Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ALKAMI TECHNOLOGY, INC, See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $12,900,000 Associated Brokers / Dealers N/A CIK Number 0001529274 Filed Document 0001209191-15-070923 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sun BioPharma Research, Inc. See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001544125 Filed Document 0001544125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Tree of Knowledge, Inc. See All Filings	D/A	2015-09-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001643928 Filed Document 0001477932-15-005949 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Axfund, LP See All Filings	D/A	2015-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586818 Filed Document 0001586818-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioStar Ventures III, L.P. See All Filings	D/A	2015-09-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Lawrence Bruce Hollin, n/a, and n/a CIK Number 0001577164 Filed Document 0001577164-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIRWARE LABS CORP. See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001500123 Filed Document 0001554795-15-000378 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-SXN-15-Fund, a series of AngelList-MiJo-Funds, LLC See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $177,000 Associated Brokers / Dealers N/A CIK Number 0001653107 Filed Document 0001653107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Zero Capital IV, LLC See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $106,000,000 Associated Brokers / Dealers NET ZERO CAPITAL IV CIK Number 0001649944 Filed Document 0001649944-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Confluent Holdings, LLC See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653183 Filed Document 0001653183-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-09-16 00:00:00 UTC
Amount To Be Raised $41,860 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-15-000263 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
198 Partners, LLC See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001653124 Filed Document 0001653124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Yorktown University See All Filings	D/A	2015-09-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001587998 Filed Document 0001587998-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DSM ALL WORLD GROWTH TRUST See All Filings	D/A	2015-09-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502521 Filed Document 0000943663-15-000197 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIRA 1, LLC See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653318 Filed Document 0001653318-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Carbon 38, Inc. See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $6,341,949 Associated Brokers / Dealers N/A CIK Number 0001652814 Filed Document 0001652814-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas44, LLC See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612179 Filed Document 0001612179-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Globevestor BestDealFinance Fund I, a series of Globevestor Funds, LLC See All Filings	D	2015-09-16 00:00:00 UTC
Amount To Be Raised $238,500 Associated Brokers / Dealers N/A CIK Number 0001653952 Filed Document 0001653952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG Cross Border Equity Participation Fund LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001569070 Filed Document 0001569070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolution Experiment, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653143 Filed Document 0001653143-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sirios Access LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515337 Filed Document 0001515337-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $231,114 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KGR, LLC (KGR Series II) See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529717 Filed Document 0001095449-15-000131 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FASANARA CAPITAL OPPORTUNITIES FUND I OFFSHORE FEEDER See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653244 Filed Document 0001653244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrbiMed Private Investments VI, LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $950,000,000 Associated Brokers / Dealers N/A CIK Number 0001653080 Filed Document 0001653080-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RXH Holdings, LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001653095 Filed Document 0001140361-15-035059 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MODERNIZING MEDICINE, INC. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $37,999,999 Associated Brokers / Dealers N/A CIK Number 0001491798 Filed Document 0001140361-15-035035 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SUNSOCKET TECHNOLOGIES INC. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $92,000 Associated Brokers / Dealers N/A CIK Number 0001653151 Filed Document 0001653151-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Monarch Debt Recovery Participation Fund LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001496253 Filed Document 0001496253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KPQ Holdings LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652904 Filed Document 0001652904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clough Access Ltd. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001524879 Filed Document 0001524879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hightower, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $13,000,007 Associated Brokers / Dealers N/A CIK Number 0001591543 Filed Document 0001591543-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sydney Harbour Marine Investments LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001653150 Filed Document 0001376474-15-000375 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Revelstoke Capital Partners Co-Investment Fund I, L.P. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC CIK Number 0001631442 Filed Document 0001631442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protein for Pets, LLC See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647177 Filed Document 0001647177-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Horizon MH Communities Fund I, L.P. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001653066 Filed Document 0001140361-15-035066 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VirtualWorks Group Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001496823 Filed Document 0001496823-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EDL Global Opportunities Fund LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653135 Filed Document 0000902664-15-003647 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EUCLIDEAN FUND I LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001452332 Filed Document 0000919574-15-006901 Exclusions or Exemptions 506c Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SAF Investor, LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $11,665,894 Associated Brokers / Dealers N/A CIK Number 0001651825 Filed Document 0001651825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cushing MLP Infrastructure Fund I See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498753 Filed Document 0001315863-15-000762 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LISH, INC. See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001614134 Filed Document 0001614134-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $3,499,994 Associated Brokers / Dealers N/A CIK Number 0001652370 Filed Document 0000905718-15-000778 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ratan SPV Fund, LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619331 Filed Document 0001619331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varsity News Network, Inc. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $5,826,039 Associated Brokers / Dealers N/A CIK Number 0001541447 Filed Document 0000905718-15-000780 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Century Bridge China Real Estate Fund II, L.P. See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001653163 Filed Document 0001653163-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Integra ServiceConnect, LLC See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001648400 Filed Document 0001648400-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
40 North Latitude Fund LP See All Filings	D	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652261 Filed Document 0001209191-15-070602 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Harbor Natural Resources Offshore LP See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001531121 Filed Document 0001650328-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM HEALTHCARE FUND L P See All Filings	D/A	2015-09-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345347 Filed Document 0000935836-15-000486 Exclusions or Exemptions 506b Accepted Date 2015-09-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund