Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Degreed, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $25,082,833 Associated Brokers / Dealers N/A CIK Number 0001556900 Filed Document 0001556900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seavista Resort Holdings, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $12,584,131 Associated Brokers / Dealers Axiom Capital Management, Capital Financial Services, Inc., Center Street Securities, Inc., DFPG Investments, Emerson Equity, LLC, Kalos Capital, Inc., NPB Financial Group, The Strategic Financial Alliance, Inc., Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001659475 Filed Document 0001659475-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Chia Star, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001662694 Filed Document 0001662694-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Overhaul Group, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001662428 Filed Document 0001662428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Edmonds Outdoors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606973 Filed Document 0001209191-16-088059 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mascoma Mutual Financial Services Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Griffin Financial Group, LLC CIK Number 0001661927 Filed Document 0001661927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
I(X) Investments, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001662643 Filed Document 0001662643-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pharmacy Portfolio VIII DST See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $12,835,947 Associated Brokers / Dealers Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, Leslie A. Cannon, William S. Sheehan, Robert R. Smith, Joseph M. Insalaco, Rocco A. Cortese, Jeffrey B. Baker, Matthew R. Schanz, Adam J. Bryan, and Bobby L. Glass CIK Number 0001656719 Filed Document 0001656719-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Applied Cavitation, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Ramin Azar CIK Number 0001613273 Filed Document 0001613273-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Speyside Equity Fund I LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers GCA Savvian Advisors, LLC CIK Number 0001662073 Filed Document 0001662073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mellitus, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001588301 Filed Document 0001588301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ferric, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001581213 Filed Document 0001581213-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AKCEA THERAPEUTICS, INC. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $543,168,000 Associated Brokers / Dealers N/A CIK Number 0001662524 Filed Document 0001662524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LumenOptix, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,273,600 Associated Brokers / Dealers N/A CIK Number 0001662761 Filed Document 0001662761-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Clover Health Investments, Corp. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001661101 Filed Document 0000905718-16-001027 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Redfern Longfellow, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001662409 Filed Document 0001662409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Beon Home, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001655509 Filed Document 0001655509-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
EVE Omni Investor, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001662901 Filed Document 0001662901-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
White Path Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001663061 Filed Document 0001663061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Thanks Again, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001651865 Filed Document 0001651865-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Four Springs Capital Trust Series C See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers EDI Financial Inc. and Ecoban Securities Corporation CIK Number 0001662759 Filed Document 0001662759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Motion AI, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662193 Filed Document 0001662193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Indus Omni Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424530 Filed Document 0000919574-16-008877 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indus Pacific Opportunities Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323844 Filed Document 0000919574-16-008872 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nanox Imaging plc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,525,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001613409 Filed Document 0001613409-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
SkySafe, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001659377 Filed Document 0001659377-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Primary Care Partners, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001527951 Filed Document 0001527951-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LTG Exam Prep Platform, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662791 Filed Document 0001662791-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MFG Houston Lake, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001662988 Filed Document 0001662988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Paulson DermTech Investments LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larry Cohen, Kevin Graetz, Minish Hede, Ahmed Gheith, William Pedersen, Peter Fogarty, Edmund Harelik, Harry Harelik, Starla Goff, Gary Saccaro, Dmitry Aksenov, Brian Czupek, Albert Landstrom, Timothy Touloukian, Marko Ugrenovic, John Cordin, Chris DeGroat, William Corbett, Jospeh Spinelli, Hazem Algendi, and Thomas Hoare CIK Number 0001649459 Filed Document 0001649459-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CareGuardian, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $30,256,434 Associated Brokers / Dealers N/A CIK Number 0001661672 Filed Document 0001661672-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Wharf Real Estate Partners V, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001646277 Filed Document 0001646277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROI LAND INVESTMENTS LTD See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509879 Filed Document 0001019687-16-004696 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Marinus Analytics, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001662150 Filed Document 0001662150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CELERIDEM SYMBIONT A, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers NONE. CIK Number 0001662469 Filed Document 0001662469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bigstep Cloud Ltd See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001661996 Filed Document 0001661996-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Arena Special Opportunities Fund (Cayman) LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662689 Filed Document 0001662689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001662570 Filed Document 0001625257-16-000098 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melon Bluff Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001662742 Filed Document 0001662742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Farmhouse Culture, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001612139 Filed Document 0001612139-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENVILLE FACILITY INVESTORS LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001446056 Filed Document 0001446056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
PHASE FOUR, INC. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001662786 Filed Document 0001662786-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NSV 2016 Opportunities Fund, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001662717 Filed Document 0001662717-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D Bio Holdings LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662010 Filed Document 0001662010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MH RDM Properties REIT LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662415 Filed Document 0001662415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NXT Capital Senior Loan Fund IV Feeder Fund, LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658632 Filed Document 0000945621-16-000342 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rains Branch Investors LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,369,000 Associated Brokers / Dealers N/A CIK Number 0001662760 Filed Document 0001662760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Long Only Fund, LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483251 Filed Document 0000919574-16-008883 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity