Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Marshall Wace Managed Accounts PLC - MW Core Fund II See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557495 Filed Document 0000902664-15-003638 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Access LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460049 Filed Document 0001460049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sibilla Capital Onshore LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matthew Luciano, Scarsdale Equities LLC, Carl Berg, and John Daniel JR Sampietro CIK Number 0001557666 Filed Document 0001013594-15-000485 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ascend Access Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504731 Filed Document 0001504731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Early Harvest Domestic Fund, LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594992 Filed Document 0001594992-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tang Film Financing Fund I, L.P. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001653126 Filed Document 0001140361-15-035190 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
Oxbow Fund (Offshore) Ltd See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650558 Filed Document 0001650558-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clustrix, Inc. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $18,513,534 Associated Brokers / Dealers N/A CIK Number 0001406023 Filed Document 0001406023-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BCause LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001628647 Filed Document 0001628647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
EE Park Hill, LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,092,284 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001613741 Filed Document 0001613741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
APEG Montgomery, LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653182 Filed Document 0001653182-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EAGLE MOUNTAIN ENERGY INC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $383,500 Associated Brokers / Dealers N/A CIK Number 0001390682 Filed Document 0001390682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
SYNDEVRX INC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001455364 Filed Document 0001455364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FGLO Capital, LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652809 Filed Document 0000919574-15-006895 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tunbridge Partners LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648563 Filed Document 0001648563-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premergy, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001653010 Filed Document 0001653010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
SCOPIA INTERNATIONAL LTD See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341006 Filed Document 0000919574-15-006903 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Kasita, LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $645,000 Associated Brokers / Dealers N/A CIK Number 0001644887 Filed Document 0001644887-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
kWantix Trading Fund I, LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620069 Filed Document 0001620069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Structured Credit Recovery Fund III LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $236,835,750 Associated Brokers / Dealers N/A CIK Number 0001593827 Filed Document 0000950142-15-002099 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Woodson Capital Partners, LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479446 Filed Document 0001479446-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soapbox Media, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652987 Filed Document 0001652987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Oryza Capital Onshore LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001585741 Filed Document 0001650328-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fast Parent, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers SHERMAN & COMPANY LLC CIK Number 0001653122 Filed Document 0000905718-15-000782 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROTEOSTASIS THERAPEUTICS, INC. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $27,999,992 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001445283 Filed Document 0001445283-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UNIVERSITY RESEARCH & REVIEW, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001644088 Filed Document 0001644088-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,527,976 Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Lexington Wellness Holdings Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001592484 Filed Document 0001592484-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pocket Points Inc. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001649636 Filed Document 0001649636-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Scopia PX LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301882 Filed Document 0000919574-15-006910 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McGuire Denim, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592088 Filed Document 0001592088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Graphiti Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641132 Filed Document 0001641132-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
STRATACA SYSTEMS, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653180 Filed Document 0001653180-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Deloitte LLP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,058,976 Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-15-000089 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MV Liquidity Fund XX LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626292 Filed Document 0001626292-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Angel Island Partners Public Equities Fund, L.P. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549235 Filed Document 0001549235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Field Nation Holdings, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001652495 Filed Document 0001209191-15-071259 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Socotra Fund LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001573807 Filed Document 0001573807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Connor Group Debt Fund VII, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Various CIK Number 0001653142 Filed Document 0001653142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KGR, LLC (KGR Series II) See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529717 Filed Document 0001095449-15-000138 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPP II ANNEX FUND, LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001636186 Filed Document 0001636186-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Unconstrained Bond Fund See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484496 Filed Document 0001484496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Cloud Speakaboos SPV LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653123 Filed Document 0001653123-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurance Biotech, Inc. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $8,839,004 Associated Brokers / Dealers Ascendiant Capital Markets, LLC, Brian Davies, and Chris Gayde CIK Number 0001650638 Filed Document 0001650638-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KGR, LLC (KGR Series III) See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529718 Filed Document 0001095449-15-000132 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exosome Diagnostics, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491340 Filed Document 0001491340-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Punching Mule, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001643010 Filed Document 0001643010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Oxbow Fund (Onshore) Ltd See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652997 Filed Document 0001652997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Eagle (US) Real Estate Fund, L.P. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616888 Filed Document 0000935836-15-000485 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Access Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529896 Filed Document 0001529896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund