Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
American Dream Brokerage House Co See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668158 Filed Document 0001668158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Columbus Photovoltaics LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538881 Filed Document 0001538881-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Aurelius Capital International, Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355932 Filed Document 0000902664-16-006418 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocean Park Investors, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067522 Filed Document 0001095449-16-000229 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDC 30 Las Cruces, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $3,733,050 Associated Brokers / Dealers N/A CIK Number 0001670173 Filed Document 0001670172-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Keen Labs, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001612392 Filed Document 0001243233-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Biopep Solutions Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001658895 Filed Document 0001658895-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
IllumiCare, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers N/A CIK Number 0001669606 Filed Document 0001669606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Merion Partners LP See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001669518 Filed Document 0000902664-16-006467 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heights Finance Corp See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001475158 Filed Document 0001475158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Ursus International Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469387 Filed Document 0001144204-16-088612 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phyto Management LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers None CIK Number 0001669119 Filed Document 0001669119-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Quantum Circuits, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669391 Filed Document 0001669391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Upside Partnership II, L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $42,500,000 Associated Brokers / Dealers N/A CIK Number 0001664971 Filed Document 0001664971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Project Arthur AIV Voting Stock Feeder, L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664760 Filed Document 0001664760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
YANNIX FUND LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001340311 Filed Document 0000902664-16-006417 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPH Holdings, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $7,020,000 Associated Brokers / Dealers Houlihan Capital, LLC CIK Number 0001669243 Filed Document 0001669243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RED KITE COMPASS FUND, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367677 Filed Document 0000947871-16-001039 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Updata Partners V, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Probitas Funds Group LLC CIK Number 0001628239 Filed Document 0001628239-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LORD ABBETT INTERNATIONAL CORE EQUITY TRUST See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001441675 Filed Document 0001441675-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MICON Properties LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001631394 Filed Document 0001631394-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HomeStream Capital, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001669040 Filed Document 0001669040-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Infinite Yield Fund LP See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667475 Filed Document 0001667475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Institutions Opportunity Fund, Limited Partnership See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471398 Filed Document 0001471398-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Other
Portsea Fund, a sub-fund of Portsea Fund SICAV PLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661991 Filed Document 0000943663-16-000335 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $9,048,415 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, Barnett Chepenik, and Gregory Cahill CIK Number 0001135856 Filed Document 0001135856-16-000475 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cartica Capital Partners (Cayman) Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers c/o XT Capital Partners, LLC CIK Number 0001573275 Filed Document 0001669063-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finomial Corp See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538698 Filed Document 0001538698-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL133 See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Financial CIK Number 0001612191 Filed Document 0001612191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metolius Enhanced Fund L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669594 Filed Document 0001669594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER SMALL-CAP FUND, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270623 Filed Document 0000902664-16-006429 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envisia Therapeutics, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $16,547,948 Associated Brokers / Dealers N/A CIK Number 0001655970 Filed Document 0001655970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cutler Income & Growth Fund I, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547696 Filed Document 0001547696-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Column Park Offshore Fund Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602028 Filed Document 0000902664-16-006424 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAULSON PARTNERS LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, Morgan Stanley Smith Barney, CAIS Capital LLC, and UBS Financial Services Inc. CIK Number 0001010291 Filed Document 0001013594-16-000908 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miura Global Partners, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001302133 Filed Document 0000919574-16-011935 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Red Kite Metals LLC See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458701 Filed Document 0000947871-16-001041 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CONTRARIAN DISTRESSED REAL ESTATE DEBT FUND III, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $427,500,000 Associated Brokers / Dealers N/A CIK Number 0001634397 Filed Document 0001634397-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITY PADS PORTFOLIO FUND I LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,978,562 Associated Brokers / Dealers CITY PADS II, LLC CIK Number 0001669508 Filed Document 0001669508-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
ASI Healthcare Capital Partners I, L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001669357 Filed Document 0001669357-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Diamond Sky Funding, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001669720 Filed Document 0001669719-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DELHI BANK CORP See All Filings	1-A/A	2016-03-16 16:15:16 UTC
Amount To Be Raised $5,830,330 Associated Brokers / Dealers N/A CIK Number 0000927719 Filed Document 0001144204-16-088479 Accepted Date 2016-03-16 16:15:16 UTC Type of Offering 1-A/A Industry NATIONAL COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets -$1 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Punch TV Studios Inc. See All Filings	1-A/A	2016-03-16 10:57:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651699 Filed Document 0001651699-16-000013 Accepted Date 2016-03-16 10:57:51 UTC Type of Offering 1-A/A Industry TELEVISION BROADCASTING STATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $34,490 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Sight4All, Inc. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised $702,000 Associated Brokers / Dealers N/A CIK Number 0001669321 Filed Document 0001669321-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PECONIC GRENADIER FUND L.P. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053517 Filed Document 0001053517-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Rich St Pete VII LLC See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001669554 Filed Document 0001669554-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sovarnum Capital Partners L.P. See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546578 Filed Document 0001546578-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Washington Square Technologies Inc. See All Filings	D	2016-03-16 00:00:00 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers N/A CIK Number 0001669669 Filed Document 0001669669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EJF TruPS Fund LP See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645517 Filed Document 0001668686-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venulum Capital, LLC See All Filings	D/A	2016-03-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292296 Filed Document 0001292296-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-03-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt