Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538637 Filed Document 0001405086-15-000195 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seniorlink Inc See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $20,000,006 Associated Brokers / Dealers N/A CIK Number 0001649213 Filed Document 0001649213-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BET Information Systems, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $17,300,000 Associated Brokers / Dealers N/A CIK Number 0001423995 Filed Document 0001423995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Series B of Gaw Capital U.S. Value Add REIT I, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $18,230,000 Associated Brokers / Dealers N/A CIK Number 0001615024 Filed Document 0001615024-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goldgroup Mining Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $130,452 Associated Brokers / Dealers N/A CIK Number 0001515964 Filed Document 0001183740-15-000190 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Klarismo Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001648677 Filed Document 0001648677-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CAMP INVESTORS II, INC. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001647065 Filed Document 0001638738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pantheon Partners II, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497683 Filed Document 0000919574-15-005530 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Minted, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $272,657 Associated Brokers / Dealers N/A CIK Number 0001648232 Filed Document 0001648232-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOCANA CORP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $30,326,814 Associated Brokers / Dealers Edward M. Leonard CIK Number 0001366558 Filed Document 0001366558-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oliden Technology, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001649073 Filed Document 0001649073-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CIC RESOURCES INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $644,873 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001649025 Filed Document 0001183740-15-000188 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Navigation LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649081 Filed Document 0001649081-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Gresham G Plus Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526779 Filed Document 0001140361-15-028530 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gem City Grill, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001647017 Filed Document 0001647017-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VREAL INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649106 Filed Document 0001649106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Ann Arbor Realty Ventures Limited Partnership See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers none CIK Number 0001642968 Filed Document 0001642968-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Medigus Ltd. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $3,006,296 Associated Brokers / Dealers Roth Capital Partners CIK Number 0001618500 Filed Document 0001178913-15-002354 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Mactaggart Family Office Benchmark Real Estate Fund II LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647951 Filed Document 0001647950-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creme Franchise, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001649196 Filed Document 0001649196-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Onshore ETAP Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526712 Filed Document 0001140361-15-028528 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cinematic Killer Movie, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers No Compensation CIK Number 0001649158 Filed Document 0001649158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Banner Apartments Fund III-A, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001648894 Filed Document 0001648894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Klarismo Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $19,952 Associated Brokers / Dealers N/A CIK Number 0001648677 Filed Document 0001648677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
OXIS INTERNATIONAL INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0000939798-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SEI Core Property Fund, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504960 Filed Document 0001504960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoodeez, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001620723 Filed Document 0001620723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CLARIUM CAPITAL LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caedmon Partners LLP CIK Number 0001448746 Filed Document 0001448746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protagonist Therapeutics, Inc See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001377121 Filed Document 0001377121-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galaxy Mission Grove LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Galaxy Mission Grove LLC CIK Number 0001648085 Filed Document 0001648085-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rubissow Family Wines, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001649128 Filed Document 0001562555-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AGSF LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001582333 Filed Document 0001582333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mid Atlantic Hotel Portfolio Investors LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001648801 Filed Document 0001648801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CFC MANSFIELD, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers GLOBAL ALLIANCE SECURITIES, LLC CIK Number 0001649093 Filed Document 0001649093-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Sweet Carrot Central Ohio, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers NONE CIK Number 0001649065 Filed Document 0001649065-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
AEA INVESTORS SMALL BUSINESS FUND III LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $355,000,000 Associated Brokers / Dealers N/A CIK Number 0001638738 Filed Document 0001638738-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mission Gold Ltd. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $388,904 Associated Brokers / Dealers N/A CIK Number 0001570811 Filed Document 0001183740-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MedAvante Inc See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,000,040 Associated Brokers / Dealers N/A CIK Number 0001314063 Filed Document 0001314063-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Cardiovascular Solutions, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579422 Filed Document 0001579422-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ZT Sapphire Fund I, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001648459 Filed Document 0001162677-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tosca See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404712 Filed Document 0000919574-15-005534 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tryon Triangle, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $859,516 Associated Brokers / Dealers N/A CIK Number 0001649219 Filed Document 0001649219-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Benchmark Western Real Estate Fund II LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647950 Filed Document 0001647950-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham DJF CommodityBuilder Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526717 Filed Document 0001140361-15-028534 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-Fund II Affiliates Fund, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001649023 Filed Document 0001649023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sabal Enhanced Absolute Fund, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516882 Filed Document 0000935836-16-000638 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DwellConnect, Inc. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001643176 Filed Document 0001643176-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities Fund MYT, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649017 Filed Document 0001649017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PORTLAND CARIBBEAN FUND II, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614745 Filed Document 0001614745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FG Angel Syndicate Fund IV, a series of FG Angel Syndicate Funds LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001648763 Filed Document 0001648763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund