Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gamma RE Atlanta I LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648382 Filed Document 0001648382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NantKwest, Inc. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $78,004,041 Associated Brokers / Dealers N/A CIK Number 0001326110 Filed Document 0001326110-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delmarva Bancshares, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $14,000,004 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001539496 Filed Document 0001484364-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN REALTY PARTNERS II, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001613829 Filed Document 0001613829-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Venture XI Jupiter, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers Florida Atlantic Securities Corp, CIK Number 0001648185 Filed Document 0001648185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
mLevel, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $5,300,615 Associated Brokers / Dealers N/A CIK Number 0001630640 Filed Document 0001630640-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DUGAN KATRAGADDA, L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648249 Filed Document 0001648249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiteOne Therapeutics, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,300,320 Associated Brokers / Dealers N/A CIK Number 0001647628 Filed Document 0001647628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - BBH Capital Partners V Series See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648282 Filed Document 0001648282-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPC Mikawaya Holdings, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $17,462,000 Associated Brokers / Dealers N/A CIK Number 0001647621 Filed Document 0001393725-15-000100 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $19,680,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Paul E. Flotken, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-15-000221 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Appian Natural Resources Fund LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $213,250,000 Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001586780 Filed Document 0001586780-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IronPlanet Holdings, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $9,151,939 Associated Brokers / Dealers N/A CIK Number 0001648225 Filed Document 0001648225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PrimeGen Biotech LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,369,000 Associated Brokers / Dealers N/A CIK Number 0001617353 Filed Document 0001140361-15-028246 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edgewood Partners L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319760 Filed Document 0001319760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blackstone Real Estate Partners VIII.F L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A., NH Investment & Securities Co., Ltd., The Hongkong and Shanghai Banking Corporation Limited, Private Banking division, The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch, Private Banking division, HSBC Private Bank (Suisse) SA, HSBC Private Bank (Monaco) S.A., HSBC Private Bank (Luxembourg) S.A., HSBC Private Bank (UK) Limited, and HSBC Private Bank (C.I.) Limited CIK Number 0001630884 Filed Document 0001630884-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners VIII L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Bank Julius Baer & Co. Ltd. CIK Number 0001630881 Filed Document 0001630881-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celmatix Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $5,510,000 Associated Brokers / Dealers N/A CIK Number 0001514000 Filed Document 0001514000-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUARD MACRO OFFSHORE FEEDER FUND See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615097 Filed Document 0001615097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Hydraulics Holdings, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001647219 Filed Document 0001209191-15-061142 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Biological Dynamics Inc See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $26,847,996 Associated Brokers / Dealers N/A CIK Number 0001648485 Filed Document 0001648485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Argos Risk LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001535408 Filed Document 0001535408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Mosaic Real Estate Credit, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648233 Filed Document 0001144204-15-042831 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimensional Funds plc See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512221 Filed Document 0000943663-15-000159 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sub Rosa Cellars, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001648179 Filed Document 0001648179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
BW GLOBAL MACRO OFFSHORE FUND, LTD. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613717 Filed Document 0001613717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mastermind Studios, Inc. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001605881 Filed Document 0001605881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CREDIT PARTNERS L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461028 Filed Document 0000919574-15-005461 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Investors II L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482308 Filed Document 0000919574-15-005459 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PHOTOPHARMICS INC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001561150 Filed Document 0001561150-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
ServisFirst Bancshares, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $34,750,000 Associated Brokers / Dealers N/A CIK Number 0001430723 Filed Document 0001144204-15-042759 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Raveneur Master Fund Ltd See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613963 Filed Document 0001613963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCC II, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001648212 Filed Document 0001648212-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Xalud Therapeutics, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001646982 Filed Document 0001646982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Partners LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319621 Filed Document 0001319760-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $12,974,794 Associated Brokers / Dealers Rob Galbreath CIK Number 0001135856 Filed Document 0001135856-15-000220 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Future Capital Discovery Fund II, L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001648207 Filed Document 0001648207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US GOVERNMENT BUILDING OPEN-END FEEDER 1, LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553911 Filed Document 0001553911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LENSVECTOR, INC. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $24,610,542 Associated Brokers / Dealers N/A CIK Number 0001382016 Filed Document 0001446933-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tomball Apt Venture, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $6,670,000 Associated Brokers / Dealers N/A CIK Number 0001648339 Filed Document 0001648339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DMS Global Tactical Asset Allocation Fund LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534559 Filed Document 0001534559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Scale Computing, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001462502 Filed Document 0001462502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TheNextSeed, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624182 Filed Document 0001624182-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LW PARENT, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $137,250,000 Associated Brokers / Dealers N/A CIK Number 0001648302 Filed Document 0001648302-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Global Rates Trading Fund, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001582115 Filed Document 0001582094-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ventures Capital Partners, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648304 Filed Document 0001648304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ROW Currency Fund, LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581006 Filed Document 0001581006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Demandbase Inc See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001391273 Filed Document 0001391273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAM LeSaint Capital LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001648823 Filed Document 0001648823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity