Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ReliantHeart Inc. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001586240 Filed Document 0001586240-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
A-IAQ-12-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $69,026 Associated Brokers / Dealers N/A CIK Number 0001668893 Filed Document 0001668893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-IKL-24-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $170,470 Associated Brokers / Dealers N/A CIK Number 0001669465 Filed Document 0001669465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MPG-14-Fund, a series of AngelList-JM-Funds, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001669435 Filed Document 0001669435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Core Plus Fund, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665187 Filed Document 0000899140-16-001295 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SI Sacramento SS Investor, LP See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $2,513,230 Associated Brokers / Dealers N/A CIK Number 0001669597 Filed Document 0001669597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Radio Systems Holdings, Inc. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $231,000,000 Associated Brokers / Dealers N/A CIK Number 0001669510 Filed Document 0001669510-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Wishbone Restricted Partners, LP See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410217 Filed Document 0000919574-16-011915 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Tax-Exempt Fixed Income Fund LP See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499073 Filed Document 0000902664-16-006409 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised $9,090,210 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000467 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PECONIC TRIUMPH FUND II L.P. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053497 Filed Document 0001053497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ONCE YOU'VE SEEN THE OCEAN, Ltd LIABILITY Co See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $715,000 Associated Brokers / Dealers N/A CIK Number 0001669312 Filed Document 0001669312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised $8,629,812 Associated Brokers / Dealers Jim Cheney and Shirley McMillan CIK Number 0001135856 Filed Document 0001135856-16-000462 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Modulus Value, LP See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666677 Filed Document 0001666677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MEDALLION CAPITAL INVESTMENTS LTD See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043534 Filed Document 0001043534-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Hatch Interactive Technologies Corp. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $163,500 Associated Brokers / Dealers n/a CIK Number 0001668987 Filed Document 0001668987-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $51,950 Associated Brokers / Dealers Don Harrington and Scott Siebel CIK Number 0001135856 Filed Document 0001135856-16-000474 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Spruce Equity Hedge Fund, L.P. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337883 Filed Document 0000902664-16-006404 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Van Eck Concentrated Energy Equity Portfolio LLC See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636685 Filed Document 0001636685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P York IE See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458310 Filed Document 0001458310-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
M FINANCIAL HOLDINGS INC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $3,460,610 Associated Brokers / Dealers N/A CIK Number 0001047852 Filed Document 0001047852-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Mati Inc. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649456 Filed Document 0001650424-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
MEDALLION USA LP See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043539 Filed Document 0001043539-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ALTRINSIC INTERNATIONAL EQUITY PORTFOLIO, L.P. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338044 Filed Document 0000919574-16-011903 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE BLACK DIAMOND, L.P. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Sendero Securities,LLC CIK Number 0001056352 Filed Document 0000945621-16-000522 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Corporate Capital Trust II See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CNL Securities Corp. CIK Number 0001617896 Filed Document 0000945621-16-000527 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FLI Select Equity Fund II, L.P. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brad Bernstein CIK Number 0001460905 Filed Document 0001013594-16-000887 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARDNER LEWIS FUND L P See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000875668 Filed Document 0000875668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kensington Growth Partners LP See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591500 Filed Document 0001144204-16-088447 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspire Capital Corp See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001591832 Filed Document 0001591832-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
KYLIN OFFSHORE FUND LTD See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358758 Filed Document 0001013594-16-000882 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE CALYPSO, INC. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001399587 Filed Document 0001185185-16-003921 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LendKey Technologies, Inc. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $6,551,000 Associated Brokers / Dealers N/A CIK Number 0001483315 Filed Document 0001483315-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TCSC, L.L.C. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669627 Filed Document 0001669627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
ASPIRIANT HOLDINGS S3, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $5,694,915 Associated Brokers / Dealers N/A CIK Number 0001172799 Filed Document 0001172799-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VINCULUM WINE LTD. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504329 Filed Document 0001292296-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Other
EJF Financial Services Offshore Fund, Ltd. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001569362 Filed Document 0001668686-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-FCY-12-Fund, a series of AX-FoLs-Funds, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001668890 Filed Document 0001668890-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NRL-14-Fund, a series of AX-AP-Funds, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $172,718 Associated Brokers / Dealers N/A CIK Number 0001669469 Filed Document 0001669469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveOak Technologies, Inc. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654112 Filed Document 0001654112-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emjoyment Inc See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001668409 Filed Document 0001668409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
A-ALU-12-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $202,998 Associated Brokers / Dealers N/A CIK Number 0001669467 Filed Document 0001669467-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGO PARTNERS LP See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669538 Filed Document 0001669538-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NQY-29-Fund, a series of AX-EP-Funds, LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001669468 Filed Document 0001669468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised $315,145 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-16-000473 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Renaissance Institutional Management LLC CIK Number 0001333222 Filed Document 0001333222-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL135 See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, Summit Equities, Inc, and Summit Equities, Inc CIK Number 0001612195 Filed Document 0001612195-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIMCOE PARTNERS OFFSHORE, LTD. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636681 Filed Document 0000919574-16-011919 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Absolute Return Fund (Offshore) Ltd. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457560 Filed Document 0000902664-16-006403 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oak Summit Fund Blocker, Inc. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001663258 Filed Document 0000897069-16-000767 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund