Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dynamic Network Services, Inc. See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $50,000,001 Associated Brokers / Dealers N/A CIK Number 0001560291 Filed Document 0001560291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Fund, L.P. See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432789 Filed Document 0001507943-16-000225 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABOUTER INTERNATIONAL MISSION FUND, LLC See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629121 Filed Document 0000913849-16-000546 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KABOUTER INTERNATIONAL OPPORTUNITIES FUND II, LLC See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569337 Filed Document 0000913849-16-000541 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Lynx Fund Ltd See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001577483 Filed Document 0001140361-16-065079 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Bridgewater Fund Ltd. See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001467514 Filed Document 0001140361-16-065074 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MIDDLEFIELD BANC CORP See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000836147 Filed Document 0001209191-16-119805 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ConnectSolutions, Inc. See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001566168 Filed Document 0001566168-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Co-Invest Investor, L.P. See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674239 Filed Document 0001674239-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund, LP See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC and None CIK Number 0001531360 Filed Document 0001531360-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centennial Funds SPC - Centennial Global Macro Fund Segregated Portfolio See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Ceninter Funds Corp, Gabriel Becerril Parreno, Ignacio Velez, Interasesores, S.A. DE C.V., NLCG Distributors, LLC, and IMST Distributors, LLC CIK Number 0001510438 Filed Document 0001510438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frederick Howard Fruitman and A.J. Sloane & Company, LLC CIK Number 0000856689 Filed Document 0000919574-16-012832 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ANTIQUE HELPER, INC. See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $124,750 Associated Brokers / Dealers N/A CIK Number 0001674496 Filed Document 0001674496-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Strattam Capital Investment Fund, L.P. See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001612181 Filed Document 0001612181-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MedCPU, Inc. See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $35,037,376 Associated Brokers / Dealers N/A CIK Number 0001475844 Filed Document 0001475844-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GasTechno Energy & Fuels (USA) LLC See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001607583 Filed Document 0001493152-16-009691 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Five Point Operating Company, LLC See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $812,166,743 Associated Brokers / Dealers N/A CIK Number 0001674065 Filed Document 0000950172-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Master Fund, L.P. See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432788 Filed Document 0001507943-16-000226 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DK Landmark, LLC See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674487 Filed Document 0001674487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neuros Medical, Inc. See All Filings	D	2016-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001474720 Filed Document 0001474720-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Savile Row Diversified Hedge M Institutional, LLC See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502827 Filed Document 0001015325-16-000051 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NORTH STAR PARTNERS II, L.P. See All Filings	D/A	2016-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460616 Filed Document 0000919574-16-012851 Exclusions or Exemptions 506b Accepted Date 2016-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Perkville, Inc. See All Filings	D	2016-05-11 21:51:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621754 Filed Document 0001621754-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 21:51:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RoundPegg, Inc. See All Filings	D/A	2016-05-11 21:26:29 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001484299 Filed Document 0001484299-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-11 21:26:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Global Food Security Fund, LLC See All Filings	D/A	2016-05-11 21:26:18 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001565486 Filed Document 0001565486-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-11 21:26:18 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Silicium Energy, Inc. See All Filings	D	2016-05-11 21:05:32 UTC
Amount To Be Raised $3,575,290 Associated Brokers / Dealers N/A CIK Number 0001532685 Filed Document 0001532685-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-11 21:05:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silicium Energy, Inc. See All Filings	D	2016-05-11 20:37:48 UTC
Amount To Be Raised $2,166,662 Associated Brokers / Dealers N/A CIK Number 0001532685 Filed Document 0001532685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 20:37:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIPL, INC. See All Filings	D	2016-05-11 19:13:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-11 19:13:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Freedom Financial Debt Fund I, LP See All Filings	D	2016-05-11 19:11:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001673773 Filed Document 0001673822-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-05-11 19:11:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Capital, LLC See All Filings	D	2016-05-11 18:48:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001673822 Filed Document 0001673822-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-11 18:48:52 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Kickstart Seed Fund IV, L.P. See All Filings	D	2016-05-11 18:37:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674100 Filed Document 0001674100-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 18:37:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vyopta Inc See All Filings	D	2016-05-11 18:13:12 UTC
Amount To Be Raised $5,999,996 Associated Brokers / Dealers N/A CIK Number 0001565197 Filed Document 0001565197-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 18:13:12 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Weee! Inc. See All Filings	D	2016-05-11 18:06:08 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001674401 Filed Document 0001674401-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 18:06:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NIKOLS MORTGAGE FUND, LLC See All Filings	D/A	2016-05-11 18:02:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001487021 Filed Document 0001487021-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-11 18:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
KOHINOOR CORE (DELAWARE), L.P. See All Filings	D/A	2016-05-11 17:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001516975 Filed Document 0001516975-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-11 17:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Graff Capital Partners, LP See All Filings	D	2016-05-11 17:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674378 Filed Document 0001674378-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 17:44:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREP Debt I LP See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001674455 Filed Document 0001140361-16-065361 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
D3MAX, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674409 Filed Document 0001140361-16-065049 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Weatherford Healthcare II LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673896 Filed Document 0001673896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Riot Media, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001674333 Filed Document 0001674333-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
West Star Aviation Holdings LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673466 Filed Document 0000950172-16-000187 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Other
OptionDave Capital LP See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Meldeau CIK Number 0001672056 Filed Document 0001672056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
PE Premier Blackstone Strategic Partners VII Onshore Feeder LP See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001674268 Filed Document 0001140361-16-064440 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1366 TECHNOLOGIES INC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001423493 Filed Document 0001423493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Equity Strategies Fund, L.P. See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548843 Filed Document 0000902664-16-006954 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hyperloop Technologies, Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $93,283,640 Associated Brokers / Dealers N/A CIK Number 0001634332 Filed Document 0001634332-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RITUWALL Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001604220 Filed Document 0001604220-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ExThera Medical Corp See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001674251 Filed Document 0001674251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnerVest Energy Institutional Fund XIV-2A, L.P. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001674589 Filed Document 0001674589-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Canadian Overseas Petroleum Ltd See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers Dundee Securities Ltd CIK Number 0001507759 Filed Document 0001507759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity