Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Technical Provisions, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001550821 Filed Document 0001550821-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Waterton Mining Parallel Fund Onshore Master, LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665637 Filed Document 0001665637-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrity Implants Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001673337 Filed Document 0000914760-16-000407 Exclusions or Exemptions 506c Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Waterton Mining Parallel Fund Onshore Feeder, LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665507 Filed Document 0001665507-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TECTONIC VENTURES, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669775 Filed Document 0001669775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCF V Annex Fund L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670355 Filed Document 0001670355-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Merlin Solar Technologies, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $12,580,000 Associated Brokers / Dealers N/A CIK Number 0001673045 Filed Document 0001673045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCRC of Cedar Rapids, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $12,880,000 Associated Brokers / Dealers N/A CIK Number 0001673176 Filed Document 0001673176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Evident.io, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $15,700,004 Associated Brokers / Dealers N/A CIK Number 0001584714 Filed Document 0001584714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyebot, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673270 Filed Document 0001673270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CVI Dislocation Fund A LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671340 Filed Document 0000902664-16-006863 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Medea Inc. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $18,824,024 Associated Brokers / Dealers Medea Inc. and 38 Degree Advisors CIK Number 0001608093 Filed Document 0001608093-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LB Merchant AA-2, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001673182 Filed Document 0001673182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HOMETOWN INTERNATIONAL, INC. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $181,750 Associated Brokers / Dealers N/A CIK Number 0001632081 Filed Document 0001144204-16-096923 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Red Hook Fund LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640524 Filed Document 0001013594-16-001011 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stem Disintermedia, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $4,461,504 Associated Brokers / Dealers N/A CIK Number 0001672634 Filed Document 0001672634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RMWC CREDIT ALPHA FUND, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537949 Filed Document 0001537949-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,967,975 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-16-000542 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DUNDEE VENTURE CAPITAL FUND III, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001672706 Filed Document 0001672706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGRICULTURAL GAS CO See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175682 Filed Document 0001175682-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
African Leadership (Mauritius) Ltd See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $23,690,891 Associated Brokers / Dealers N/A CIK Number 0001671889 Filed Document 0001671889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Gargoyle Enhanced Alpha Fund L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCAM Holding, Limited, Meadowvale Advisors, LLC, Partner Capital Group, LLC, and TCW Fund Distributors CIK Number 0001542545 Filed Document 0001542545-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
AQR MULTI-STYLE OFFSHORE FUND, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635509 Filed Document 0001402855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pikes Peak Helium, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673413 Filed Document 0001079973-16-000937 Exclusions or Exemptions 506c Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care NAK Radcliff, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $975,397 Associated Brokers / Dealers N/A CIK Number 0001673865 Filed Document 0001461373-16-000082 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Next In Line, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001671058 Filed Document 0001671058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ATEL Institutional Venture Debt Fund, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ronald J. Bucci CIK Number 0001672625 Filed Document 0001140361-16-062702 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keros Therapeutics, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,000,078 Associated Brokers / Dealers N/A CIK Number 0001664710 Filed Document 0001664710-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chautauqua Global Growth Equity QP Fund, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673306 Filed Document 0001673306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $7,049,395 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-16-000343 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Merion Riverside Parc Capital Partner, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $548,600 Associated Brokers / Dealers N/A CIK Number 0001672824 Filed Document 0001672824-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Zero Shock Seating, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673351 Filed Document 0001235802-16-000211 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Drikolor, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673371 Filed Document 0001673371-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NANOPHOTONICA, INC. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001512937 Filed Document 0001512937-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UdiSense Inc. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $5,237,380 Associated Brokers / Dealers N/A CIK Number 0001639516 Filed Document 0001639516-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNIO All-Seasons Fund LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557245 Filed Document 0001557245-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdad Leveraged Co Fund, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602514 Filed Document 0001602514-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sands Capital Private Growth Fund II, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673204 Filed Document 0001673204-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELIZABETH PARK CAPITAL II L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corp. and Straus Capital, LLC CIK Number 0001530421 Filed Document 0001530421-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Visually Transceiving System Corp See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588040 Filed Document 0001588040-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
NIOWAVE, INC. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666270 Filed Document 0001666270-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pivot Holdings II LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ESDF V, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $395,843,000 Associated Brokers / Dealers Threadmark LLP, PTP Securities, LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001612153 Filed Document 0001612153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $5,817,741 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-16-000541 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR Global Risk Premium Offshore Fund II Ltd See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402855 Filed Document 0001402855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Los Angeles County Regional Center VI LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001672721 Filed Document 0001672721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riseo Inc See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673258 Filed Document 0001673258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $64,504,449 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-16-000539 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LCN North American Fund II, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FPCG, LLC - dba FocusPoint Private Capital Group CIK Number 0001673172 Filed Document 0000902664-16-006862 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Select Fund II LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc., Halycon Cabot Partners Ltd., and Olympus Securities, LLC CIK Number 0001650860 Filed Document 0001013762-16-001521 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund