Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PEY Capital, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594423 Filed Document 0001594423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAX EFFICIENT INFLATION PROTECTION STRATEGY LLC SER D See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439860 Filed Document 0001615774-15-003409 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Term Fund 2015 See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519771 Filed Document 0001658238-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyncean Technologies, Inc. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,165,749 Associated Brokers / Dealers Culver Capital Group, Inc. CIK Number 0001520120 Filed Document 0001520120-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PHARMATROPHIX INC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001425819 Filed Document 0001425819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Longwood Ventures, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601194 Filed Document 0001601194-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Special Situations Overseas Fund II, Ltd. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592078 Filed Document 0000902664-15-004348 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Overstone Fund Plc. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341344 Filed Document 0001012975-15-000797 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
WILKINSON O'GRADY GLOBAL EQUITY PARTNERS LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361827 Filed Document 0001615774-15-003411 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571428 Filed Document 0001571428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559559 Filed Document 0001559559-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New State Capital Partners Friends & Family Co-Investment Fund, LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001658795 Filed Document 0001658795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tail Risk Hedging March Onshore Fund LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001585851 Filed Document 0001585851-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVATIVE RECYCLING INC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001658495 Filed Document 0001658495-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Fort Washington Emerging Market Debt LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565712 Filed Document 0001565712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minotaur Exploration Ltd See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $711,671 Associated Brokers / Dealers N/A CIK Number 0001658492 Filed Document 0001534122-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Full Discretion Fixed Income LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555669 Filed Document 0001555669-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardmore New River, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001658151 Filed Document 0001658151-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ECHO STREET CAPITAL PARTNERS OFFSHORE LTD. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618929 Filed Document 0000919574-15-008345 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cielo Debt Cap I, L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658311 Filed Document 0001657727-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cideroad, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001659028 Filed Document 0001659028-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BSREP II Center Parcs Co-Invest L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KB Investment & Securities Co. Ltd. and Brookfield Private Advisors LLC CIK Number 0001659204 Filed Document 0001659204-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CORE VEGA FUND LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508620 Filed Document 0001140361-15-043647 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A	2015-11-19 15:11:06 UTC
Amount To Be Raised $999,500 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-15-066934 Accepted Date 2015-11-19 15:11:06 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
WJA ASSET MANAGEMENT TRUST See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001640028 Filed Document 0001640028-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Prosight Fund, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOVA METALS CORP. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $15,168 Associated Brokers / Dealers N/A CIK Number 0001657800 Filed Document 0001183740-15-000258 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
StratusLIVE LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $2,471,740 Associated Brokers / Dealers N/A CIK Number 0001577127 Filed Document 0001577127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN PA SURGERY CENTER WEXFORD BRANCH LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $557,166 Associated Brokers / Dealers N/A CIK Number 0001079159 Filed Document 0001079159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rebates USA, Inc See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001657488 Filed Document 0001657488-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WALLSTREET COMMERCE & TRADE INSTITUTE, INC. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN INTERNATIONAL TRADE CORP. CIK Number 0001550702 Filed Document 0001550702-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
US Retina LLC See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $5,655,000 Associated Brokers / Dealers N/A CIK Number 0001577214 Filed Document 0001477932-15-007216 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rice Midstream Partners LP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $174,999,991 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001620928 Filed Document 0001209191-15-081274 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Malabar India Fund, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Centenium Advisors LLC, and Akshay Mansukhani CIK Number 0001611970 Filed Document 0001611970-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOCKSTAR STUDIOS LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001658313 Filed Document 0001658313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Quintium Private Opportunities Fund, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529643 Filed Document 0001529643-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Storage Partners I, L.P. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658935 Filed Document 0001658935-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Caltius Partners V, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001624438 Filed Document 0001624438-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AgriMetis, LLC See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001618741 Filed Document 0001618741-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HOMEWOOD NJOY PRINCIPALS HOLDINGS A, LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658542 Filed Document 0001658531-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Option 13 Partners, LP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658685 Filed Document 0000919574-15-008320 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Workforce Partners VIII LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659649 Filed Document 0001659649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HOMEWOOD NJOY HOLDINGS A (QP), LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658536 Filed Document 0001658531-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nudge, LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001545068 Filed Document 0001545068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Samjo Partners, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293594 Filed Document 0000919574-15-008305 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Todd Rhine CIK Number 0001633418 Filed Document 0001633418-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ELM TREE MEDICAL, INC. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654158 Filed Document 0001654158-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $42,560 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-15-000259 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Real Estate Partners Europe (EEA) L.P. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658570 Filed Document 0001658570-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FERRAN GLOBAL HOLDINGS, INC. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Objective Equity, LLC CIK Number 0001637368 Filed Document 0001637368-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity