Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PALO ALTO HEALTHCARE FUND LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001138165 Filed Document 0001138165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VertiFlex, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001385978 Filed Document 0001385978-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
COMPLIANCE LABORATORY, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers NONE CIK Number 0001648201 Filed Document 0001648201-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HAS Partners Retirement Fund, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001580555 Filed Document 0000899140-15-000565 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prohbtd Media, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646345 Filed Document 0001646345-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $24,943,872 Associated Brokers / Dealers Jason burlie CIK Number 0001135856 Filed Document 0001135856-15-000223 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Host Committee, Inc. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $4,999,968 Associated Brokers / Dealers N/A CIK Number 0001618924 Filed Document 0001618924-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
14 GEMOLOGIST/NORTH LAKE JANE, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001648296 Filed Document 0001648296-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
AGORA INCOME OPPORTUNITY FUND, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642541 Filed Document 0001642541-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OPENGATE CAPITAL PARTNERS I, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001648094 Filed Document 0001648302-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN REALTY PARTNERS SERIES II, L.L.C. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001613827 Filed Document 0001613827-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cobalt O&G Partners LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001527923 Filed Document 0001527923-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Other
General Quarters LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547874 Filed Document 0001547874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A&Q DIVERSIFIED NEUTRAL ALPHA LTD See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403966 Filed Document 0001403966-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zenith Technical Innovations, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001648238 Filed Document 0001648238-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wrightspeed, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $14,999,996 Associated Brokers / Dealers PANA Capital LLC CIK Number 0001648799 Filed Document 0001648799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bidtellect, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $22,447,834 Associated Brokers / Dealers N/A CIK Number 0001518699 Filed Document 0001518699-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Teton Equity Partners, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648915 Filed Document 0001648915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Appian Natural Resources (UST) Fund LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $36,840,000 Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001588529 Filed Document 0001586780-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PrimeGen Biotech LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001617353 Filed Document 0001140361-15-028247 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marianas Fund LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001580996 Filed Document 0000902664-15-003087 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Natural Resources II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001647748 Filed Document 0001625257-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $15,212,113 Associated Brokers / Dealers Dennis Morris and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000222 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Overland Direct Yield Fund, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637985 Filed Document 0001637985-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinitas Advantaged Agriculture Partners IV, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers TPG Capital BD, LLC CIK Number 0001645053 Filed Document 0001645053-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Washington Towers EB-5, LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers N/A CIK Number 0001614121 Filed Document 0001614121-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ventures Capital Partners III, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648280 Filed Document 0001648280-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PHARMACEUTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089294 Filed Document 0001089294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navesink River Partners L P See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319733 Filed Document 0001319733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Madison Realty Senior Care Fund, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001648374 Filed Document 0001144204-15-043451 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Madison Realty Capital Debt Fund III LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614846 Filed Document 0001582094-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knowledge Momentum LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001648128 Filed Document 0001648128-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Ventures Capital Partners II, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648279 Filed Document 0001648279-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Biomimetic Laboratories, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001645116 Filed Document 0001645116-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GUARD MACRO US FEEDER FUND See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615098 Filed Document 0001615097-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERPLEX 235, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $235,000 Associated Brokers / Dealers N/A CIK Number 0001648247 Filed Document 0001648247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Core Informatics, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001610951 Filed Document 0001610951-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Arctic Manufacturing, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001647220 Filed Document 0001209191-15-061141 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Woods Fund LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $4,220,000 Associated Brokers / Dealers N/A CIK Number 0001648463 Filed Document 0001648463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SUNNYMEATH PARTNERS LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407760 Filed Document 0001407760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TRANSGENOMIC INC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $3,039,760 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001043961 Filed Document 0001144204-15-042914 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Toscana Royalty Opportunity LP I See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001648290 Filed Document 0001648290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MARINER MATADOR FUND LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442798 Filed Document 0001582094-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW GLOBAL MACRO FUND, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613719 Filed Document 0001613719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novo Biosciences, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648277 Filed Document 0001648277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
WOOD 300, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001648230 Filed Document 0001648230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MODERNE VENTURES FUND I, L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646101 Filed Document 0001646101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPENGATE CAPITAL PARTNERS I-A, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001648095 Filed Document 0001648302-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOPSKIPDRIVE, INC. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $4,208,727 Associated Brokers / Dealers N/A CIK Number 0001645386 Filed Document 0001645386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other