Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
eSalon.com Holdings, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Standard Mendelson, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001669111 Filed Document 0001669111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Vital Metrix Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001673208 Filed Document 0001673208-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SPECTRUM PHARMACEUTICALS INC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000831547 Filed Document 0000831547-16-000064 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Lido House, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers Olson Real Estate Group, Inc CIK Number 0001673349 Filed Document 0001673349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
European Secondary Development Fund V, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $395,843,000 Associated Brokers / Dealers Threadmark LLP, PTP Securities, LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001612152 Filed Document 0001612152-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H/2 CP Ltd. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608709 Filed Document 0000919574-16-012654 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBC Holdings, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673271 Filed Document 0001445866-16-001990 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
San Marcos Student Living DST See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $24,321,998 Associated Brokers / Dealers Inland Securities Corporation, Steven D. Meahan, Eric S. Scaff, Barbara A. Huber, James T. Walesa, John W. Goff, Robert C. Straton, Douglas A. Henrickson, Keith W. Patterson, William F. Richardson Jr, Daniel P. Raupp, Brian C. Greenberg, Benjamin T. Newhouse, Daniel R. Mueller, John D. Strother, Chad Henry, Troy A. Oates, Eric Bicknese, Silver Portal Capital LLC, Byran A. Decker, Alex J. Kowalski, Eric J. Krause, David L. Funk, Tracy S. Bush, Joseph G. Michaletz, Michael A. Bendix, Justin C. Lowy, Dennis P. Clark, Frank G. Giangrande, Glenn C. Williams, Corbin S. Thomas, Scott D. Offerman, David A. Monheit, Danny R. Hughes, Carl F. Worden III, Stephen A. Chase, Christopher E. Krejci, Katie C. Buck, Peter A. Finnegan, Thomas J. Goodson, Marion D. Benedict, Tomas J. Velken, Richard Zuvella, John E. Bishop, Robert R. Tweed, Timothy R. Tehan, Byron J. Ishiwata, and Jack L. Baker CIK Number 0001664117 Filed Document 0001664117-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Assuravest LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670167 Filed Document 0001670167-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Gold Shore Fund LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673250 Filed Document 0001673250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greater Michigan Lithotripsy, LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $931,000 Associated Brokers / Dealers N/A CIK Number 0001360647 Filed Document 0001360647-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $40,848,399 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-16-000538 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ELIZABETH PARK CAPITAL, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas McDonald Partners, LLC and Inverness Securities, LLC CIK Number 0001456279 Filed Document 0001456279-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCN European Fund II SLP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FPCG, LLC - dba FocusPoint Private Capital Group CIK Number 0001673166 Filed Document 0000902664-16-006861 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirnaomics, Inc. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
American Goddess Broadway Ltd Liability Co See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001673102 Filed Document 0001673102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Apollo U.S. Real Estate Fund II (255 Courtland) Holdings, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673072 Filed Document 0000950142-16-003604 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $5,817,742 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-16-000540 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gargoyle Hedged Value (CI) Fund Ltd. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., UBS Financial Services, Inc., Partner Capital Group, LLC, JH Darbie & Co., Inc., Meadowvale Advisors, LLC, MCAM Holding Limited, and TCW Fund Distributors CIK Number 0001669703 Filed Document 0001669703-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Dvdend LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001673110 Filed Document 0001673110-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EF Resources, Inc. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001653582 Filed Document 0001653582-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Highpointe Sponsor, LLC See All Filings	D	2016-04-27 17:04:16 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001673080 Filed Document 0001673080-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 17:04:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Dollar Shots Club, Inc. See All Filings	1-A	2016-04-27 16:21:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Mundial Financial Group, LLC CIK Number 0001661078 Filed Document 0001520138-16-000873 Accepted Date 2016-04-27 16:21:01 UTC Type of Offering 1-A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $2,594 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Turn Me Loose LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001673302 Filed Document 0001673302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Delaware Investments Income Opportunities Fund, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409245 Filed Document 0001140361-16-062590 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milo Sensors, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001673054 Filed Document 0001673054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TF Investment Fund II LLC See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001627317 Filed Document 0001627317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CareDx, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $36,802,008 Associated Brokers / Dealers Leerink Partners LLC, Brookline Capital Markets, and M.M. Dillon & Co. Group CIK Number 0001217234 Filed Document 0001217234-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hooky, Inc. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $7,070,827 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001560712 Filed Document 0001140361-16-062379 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
View, Inc See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001416655-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RJA PUTWRITE SELECT FUND LP See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673134 Filed Document 0001405086-16-000454 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Discretionary Macro Fund Ltd. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554462 Filed Document 0000947871-16-001134 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Line Health, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001672992 Filed Document 0001672992-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Holdfolio Indiana III LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers N/A CIK Number 0001672868 Filed Document 0001672868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Powerhouse Dynamics, Inc. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001460517 Filed Document 0001460517-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Riverton Prospect Partners See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers N/A CIK Number 0001669755 Filed Document 0001669755-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
BINARY CAPITAL FUND II, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673181 Filed Document 0001673181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Memorial City Emergency Center, LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,623,000 Associated Brokers / Dealers N/A CIK Number 0001672753 Filed Document 0001354488-16-007105 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MHR Capital Partners LP See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596349 Filed Document 0001315863-16-001415 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $1,564,129 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-16-000182 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
HOME FEDERAL BANK OF HOLLYWOOD See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $5,954,125 Associated Brokers / Dealers None CIK Number 0001673199 Filed Document 0001673199-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MV Startup Fund XXXII LLC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667326 Filed Document 0001667326-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CARDIAC INSIGHT, INC. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001509098-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
R2 SEMICONDUCTOR INC See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001454762 Filed Document 0001454762-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest 2016 Global AIF L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637832 Filed Document 0001637832-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Valencia International 1, Ltd. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001673116 Filed Document 0001398344-16-012349 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSCOF Offshore Feeder, L.P. See All Filings	D	2016-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673024 Filed Document 0001673024-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Opportunities IV, L.P. See All Filings	D/A	2016-04-27 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., VCP Advisors LLC, and PAS Advisory Services Pty Ltd CIK Number 0001659169 Filed Document 0001659169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund