Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HIGHLINE CAPITAL PARTNERS LP See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000949691 Filed Document 0000949691-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adgero Biopharmaceuticals Holdings, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers None CIK Number 0001657598 Filed Document 0001657598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Opportunities Fund Xb Feeder (Cayman), L.P. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615832 Filed Document 0001615832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fit to Rent, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001656131 Filed Document 0001656131-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Oaktree Global High Yield Bond Fund, L.P. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624742 Filed Document 0001624742-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New York Life Insurance Co Pooled Separate Account 45-005 See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626397 Filed Document 0001626397-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
INTERNATIONAL SELECT PARTNERS, LP See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364515 Filed Document 0000913849-15-000320 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KABOUTER INTERNATIONAL INSIGHT OFFSHORE FUND LTD. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602045 Filed Document 0000913849-15-000325 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LSB INDUSTRIES INC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000060714 Filed Document 0001209191-15-081733 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
Varentec, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $20,138,595 Associated Brokers / Dealers N/A CIK Number 0001531170 Filed Document 0001531170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Savano II Feeder Fund, LLLP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619161 Filed Document 0001658878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SE EVERGREEN CHICAGO, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,606,500 Associated Brokers / Dealers N/A CIK Number 0001658295 Filed Document 0001658295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wealth Migrate Medical 3, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers Carlos Noe Otalvaro CIK Number 0001639428 Filed Document 0001639428-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ruby Ribbon, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001538891 Filed Document 0001538891-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $44,500 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-15-000010 Exclusions or Exemptions 506c Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Zaxis ELS US, L.P. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508047 Filed Document 0000935836-15-000584 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIS Asia Long Short Cayman Fund See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624656 Filed Document 0001624656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PASSCO COMPANIES, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PASSCO CAPITAL, INC CIK Number 0001454529 Filed Document 0001454529-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Petit Pot, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001658576 Filed Document 0001658576-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL Evolution Frontier LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001659128 Filed Document 0001659128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
12697 Investco LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $21,805,000 Associated Brokers / Dealers N/A CIK Number 0001659170 Filed Document 0001659170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Cowart Lake Fund LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001659324 Filed Document 0001659324-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Global Growth Trust See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659033 Filed Document 0001659033-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
1415 Glynn LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001659008 Filed Document 0001659008-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced Fund L.P. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296469 Filed Document 0001296469-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J3 BIOSCIENCE, INC. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001408012 Filed Document 0001408012-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Kardiatonos, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001658983 Filed Document 0001658983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
ARC Property Trust, Inc. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, and More than 5 Persons CIK Number 0001480970 Filed Document 0001480970-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
American Mineral Research LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001630544 Filed Document 0001630544-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Almanack Alpha Fund LP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659134 Filed Document 0001659134-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caldwell Station NC, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001659090 Filed Document 0001659090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Aegis Identity Software, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Burnham Securities Inc. CIK Number 0001533527 Filed Document 0001533527-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AltEquity LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $8,335,000 Associated Brokers / Dealers N/A CIK Number 0001608941 Filed Document 0001140361-15-042608 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LottoNet Operating Corp. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656051 Filed Document 0001477932-15-007302 Exclusions or Exemptions 506c Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
KABOUTER INTERNATIONAL MISSION FUND, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629121 Filed Document 0000913849-15-000326 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UrbanBound, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001513792 Filed Document 0001513792-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HY Holdings, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $32,999,991 Associated Brokers / Dealers Bradley K. Edwards CIK Number 0001656676 Filed Document 0001656676-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Real Estate Opportunities Fund VII, L.P. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614616 Filed Document 0001614616-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KABOUTER INTERNATIONAL OPPORTUNITIES FUND II, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569337 Filed Document 0000913849-15-000319 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Plymouth Opportunity Fund LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489621 Filed Document 0001489621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perceptive Credit Opportunities Fund, LP See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC, J.H. DARBIE & CO., INC., OLD CITY SECURITIES LLC, and FLYING CLOUD SECURITIES LLC CIK Number 0001622789 Filed Document 0001622789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oaktree Opportunities Fund X Feeder (Cayman), L.P. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615829 Filed Document 0001615829-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Agency MBS Trust See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
INVESTX SPV 14 - LYFT LIMITED PARTNERSHIP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $23,985 Associated Brokers / Dealers N/A CIK Number 0001658036 Filed Document 0001658036-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO DISCOVER FUND, L.P. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001658628 Filed Document 0001658628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Innovated Holdings, Inc. See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001644519 Filed Document 0001644519-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
CSQ Hampshire Net Lease Funds, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001619384 Filed Document 0001382963-15-000138 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP 2015 TTNA Trust See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658656 Filed Document 0001658656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
GO2GREEN LANDSCAPING, INC. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001659183 Filed Document 0001659183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SI Ultimate OpCo Holding Corp See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659902 Filed Document 0001659902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity