Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TruSox LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,157,781 Associated Brokers / Dealers N/A CIK Number 0001590492 Filed Document 0001590492-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Global Cooling, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001517379 Filed Document 0001517379-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Denver Multifamily Portfolio DST See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $9,198,099 Associated Brokers / Dealers Chay Lapin, Dwight Kay, Jason Salmon, Bruce A. Carroll, Jennifer Homman, Concorde Investment Services LLC, Michael Bendix, Joseph R. Broadbent, Craig M. Rollins, Inland Securities Corporation, Tomas Velken, Joral Schmalle, Michael Newton, Thomas J. Ealy, Christina Nielson, Peter A. Finnegan, Peter Fisher, David B. Levinson, Leon Rousso, Carol Holm, Robert A. Horning, Robert Charlton, W. Aubrey Morrow, Frank Kuiper, Eric Bicknese, and Darren Whissen CIK Number 0001651314 Filed Document 0000950138-15-000747 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SevenFifty Technologies, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $8,458,041 Associated Brokers / Dealers N/A CIK Number 0001661841 Filed Document 0001661841-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lenox HPE, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $21,200,000 Associated Brokers / Dealers N/A CIK Number 0001662076 Filed Document 0001662076-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Highlight Broadcast Network, LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001646776 Filed Document 0001646776-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Asurvest, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662033 Filed Document 0001662033-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Envera Health, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001660184 Filed Document 0001660184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Credit Select Access Fund II (U.S.), L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001662068 Filed Document 0001662068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zhen Partners Fund IV, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001662016 Filed Document 0001662016-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Global Opportunities Fund I-A LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001662483 Filed Document 0001638070-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
River Trace Resort Holdings, LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,996,925 Associated Brokers / Dealers Kalos Capital, Inc., The Strategic Financial Alliance, Inc., Triloma Securities, LLC, and Dyche Wealth Management CIK Number 0001656780 Filed Document 0001656780-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MPH VENTURES CORP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $77,320 Associated Brokers / Dealers N/A CIK Number 0001442698 Filed Document 0001183740-15-000274 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Belvoir Investors, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,990,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001661801 Filed Document 0001661824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ABP Capital Debt Fund I, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001660691 Filed Document 0001660691-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LCP One Wall Street LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers New City Capital LLC CIK Number 0001662173 Filed Document 0001662173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Kevin McGrady CIK Number 0001633523 Filed Document 0001633523-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Community Partners US Holding LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $403,000 Associated Brokers / Dealers N/A CIK Number 0001614069 Filed Document 0000899797-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Horse Sense Shoes, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001544524 Filed Document 0001544524-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Qwilt Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $24,000,001 Associated Brokers / Dealers N/A CIK Number 0001533434 Filed Document 0001533434-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Advanced Technology Select Fund II LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001650860 Filed Document 0001013762-15-001205 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oregon Angel Fund 2016, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662429 Filed Document 0001662429-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
25 Charles on the Hill LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,787,000 Associated Brokers / Dealers N/A CIK Number 0001662560 Filed Document 0001662560-16-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
West Texas Surgical Services, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $276,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001589504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USC, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,326,683 Associated Brokers / Dealers N/A CIK Number 0001464941 Filed Document 0001464941-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub CSN LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $267,100 Associated Brokers / Dealers N/A CIK Number 0001661436 Filed Document 0001661436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRELF VI Retail REIT See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661988 Filed Document 0001661988-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIRELF VI REIT See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661989 Filed Document 0001662218-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STARTENGINE CROWDFUNDING, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001661779 Filed Document 0001661779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub B63 LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $171,111 Associated Brokers / Dealers N/A CIK Number 0001601517 Filed Document 0001601517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adi Long Short Equity Fund LP See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596169 Filed Document 0000919574-15-008827 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Raw Shorts, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,268,580 Associated Brokers / Dealers N/A CIK Number 0001662404 Filed Document 0001662404-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Asurvest, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001662033 Filed Document 0001662033-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
MidCoast Community Bancorp, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001628866 Filed Document 0001628866-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PHASERX, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001429386 Filed Document 0001429386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Realty Mogul 52, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001662059 Filed Document 0001661951-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Culinary Agents Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554733 Filed Document 0001554733-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pallidus, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661152 Filed Document 0001661152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nohla Therapeutics Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,024,998 Associated Brokers / Dealers N/A CIK Number 0001662002 Filed Document 0001662002-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Newport Global Opportunities Fund I-A AIV (Autocam) LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662481 Filed Document 0001662481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novan, Inc. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $32,840,304 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Volatility Enhanced S&P 500 Fund, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660751 Filed Document 0001660751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell HNW 2015 Riverside, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $14,427,256 Associated Brokers / Dealers N/A CIK Number 0001659874 Filed Document 0001659874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AVITUS ORTHOPAEDICS, INC. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001657679 Filed Document 0001657679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BC HoldCo, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001662095 Filed Document 0001662095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $Not Applicable Type of Security Equity
AQR Style Premia Offshore Fund, L.P. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616801 Filed Document 0001626307-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Soft Gels Inc See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001662382 Filed Document 0001185185-15-003385 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerald Property Investors, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,037,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001661824 Filed Document 0001661824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Adapta Medical, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001365686 Filed Document 0001365686-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt