Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Deep Blue Performance Fund II, L.P. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588048 Filed Document 0000935836-15-000506 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV VC Fund V LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001639011 Filed Document 0001639011-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Oxford Oaks Holdings, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Oxford Oaks Holdings, LLC CIK Number 0001653225 Filed Document 0001653225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXVII LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644300 Filed Document 0001644300-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SIBILLA CAPITAL LTD. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carl Berg, Matthew Luciano, John Daniel JR Sampietro, and John Daniel JR Sampietro CIK Number 0001480216 Filed Document 0001013594-15-000484 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flywheel Software, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001478533 Filed Document 0001478533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KGR, LLC (KGR Series I) See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529716 Filed Document 0001095449-15-000130 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOPIA LONG LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315533 Filed Document 0000919574-15-006905 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swift Run Capital LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411894 Filed Document 0000919574-15-006897 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fountainhead Resources LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $473,685 Associated Brokers / Dealers N/A CIK Number 0001653154 Filed Document 0001653154-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Apollo Structured Credit Recovery Co-Investors III (A) LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $26,573,290 Associated Brokers / Dealers N/A CIK Number 0001610708 Filed Document 0000950142-15-002097 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA XN Offshore Fund Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606428 Filed Document 0001606428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juhl Renewable Assets, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northland Securities CIK Number 0001577457 Filed Document 0001577457-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PROCESSUNITY, INC. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,854,750 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Protego Capital Management LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653110 Filed Document 0001653110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Cushing MLP Infrastructure Fund II See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Quasar Distributors, LLC CIK Number 0001652195 Filed Document 0001315863-15-000763 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHSZ, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001652464 Filed Document 0001652464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BH Oaks Eagle Creek, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $11,020,000 Associated Brokers / Dealers N/A CIK Number 0001653208 Filed Document 0001653208-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Carte Blanche Resources LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001648237 Filed Document 0001648237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
West Lake Investments, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,398,275 Associated Brokers / Dealers Trevor Gordon CIK Number 0001650220 Filed Document 0001650220-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LUMINA PARTNERS LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001274668 Filed Document 0001274668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MV Liquidity Fund XXVI LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644281 Filed Document 0001644281-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Snow Lake China Offshore Long Fund, Ltd. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653084 Filed Document 0001653084-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZOIF IRA Access Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515332 Filed Document 0001515332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roanoke Field Development Joint Venture See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001653287 Filed Document 0001354488-15-004301 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Vast Funding Corp. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653240 Filed Document 0001052918-15-000456 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Raistone, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $71,000 Associated Brokers / Dealers N/A CIK Number 0001631906 Filed Document 0001631906-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNOLIA CAPITAL FUND, LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618333 Filed Document 0001398344-15-006289 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Other
TBC I LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653120 Filed Document 0001653120-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ethology, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001520507 Filed Document 0001520507-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SDP Flagship Offshore Fund, Ltd. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652985 Filed Document 0001652985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Gold Participation Fund LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001500834 Filed Document 0001500834-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMART MARKETS FUND, L.P. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529935 Filed Document 0001529935-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swarmify, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Elite Crowdfund, LLC CIK Number 0001652801 Filed Document 0001652801-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JZI Fund III, L.P. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $303,870,000 Associated Brokers / Dealers N/A CIK Number 0001652853 Filed Document 0001652853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Offshore Structured Credit Recovery Fund III Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,001,600,000 Associated Brokers / Dealers N/A CIK Number 0001593826 Filed Document 0000950142-15-002098 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Redmile Capital HedgeFocus Fund LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001653015 Filed Document 0001653015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODSON CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557793 Filed Document 0001557793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revelstoke Capital Partners Fund I, L.P. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC CIK Number 0001631700 Filed Document 0001631700-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IPM Systematic Macro Fund See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG Capital Partners, LLC CIK Number 0001644332 Filed Document 0001315863-15-000764 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELOITTE CONSULTING LLP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $10,716,182 Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-15-000088 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Meiping Co-Invest LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001649771 Filed Document 0001192482-15-000395 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Labs, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001595806 Filed Document 0001595806-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sidecar Technologies, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000816143 Filed Document 0000816143-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pronutria Biosciences, Inc. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633070 Filed Document 0001633070-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Studio 9Plus LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Venovate Marketplace Inc. CIK Number 0001619060 Filed Document 0001619060-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mnsfldladera, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653139 Filed Document 0001653139-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
UBMobile, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001652160 Filed Document 0001652160-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE & TOUCHE LLP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,848,172 Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-15-000090 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other