Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Penn Mutual Asset Management Multi-Series Fund LLC - Series A See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662850 Filed Document 0001662850-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Sorin Alpha Real Estate Offshore Fund Ltd See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573555 Filed Document 0001573555-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pala-linq Social Purpose Corp See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001662886 Filed Document 0001662886-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
INTELLINETICS, INC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001081745 Filed Document 0001144204-16-074128 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Unravel Data Systems, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $7,149,996 Associated Brokers / Dealers N/A CIK Number 0001603418 Filed Document 0001603418-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Argand Partners SEA Fund QP, LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663088 Filed Document 0001502158-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zen Monkey LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $697,000 Associated Brokers / Dealers N/A CIK Number 0001585090 Filed Document 0001585090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kalos Therapeutics, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001569466 Filed Document 0001569466-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shine Medical Technologies, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $11,534,972 Associated Brokers / Dealers N/A CIK Number 0001514300 Filed Document 0000897069-16-000570 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Parent Co Applications, Inc. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,619,980 Associated Brokers / Dealers N/A CIK Number 0001632961 Filed Document 0001632961-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,102,502 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Cunningham Energy, LLC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Cunningham Energy, LLC CIK Number 0001510366 Filed Document 0001510366-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
FRONTIER NATURAL RESOURCES INC. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Samual P. McNeil CIK Number 0001606264 Filed Document 0001606264-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Junto Capital Partners LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593437 Filed Document 0000902664-16-004663 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunMan REIT LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661917 Filed Document 0001661917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Credit Strategies, Ltd. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378528 Filed Document 0001378527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SoloPro, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,610,000 Associated Brokers / Dealers N/A CIK Number 0001661448 Filed Document 0001461373-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Realty Mogul 55, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001662518 Filed Document 0001662518-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PAYJOY PHONE FUND I LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662728 Filed Document 0001140361-16-046896 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Private Equity Fund LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661856 Filed Document 0000919574-16-008951 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhino Small-Cap Financial Fund, LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523953 Filed Document 0001523953-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Junction Holdings, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001620623 Filed Document 0001140361-16-046606 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIG SUNRISE FUND, LTD. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629738 Filed Document 0000919574-16-008932 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LEFT BRAIN CAPITAL APPRECIATION FUND, L.P. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655325 Filed Document 0001655325-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Senior Investment Fund LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001662772 Filed Document 0001662772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
5630 Eldridge Parkway Investors, Ltd. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001665506 Filed Document 0001665506-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Virtuix Holdings Inc. See All Filings	1-A/A	2016-01-04 17:18:14 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001644600-16-000063 Accepted Date 2016-01-04 17:18:14 UTC Type of Offering 1-A/A Industry COMPUTER PERIPHERAL EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AdvantaMeds Solutions USA Fund I, Inc. See All Filings	1-A/A	2016-01-04 17:05:05 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001657737 Filed Document 0001657737-16-000006 Accepted Date 2016-01-04 17:05:05 UTC Type of Offering 1-A/A Industry RETAIL-DRUG STORES AND PROPRIETARY STORES Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Virtuix Holdings Inc. See All Filings	1-A	2016-01-04 14:50:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001644600-16-000060 Accepted Date 2016-01-04 14:50:21 UTC Type of Offering 1-A Industry COMPUTER PERIPHERAL EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Punch TV Studios Inc. See All Filings	1-A/A	2016-01-04 14:37:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651699 Filed Document 0001651699-16-000004 Accepted Date 2016-01-04 14:37:40 UTC Type of Offering 1-A/A Industry TELEVISION BROADCASTING STATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $34,490 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
First Sense Medical, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644807 Filed Document 0001644807-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Canfield Medical Supply, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001553788 Filed Document 0000948830-16-000090 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vega Asset Partners LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348611 Filed Document 0001659206-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MICHAEL SIMPSON PIPELINE, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Randall M. Duncan, Stephen B. Murchison, and Robert M. Randolph Jr. CIK Number 0001584875 Filed Document 0001584875-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Atterocor, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $70,702,987 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001547547 Filed Document 0001547547-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FSM Equity Holdings, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644991 Filed Document 0001644991-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RAIL SPLITTER FUND L P See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216242 Filed Document 0000919574-16-008892 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-6 See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001659484 Filed Document 0001659484-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zipnosis, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001486551 Filed Document 0001209191-16-088148 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Presence Capital Fund I, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001662719 Filed Document 0001662719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indus Asia Pacific Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171046 Filed Document 0000919574-16-008885 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Decision Sciences International Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001347065 Filed Document 0001625257-16-000097 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Delaware II, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627643 Filed Document 0001627643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRG SU, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001662854 Filed Document 0001662854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AGENUS INC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $42,400,090 Associated Brokers / Dealers N/A CIK Number 0001098972 Filed Document 0001209191-16-087640 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Primary Care Partners, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001527951 Filed Document 0001527951-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sensus Healthcare, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Neidiger, Tucker, Bruner, Inc. CIK Number 0001494891 Filed Document 0001415889-16-004232 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lodo Therapeutics Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,658,304 Associated Brokers / Dealers N/A CIK Number 0001662114 Filed Document 0001662114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jask Labs Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001662381 Filed Document 0001662381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NETCENTS SYSTEMS LTD. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $32,467 Associated Brokers / Dealers N/A CIK Number 0001643017 Filed Document 0001183740-16-000275 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity