000914760-15-000236 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
130 South Green, LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614849 Filed Document 0001614849-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
HJKS Partners, LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001643751 Filed Document 0001643751-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Elevated Value Focus LP See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497826 Filed Document 0001497826-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EFFECTOR THERAPEUTICS, INC. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $56,983,867 Associated Brokers / Dealers N/A CIK Number 0001577561 Filed Document 0001140361-15-028549 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL VALUE EQUITY PARTNERS, L.P. See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000947351 Filed Document 0000919574-15-005518 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Artificial Intelligence Quotient Partners, LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636582 Filed Document 0001636582-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Testive, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,945,270 Associated Brokers / Dealers N/A CIK Number 0001648592 Filed Document 0001648592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Insikt P2P Marketplace Trust See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,212,140 Associated Brokers / Dealers N/A CIK Number 0001589654 Filed Document 0001140361-15-028466 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Premara Financial, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Boenning & Scattergood CIK Number 0001648856 Filed Document 0001648856-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Menguin, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001622628 Filed Document 0001622628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Mevatrian Fund, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647276 Filed Document 0001647276-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Partners Group Direct Equity 2016 (USD) C, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648939 Filed Document 0001648939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southfield Capital II LP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Stonington Capital Advisors, LLC CIK Number 0001648963 Filed Document 0001648963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HARBOR TECHNOLOGIES LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001436788 Filed Document 0001436788-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
BARRY'S CORNER HOLDINGS LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001603416 Filed Document 0001603416-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dragoneer Opportunities Fund II, L.P. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647577 Filed Document 0001647577-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATTAIN SHORT TERM ALPHA FUND, LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Management Partners Inc. CIK Number 0001120177 Filed Document 0001120177-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowden Trucking, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001645500 Filed Document 0001645500-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Workspot, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Watertech Production LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649424 Filed Document 0001649424-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity