Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCOPIA PX INTERNATIONAL LTD See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350984 Filed Document 0000919574-15-006907 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SCOPIA PARTNERS LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001141561 Filed Document 0000919574-15-006899 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROTEOSTASIS THERAPEUTICS, INC. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001445283 Filed Document 0001445283-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Key Trends 15 Fund Ltd See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653044 Filed Document 0001653044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 19 See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001653104 Filed Document 0001445866-15-001067 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ReliefBand Technologies LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001653228 Filed Document 0001653228-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cayo Rosario Partners, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001653173 Filed Document 0001653173-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bearded Reedling, LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652566 Filed Document 0001652566-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oryza Capital Offshore LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001585654 Filed Document 0001650328-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Stagg, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001623084 Filed Document 0001209191-15-070776 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
American Housing Income Trust, Inc. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001433821 Filed Document 0001433821-15-000029 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DRAFTTEAM DAILY FANTASY SPORTS CORP. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers BEACON SECURITIES LIMITED, INDUSTRIAL ALLIANCE SECURITIES INC, and SALMAN PARTNERS INC CIK Number 0001653115 Filed Document 0001653115-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RC Kenwood Fund Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557804 Filed Document 0000902664-15-003636 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lord Abbett Short Duration Credit Trust See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001653088 Filed Document 0001653088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LeveragePoint Innovations, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001501784 Filed Document 0001501784-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
American CareSource Holdings, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001316645 Filed Document 0001171843-15-005159 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Deloitte Tax LLP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $4,360,532 Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-15-000092 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Arbors Investments LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001653159 Filed Document 0001653159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Pensam Multifamily Portfolio III, LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001651176 Filed Document 0001651176-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hashtaggy, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650523 Filed Document 0001650523-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
LexInvest Fund 5 LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers WealthForge LLC CIK Number 0001653106 Filed Document 0001653106-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Avenue Gabriel Fund, L.P. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001653302 Filed Document 0000950142-15-002115 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535135 Filed Document 0001535135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Early Harvest Offshore Fund, Ltd. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648267 Filed Document 0001648267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROM3 California LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600001 Filed Document 0001600001-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capital Real Estate - Sienna, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,475,000 Associated Brokers / Dealers None CIK Number 0001653041 Filed Document 0001653041-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Endurance Capital Fund, L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526892 Filed Document 0001526892-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InteraXon Inc. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $12,660,556 Associated Brokers / Dealers N/A CIK Number 0001546979 Filed Document 0001546979-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Risk Premia Enhanced Fund, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652638 Filed Document 0000919574-15-006886 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MEPT Edgemoor LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amy Price CIK Number 0001503872 Filed Document 0001503872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PARKERGALE CAPITAL, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001651661 Filed Document 0001651661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ground 2 Table, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589696 Filed Document 0001589696-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
THERANOSTICS HEALTH, INC. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Equity Cayman Fund Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619273 Filed Document 0001619273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKPIER MARKET NEUTRAL FUND, L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615916 Filed Document 0001615916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAE FUND Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514309 Filed Document 0000919574-15-006879 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ARI 1740 Fund, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652466 Filed Document 0001652466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Performance Direct Investments III, L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001619405 Filed Document 0001144204-15-055427 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LAE P Fund Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558468 Filed Document 0000919574-15-006881 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Chain, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $30,000,003 Associated Brokers / Dealers N/A CIK Number 0001572725 Filed Document 0001572725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Club Dazzle LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $847,350 Associated Brokers / Dealers N/A CIK Number 0001652428 Filed Document 0001652428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $4,373,175 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arosa Capital Management Opportunistic Fund LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596539 Filed Document 0000902664-15-003635 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth Fund-MM, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,509,339 Associated Brokers / Dealers N/A CIK Number 0001652924 Filed Document 0001652924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantica Capital, AG Class A See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643842 Filed Document 0001643842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PEDEVCO CORP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $648,467 Associated Brokers / Dealers N/A CIK Number 0001141197 Filed Document 0001141197-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Labs, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,000,048 Associated Brokers / Dealers N/A CIK Number 0001652763 Filed Document 0001652763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MC SV IV LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001653030 Filed Document 0001653030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strongbridge Biopharma plc See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $126,000,000 Associated Brokers / Dealers N/A CIK Number 0001634432 Filed Document 0000950172-15-000087 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
EE Jordan Run, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $183,908 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001607435 Filed Document 0001607435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity