Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apollo USREF Co-Investors II (A), L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001647422 Filed Document 0000950142-15-001713 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Upstart Holdings, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001647639 Filed Document 0001647639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PHRONESIS PARTNERS L P See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FINANCIAL AMERICA SECURITIES, INC. CIK Number 0000937074 Filed Document 0000919574-15-005473 Exclusions or Exemptions 506c Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Channel Winston SGS Acquisition LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001648347 Filed Document 0001648347-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CLEVELAND BIOLABS INC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ladenburg & Thalmann & Co., Inc. CIK Number 0001318641 Filed Document 0001318641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio III DST See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $13,354,000 Associated Brokers / Dealers FINRA Member Broker-Dealers CIK Number 0001646852 Filed Document 0001646852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bainbridge Hershiser Income Fund, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001648127 Filed Document 0001648127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
GRANITE INVESTMENT GROUP See All Filings	D	2015-07-15 10:01:27 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001464463 Filed Document 0001464463-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-15 10:01:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
TRISHIELD SPECIAL SITUATIONS FUND LTD. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001613501 Filed Document 0000919574-15-005415 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Select Fund, LP See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624700 Filed Document 0001095449-15-000100 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMF 2, LP See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612464 Filed Document 0001612464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-CBS-16-Fund, a series of AngelList-500-Funds, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $168,000 Associated Brokers / Dealers N/A CIK Number 0001648124 Filed Document 0001648124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sands Capital Private Growth Fund-MS, L.P. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647967 Filed Document 0001647967-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REPISCORE, INC. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623233 Filed Document 0001623233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
eTouches, Inc. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001500454 Filed Document 0001209191-15-060879 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Investments Sustainability Ltd. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venovate Marketplace, Inc. CIK Number 0001645673 Filed Document 0000902664-15-003072 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN CORE REALTY FUND, L.P. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KIM NELSON, MICHAEL S. BARNES, PATRICIA WINANS, and PETER HAPGOOD CIK Number 0001270500 Filed Document 0001270500-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARCHVIEW FUND L.P. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KELSON CAPITAL LLC CIK Number 0001457095 Filed Document 0001457095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBX Computing Corp See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001580268 Filed Document 0001580268-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tecoma Capital, LLC See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580032 Filed Document 0001013594-15-000407 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Equity
TW LRW Holdings, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647755 Filed Document 0000950103-15-005649 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
AQR DELTA XN Offshore Fund, L.P. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580089 Filed Document 0001574323-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teays River Investments, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $1,175,000,000 Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001463206 Filed Document 0001463206-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Nineteen77 Global Merger Arbitrage LLC See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001643062 Filed Document 0001643061-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BHK-23-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $242,980 Associated Brokers / Dealers N/A CIK Number 0001648129 Filed Document 0001648129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERFORD ENERGY SOLUTIONS CORP. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001602563 Filed Document 0001602563-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ARCHVIEW OFFSHORE FUND LTD. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496751 Filed Document 0001496751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAMERCY SPECIAL OPPORTUNITY FUND - SO III LP SP See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647935 Filed Document 0000919574-15-005446 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LGAB LLC See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001639558 Filed Document 0001639558-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
1901 (TE) Partners, LP See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001630809 Filed Document 0000950142-15-001707 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Plus-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $74,928 Associated Brokers / Dealers N/A CIK Number 0001615384 Filed Document 0001615384-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital II LP See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001581083 Filed Document 0000902664-15-003077 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOMO Investment Partners, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001647974 Filed Document 0001647974-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Old Westbury Global Real Assets Fund LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Bessemer Investor Services, Inc. CIK Number 0001647944 Filed Document 0001144204-15-042657 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noodle Companies, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $47,677,500 Associated Brokers / Dealers N/A CIK Number 0001647684 Filed Document 0001647684-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Citizen.VC Asia SPC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001648036 Filed Document 0001648036-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDEAVOR SCHOOLS, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001648141 Filed Document 0001648141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CapeView Azri Fund See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553391 Filed Document 0001012975-15-000541 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Apprenda, Inc. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $19,999,989 Associated Brokers / Dealers N/A CIK Number 0001592965 Filed Document 0001592965-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A&H Software House, Inc. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001647215 Filed Document 0001647215-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Fund QP, L.P. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arnold L. Mintz, Scott Mibu, Mike Oshiro, and Sean Jenkins CIK Number 0001612092 Filed Document 0001095449-15-000105 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphadyne Global Rates Fund II, Ltd. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553785 Filed Document 0000919574-15-005422 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALKALINE WATER Co INC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001532390 Filed Document 0001085037-15-000135 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Archway Health Holdings, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001648193 Filed Document 0001648193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wunder Capital LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001646043 Filed Document 0001192482-15-000301 Exclusions or Exemptions 506c Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Orchard Hill Intermediate Fund LP See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554200 Filed Document 0000902664-15-003071 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA XN Fund, L.P. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574323 Filed Document 0001574323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUIDED THERAPEUTICS INC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $5,277,000 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0000924515 Filed Document 0000924515-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NEXTAR FUND See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646898 Filed Document 0000919574-15-005438 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Premier League Basketball Holdings Ltd See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $2,245,680 Associated Brokers / Dealers N/A CIK Number 0001648538 Filed Document 0001144204-15-044075 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity