Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mountain Financial Holdings LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660047 Filed Document 0001660047-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monomoy Properties REIT, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001662806 Filed Document 0001662806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trade Hill Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,701,000 Associated Brokers / Dealers N/A CIK Number 0001662743 Filed Document 0001662743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Bay Cove Holdings, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $11,577,745 Associated Brokers / Dealers DFPG Investments, Kalos Capital, Inc., Newbridge Securities Corporation, Orchard Securities, LLC, The Strategic Financial Alliance, Inc., Transam Securities, Inc., Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001659480 Filed Document 0001659480-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STA Real Estate Fund 1, LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001581013 Filed Document 0001315863-16-000995 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662564 Filed Document 0001625257-16-000099 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Springs Capital Trust Series C See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001662759 Filed Document 0001662759-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
DipJar Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,418,993 Associated Brokers / Dealers N/A CIK Number 0001662018 Filed Document 0000905718-16-001025 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Picayune Pearl Aggregates Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $22,750,000 Associated Brokers / Dealers Proscenium Pearl River, LLC CIK Number 0001659979 Filed Document 0001659979-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BondLink Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662167 Filed Document 0001662167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pinyon Offshore Ltd. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620314 Filed Document 0000919574-16-008888 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Apellis Pharmaceuticals, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $32,135,952 Associated Brokers / Dealers N/A CIK Number 0001492422 Filed Document 0001492422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Ivy Clear Creek Partners, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001662400 Filed Document 0001662400-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
GCP REIT IIA See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662663 Filed Document 0001662663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Offerpop Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $7,008,608 Associated Brokers / Dealers N/A CIK Number 0001504982 Filed Document 0001504982-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synova Capital Fund III LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $206,095,300 Associated Brokers / Dealers FirstPoint Equity Limited CIK Number 0001662688 Filed Document 0001144204-16-073736 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CenterCore Branson Development, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001662507 Filed Document 0001662507-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TCM Momentum Fund LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001569476 Filed Document 0001569476-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Beck Mack Limited Partnership See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626318 Filed Document 0000919574-16-008890 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dealer Tire Holdings, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629512 Filed Document 0001629512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652829 Filed Document 0001652829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellview, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662255 Filed Document 0001662255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Xola, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $7,072,000 Associated Brokers / Dealers N/A CIK Number 0001662407 Filed Document 0001662407-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONDUCE INC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $6,022,385 Associated Brokers / Dealers N/A CIK Number 0001602451 Filed Document 0001602451-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leckner Nissan Two, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001662732 Filed Document 0001662732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AITV Momentum II LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662012 Filed Document 0001662012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTCS Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001436229 Filed Document 0001493152-16-006544 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
QUORUM INFORMATION TECHNOLOGIES INC. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $178,500 Associated Brokers / Dealers N/A CIK Number 0001662058 Filed Document 0001662058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NXT Capital Senior Loan Fund IV, LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658631 Filed Document 0000945621-16-000341 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silvercar, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001544457 Filed Document 0001544457-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PetroShare Corp. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A - None CIK Number 0001568079 Filed Document 0001568079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SFG INCOME FUND VII, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers JCC ADVISORS, LLC CIK Number 0001662713 Filed Document 0001662713-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Valor Law Group LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632461 Filed Document 0001632461-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Indus Opportunity Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340602 Filed Document 0000919574-16-008875 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MBV REIT Holdings Trust See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001662650 Filed Document 0001662650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171503 Filed Document 0000919574-16-008870 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Real Estate Partners Co-Investments Fund, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662412 Filed Document 0000919574-16-008907 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XX SP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001662668 Filed Document 0001662668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prometheus Capital Partners LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001611950 Filed Document 0001611950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GCP REIT IV See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662662 Filed Document 0001662663-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
House Buyers Capital, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661981 Filed Document 0001661981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ICONIQ Access 8, LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572802 Filed Document 0001572802-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rail Splitter Fund II LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390726 Filed Document 0000919574-16-008894 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wearality Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $8,616,594 Associated Brokers / Dealers N/A CIK Number 0001613790 Filed Document 0001661896-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRIGATE PROPERTY PARTNERS III, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662260 Filed Document 0001662260-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HDP I REIT LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661772 Filed Document 0001661772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Czech III Senior Loan Trust See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001662504 Filed Document 0001662504-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $219,250 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-16-046504 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Agari Data, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001619765 Filed Document 0001619765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SILURIA TECHNOLOGIES INC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $25,742,153 Associated Brokers / Dealers N/A CIK Number 0001413840 Filed Document 0001140361-16-046353 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity