Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GSV Ventures I LLC, Series H-10 See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001673186 Filed Document 0001673186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners Co-Investment Fund IV L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666763 Filed Document 0001666763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACC Claims Holdings, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001672034 Filed Document 0001672034-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flat Creek Capital, LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666536 Filed Document 0001666536-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Netpulse, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001475440 Filed Document 0001475440-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal California Opportunities Fund, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, John W. Akkerman, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001641693 Filed Document 0001140361-16-063722 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH LX, INC. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673298 Filed Document 0000892712-16-001619 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Discretionary Macro Fund L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554463 Filed Document 0000947871-16-001133 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Rivers Rail Services, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001672256 Filed Document 0001672256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MHR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442710 Filed Document 0001315863-16-001416 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
YANKEE MULTI MANAGER FUND LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation, Western International Securities Inc., and Brill Securities Inc. CIK Number 0001456793 Filed Document 0001456793-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENIMAX MEDIA INC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001092835 Filed Document 0001092835-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Peninsula Ventures IV, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionetix Corp See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $21,062,103 Associated Brokers / Dealers N/A CIK Number 0001672953 Filed Document 0001672953-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners Co-Investment IV AIF L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666912 Filed Document 0001666912-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,719,666 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000181 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Welsh, Carson, Anderson & Stowe XII Feeder Fund, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672839 Filed Document 0001672839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Global Real Assets Fund, LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management LLC CIK Number 0001603224 Filed Document 0001603224-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Opportunity QP Fund II LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667297 Filed Document 0001667326-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Real Assets Access Fund, LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556021 Filed Document 0000892712-16-001614 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Senior Care Fund, LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001517633 Filed Document 0001517633-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Other
Mine Shaft Brewing LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001669809 Filed Document 0001669809-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
DEP Shape Memory Therapeutics, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001630786 Filed Document 0001616308-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CCFO Cherry Creek Hotel LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $4,535,000 Associated Brokers / Dealers N/A CIK Number 0001673212 Filed Document 0001673212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Breckenridge Group College Station Texas, LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $7,735,000 Associated Brokers / Dealers N/A CIK Number 0001672805 Filed Document 0001672805-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ZenShin Core Technology Fund, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nimbus Associates CIK Number 0001620974 Filed Document 0001620974-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duval County Energy Fund, LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001673781 Filed Document 0001673781-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DC CAPITAL PARTNERS FUND II (CAYMAN), L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670600 Filed Document 0001670600-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wedgewood Properties, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673043 Filed Document 0001673043-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tudor Global Investment Fund L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659160 Filed Document 0000947871-16-001137 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUDOR BVI GLOBAL FUND LTD. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339466 Filed Document 0000947871-16-001132 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CellTech Metals Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001455750 Filed Document 0001455750-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV Liquidity Fund XXXV LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667310 Filed Document 0001667310-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Rubenstein Properties Fund III, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Sea Securities, L.P. CIK Number 0001641576 Filed Document 0001641576-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welsh, Carson, Anderson & Stowe XII Delaware II Feeder Fund, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672838 Filed Document 0001672838-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Samantha Brands Group, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001667989 Filed Document 0001667989-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFO Global, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001456455-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MHR Institutional Partners IV LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001594962 Filed Document 0001315863-16-001417 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wyetree European Recovery Fund LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PETER J. BOUYOUCOS, JEFF YIM-YU LEE, and CHRISTOPHER P. BARRETT CIK Number 0001605098 Filed Document 0000919574-16-012632 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Wise Owl Holdings LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001598372 Filed Document 0001598372-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pivot Holdings II LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arsanis, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $15,007,220 Associated Brokers / Dealers N/A CIK Number 0001501697 Filed Document 0001501697-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COLUMN GROUP III, LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $239,535,000 Associated Brokers / Dealers N/A CIK Number 0001668159 Filed Document 0001668159-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-HPL-13-Fund, a series of AngelList-SeSh-Funds, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $87,200 Associated Brokers / Dealers N/A CIK Number 0001652191 Filed Document 0001652191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUNDPAAS INC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers None CIK Number 0001658333 Filed Document 0001658333-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OLD GUYS INVESTMENTS, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $787,500 Associated Brokers / Dealers N/A CIK Number 0001671620 Filed Document 0001671620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CF Fund 1, a series of Alpha Funders Investments LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $794,900 Associated Brokers / Dealers N/A CIK Number 0001654254 Filed Document 0001654254-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $6,032,374 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000180 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Gemphire Therapeutics Inc. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001638287 Filed Document 0001596771-16-000107 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Disruptor Beam, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001579283 Filed Document 0001579283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt