Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BP Capital Energy Equity Fund LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418092 Filed Document 0001418092-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Goldstar Events, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $20,329,804 Associated Brokers / Dealers N/A CIK Number 0001658286 Filed Document 0001658286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Invision Hospitality L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $270,492,345 Associated Brokers / Dealers Quest Fund Placement LLP CIK Number 0001658898 Filed Document 0001658898-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Short Government/Credit Fund See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517144 Filed Document 0001658238-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetik A2015 LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001658686 Filed Document 0001658686-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BANKERS SOUTH HIGH YIELD FUND B, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626958 Filed Document 0001592383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Northern Lights Royalties LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657722 Filed Document 0001657722-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
M3 Biotechnology, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001620463 Filed Document 0001620463-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALMADEN MINERALS LTD See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,462,500 Associated Brokers / Dealers N/A CIK Number 0001015647 Filed Document 0001102624-15-001695 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Firebolt Ventures Fund 1S3 LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $432,100 Associated Brokers / Dealers N/A CIK Number 0001658146 Filed Document 0001658146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE GLOBAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508619 Filed Document 0001140361-15-043656 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MCSR Arlington MF Invest, LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001658694 Filed Document 0001658694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Abingworth Clinical Co-Development Fund LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group LLP CIK Number 0001658235 Filed Document 0001658235-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIGER BIOPHARMACEUTICALS INC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001454815 Filed Document 0001454815-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Aaron Sevigny CIK Number 0001633418 Filed Document 0001633418-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Direct Allergy, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602421 Filed Document 0001602421-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axion Power International, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $9,363,530 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001028153 Filed Document 0001615774-15-003393 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
California Freight Express DST See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $2,188,051 Associated Brokers / Dealers N/A CIK Number 0001659013 Filed Document 0001659013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Oaktree Private Investment Fund IV, L.P. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619599 Filed Document 0001619599-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radeeus Inc. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625966 Filed Document 0001625966-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rand Strategic Value, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490009 Filed Document 0001546927-15-000283 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Onex York Holdings Corp. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-15-000305 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001589071-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners Fund VII, L.P. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and Credit Suisse Securities (USA) LLC CIK Number 0001653745 Filed Document 0000950103-15-008982 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Scott Lehigh CIK Number 0001633418 Filed Document 0001633418-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pt Arctic Fund I, LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001658972 Filed Document 0001658972-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
BANKERS SOUTH HIGH YIELD FUND B, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626958 Filed Document 0001626958-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Roundabout Partners LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581387 Filed Document 0001315863-15-000948 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT SQ Special Opportunities, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $26,400,000 Associated Brokers / Dealers N/A CIK Number 0001658427 Filed Document 0001658427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Capital Management, L.P. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594424 Filed Document 0001594424-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHLAND RESIDENTIAL DEVELOPMENT FUND II, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers None CIK Number 0001658980 Filed Document 0001658980-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Front Sight Leasing, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658805 Filed Document 0001658805-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
MADKUDU INC. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001644271 Filed Document 0001644271-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
EnVen Energy Corp See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FBR CAPITAL MARKETS & CO. CIK Number 0001658099 Filed Document 0001140361-15-042493 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ECHO STREET GOODCO SELECT, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655208 Filed Document 0000919574-15-008339 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avidbank Holdings, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001443575 Filed Document 0001140361-15-042575 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CORE GLOBAL OPPORTUNITIES FUND LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315408 Filed Document 0001140361-15-043667 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z Loan & Investment, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Echo Street Capital Partners (QP), LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341761 Filed Document 0000919574-15-008341 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellgreen Platinum Ltd. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,439,965 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001535652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BSREP II Center Parcs Co-Invest 2 L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001659206 Filed Document 0001659204-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Bankers South High Yield Fund A, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001506390 Filed Document 0001506390-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
EchoNous, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658708 Filed Document 0001168404-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 3 LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
A&Q Technology Fund LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001140361-15-042579 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Ronald Denk CIK Number 0001633418 Filed Document 0001633418-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PEY Capital, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594423 Filed Document 0001594423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAX EFFICIENT INFLATION PROTECTION STRATEGY LLC SER D See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439860 Filed Document 0001615774-15-003409 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund