Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VECTORMAX Corp See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-15-044031 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tango Management Consulting, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $30,273,408 Associated Brokers / Dealers N/A CIK Number 0001649129 Filed Document 0001649129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000776 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matterhorn Global Emerging Markets Fund See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581667 Filed Document 0000902664-15-003171 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Capital Partners Platform LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001623463 Filed Document 0001623463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526718 Filed Document 0001140361-15-028540 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
sympl inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648335 Filed Document 0001648335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Third Rock Capital LLC Income Fund, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649069 Filed Document 0001649069-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
M3 PARTNERS LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426094 Filed Document 0001426094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ALZHEON, INC. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,905,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001582636 Filed Document 0001140361-15-028658 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Northwest Crossing Baceline Holdings, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001649110 Filed Document 0001649110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Deer Lake Improvement Association See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001648871 Filed Document 0001648871-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Ruckus Gaming, LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,540,000 Associated Brokers / Dealers N/A CIK Number 0001617895 Filed Document 0001617895-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LexInvest Fund 6 LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers WealthForge LLC CIK Number 0001648772 Filed Document 0001648772-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
ASL ANALYTICAL INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001366608 Filed Document 0001366608-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
ANAPTYSBIO INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $40,767,277 Associated Brokers / Dealers N/A CIK Number 0001370053 Filed Document 0001168404-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Micro Detection Systems, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001524855 Filed Document 0001213900-15-005507 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Aon Hewitt Group Trust See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETAP Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483672 Filed Document 0001140361-15-028519 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tradeshift Holdings Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $28,765,056 Associated Brokers / Dealers N/A CIK Number 0001594348 Filed Document 0001594348-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Benchmark Western Real Estate Fund II LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647950 Filed Document 0001647950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham A Plus Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526713 Filed Document 0001140361-15-028521 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onshore Gresham A Plus Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526778 Filed Document 0001140361-15-028526 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-15-044017 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Global Opportunities Fund See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504528 Filed Document 0000902664-15-003169 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnGeneIC Ltd See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001648902 Filed Document 0000897069-15-000417 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
CounterTack Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $10,500,011 Associated Brokers / Dealers N/A CIK Number 0001462440 Filed Document 0001462440-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oso Technologies, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589298 Filed Document 0001589298-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Smart OES LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001512087 Filed Document 0001512087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Frogtek BOP, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596446 Filed Document 0001192482-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Special Situations Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462139 Filed Document 0001462139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $372,200 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-15-000226 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Matterhorn Global Emerging Markets Fund L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581668 Filed Document 0000902664-15-003170 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premara Financial, Inc. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Boenning & Scattergood CIK Number 0001648856 Filed Document 0001648856-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LJM Fund LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers CAPITAL MANAGEMENT PARTNERS, INC., Uhlmann Price Securities, Inc., TRIAD ADVISORS, INC., and Liccar Securities & Custodial Services, LLC CIK Number 0001411071 Filed Document 0001411071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Gaw Capital U.S. Value Add Feeder I, LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $18,230,000 Associated Brokers / Dealers N/A CIK Number 0001614628 Filed Document 0001614628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN SCIENS SHIPPING FEEDER L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001609308 Filed Document 0000919574-15-005532 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicagoland Medical Portfolio II DST See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $19,716,700 Associated Brokers / Dealers Nathaniel M. Kuhn, William S. Sheehan, Joseph G. Michaletz, Robert S. Smith, Robert J. Luna, Shawn Williamson, Cathie M. Callahan Ditri, Tony R. Price, Jae E. Waters, Eric A. Bicknese, Joseph A. Nugent, John E. Bishop, Darryl J. Wolff, Sr., Christina S. Nielson, Dwight K. Kay, Gary E. Conley, Jared S. Horner, Breck M. Fullmer, Jeremy A. Kisner, Robert R. Tweed, Daniel L. Whittenburg, Preston P. Mokris, Chay T. Lapin, Ann H. Stewart, Vincent L. Collaso, Noah D. Estrin, David B. Levinson, Donald E. Garcia, James D. Warring, and Mitchell E. Glicksman CIK Number 0001642137 Filed Document 0001642137-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SEI Offshore Opportunity Fund II, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457987 Filed Document 0001457987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Destination PSP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642695 Filed Document 0001642695-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gresham G Plus Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526782 Filed Document 0001140361-15-028532 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RedBird Tiger Co-Invest I LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001609851 Filed Document 0001609851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Systems Utilities, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $7,825,000 Associated Brokers / Dealers N/A CIK Number 0001538700 Filed Document 0001538700-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HMI Capital Partners, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458994 Filed Document 0000935836-15-000395 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baloonr, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001648770 Filed Document 0001648770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Civitas Race Street Fund, LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648186 Filed Document 0001315863-15-000621 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Banner Apartment Fund III-B, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001649044 Filed Document 0001649044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Opedix, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001608762 Filed Document 0001608762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Insikt, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $24,436 Associated Brokers / Dealers N/A CIK Number 0001573402 Filed Document 0001140361-15-028613 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PSAM Investment Holdings LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648950 Filed Document 0000902664-15-003193 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund