Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HARBERT MICROCAP PARTNERS FUND, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001626127 Filed Document 0000919574-15-008337 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrinsic Advantage Fund LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626930 Filed Document 0001626930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRESH MEDICAL LABORATORIES, INC. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,256,931 Associated Brokers / Dealers N/A CIK Number 0001541884 Filed Document 0001080368-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Russell Lowry CIK Number 0001633418 Filed Document 0001633418-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HiveQuest See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001658797 Filed Document 0001658797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fiera USA Global Equities Fund LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588995 Filed Document 0001615774-15-003472 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001565437-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tassl LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653666 Filed Document 0001653666-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Ronald Denk CIK Number 0001633418 Filed Document 0001633418-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pulse-UCC Co-Invest, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658621 Filed Document 0001658621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RT SQ Investment, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001658395 Filed Document 0001658395-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RECOMBINETICS, INC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Van Clemens & Co. Incorporated CIK Number 0001543926 Filed Document 0001209191-15-081515 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
White Mountain Capital Management, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592503 Filed Document 0001592503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE CLASSIC FUND L P See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348222 Filed Document 0001140361-15-043660 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finchwood Capital Partners, L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658051 Filed Document 0000935836-15-000582 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Opportunity Franchise Fund I, Limited Partnership See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001658377 Filed Document 0001658377-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Sirnaomics, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pulse-UCC Co-Invest, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,333,333 Associated Brokers / Dealers N/A CIK Number 0001658621 Filed Document 0001658621-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amylyx Pharmaceuticals, Inc. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,630,000 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Land South Tall Tower Capital Partners, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592383 Filed Document 0001592383-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Madrigal Foundation Fund, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625994 Filed Document 0001012975-15-000802 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longwood Opportunity Offshore Fund, Ltd See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569999 Filed Document 0001569999-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safe Harbor Seaplanes, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001659048 Filed Document 0001659048-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Stage Point Fund, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Whitney S. Quillen CIK Number 0001634277 Filed Document 0001634277-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Alan Lichtenstein CIK Number 0001633418 Filed Document 0001633418-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Trill Financial, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001659005 Filed Document 0001659005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MHPI IV, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $15,001,000 Associated Brokers / Dealers N/A CIK Number 0001630861 Filed Document 0001630861-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Triposo, Inc, See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,191,012 Associated Brokers / Dealers N/A CIK Number 0001526910 Filed Document 0001526910-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2018 See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626615 Filed Document 0001658238-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spinnaker Income Partners, L.P. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575322 Filed Document 0001575322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wealth Migrate Medical 3, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001639428 Filed Document 0001639428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bayou City Energy, L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001658200 Filed Document 0001658200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LucidWorks, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001414745 Filed Document 0001414745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parsec Trading Corp. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474502 Filed Document 0001474502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moms Online, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619174 Filed Document 0001078782-15-001910 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MR 125 East, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,881,556 Associated Brokers / Dealers Sequence Financial Specialists, LLC CIK Number 0001658853 Filed Document 0001658853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Boomcloud 360 Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,724,084 Associated Brokers / Dealers N/A CIK Number 0001651560 Filed Document 0001651560-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IMSF (Mauritius) Ltd See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625893 Filed Document 0001625893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
American Opportunity Franchise Fund I, Limited Partnership See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001658377 Filed Document 0001658377-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Circle on Central, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001659446 Filed Document 0001659446-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Echo Street Capital Partners, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172150 Filed Document 0000919574-15-008343 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bugworks Research, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $2,307,381 Associated Brokers / Dealers N/A CIK Number 0001659031 Filed Document 0001659031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Deja View Concepts, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001600876 Filed Document 0001600876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COLLISION COMMUNICATIONS, INC. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $7,889,259 Associated Brokers / Dealers N/A CIK Number 0001633056 Filed Document 0001633056-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Longwood Offshore, Ltd. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604651 Filed Document 0001604651-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dioscuri Capital LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001587280 Filed Document 0001587280-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Strategic Partners Offshore Fund VII, L.P. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A. and Credit Suisse Securities (USA) LLC CIK Number 0001653746 Filed Document 0000950103-15-008981 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madrigal Fund, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625996 Filed Document 0001012975-15-000803 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longwood Opportunity Fund, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Various Agents CIK Number 0001444597 Filed Document 0001209191-15-081550 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund