Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INVESTMENT CENTERS OF AMERICA INC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,306,247 Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
South Street Capital Onshore Fund L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568829 Filed Document 0001568829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARAMETRIC DEFENSIVE EQUITY FUND LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539852 Filed Document 0001539852-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Oculus360, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $4,685,856 Associated Brokers / Dealers N/A CIK Number 0001586265 Filed Document 0001586265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brandywine Symphony Fund, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515182 Filed Document 0001515182-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pieces Co-Investment Fund, LP See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001644930 Filed Document 0001644930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BeaconLight Offshore Fund, Ltd. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483278 Filed Document 0000919574-16-009459 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PARVUS EUROPEAN OPPORTUNITIES FUND See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429185 Filed Document 0000902664-16-004909 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innoblative Designs, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001664268 Filed Document 0001664268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TA Investors IV EU AIV, L.P. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664603 Filed Document 0001664603-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI Opportunity Select Fund V, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers David Gottlieb CIK Number 0001664013 Filed Document 0001664013-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
VitreosHealth, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $5,147,187 Associated Brokers / Dealers N/A CIK Number 0001481206 Filed Document 0001481206-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-16-000140 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-16-000138 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
EQUAL EXCHANGE INC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0000797046 Filed Document 0000797046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
NV 154 Campanelli, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001664800 Filed Document 0001455244-16-000034 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SelfEcho, Inc See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers N/A CIK Number 0001627887 Filed Document 0001627887-16-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ECM Feeder Fund 1 See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570005 Filed Document 0000919574-16-009435 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverMeadow Software, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $10,485,544 Associated Brokers / Dealers N/A CIK Number 0001548284 Filed Document 0001548284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KIIO INC. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001565663 Filed Document 0000892712-16-001250 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Bluevine Capital, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001585220 Filed Document 0001585220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XTI Aircraft Co See All Filings	1-A/A	2016-01-19 16:58:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001638850 Filed Document 0001644600-16-000081 Accepted Date 2016-01-19 16:58:56 UTC Type of Offering 1-A/A Industry AIRCRAFT Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AWA Group LP See All Filings	1-A/A	2016-01-19 16:50:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001645148 Filed Document 0001213900-16-010256 Accepted Date 2016-01-19 16:50:01 UTC Type of Offering 1-A/A Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
XTI Aircraft Co See All Filings	1-A/A	2016-01-19 15:07:11 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001638850 Filed Document 0001644600-16-000078 Accepted Date 2016-01-19 15:07:11 UTC Type of Offering 1-A/A Industry AIRCRAFT Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Virtuix Holdings Inc. See All Filings	1-A/A	2016-01-19 14:17:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001644600-16-000076 Accepted Date 2016-01-19 14:17:50 UTC Type of Offering 1-A/A Industry COMPUTER PERIPHERAL EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-01-19 14:13:28 UTC
Amount To Be Raised $327,165 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-076029 Accepted Date 2016-01-19 14:13:28 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
Virtuix Holdings Inc. See All Filings	1-A/A	2016-01-19 14:07:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001644600-16-000074 Accepted Date 2016-01-19 14:07:52 UTC Type of Offering 1-A/A Industry COMPUTER PERIPHERAL EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
Virtuix Holdings Inc. See All Filings	1-A/A	2016-01-19 13:42:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001644600-16-000072 Accepted Date 2016-01-19 13:42:13 UTC Type of Offering 1-A/A Industry COMPUTER PERIPHERAL EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
Aperion Biologics, Inc. See All Filings	1-A/A	2016-01-19 13:08:49 UTC
Amount To Be Raised $24,800,000 Associated Brokers / Dealers N/A CIK Number 0001439026 Filed Document 0001144204-16-076011 Accepted Date 2016-01-19 13:08:49 UTC Type of Offering 1-A/A Industry ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $34,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PARKERVISION INC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,113,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0001094891-16-000400 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lakewood Capital Offshore Fund, Ltd. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001409720 Filed Document 0000919574-16-009415 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Western Fund LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001335549 Filed Document 0001335549-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Debt
SoftTech VC V, L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001663698 Filed Document 0001663698-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VIC Technology Venture Development, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/a CIK Number 0001219639 Filed Document 0001219639-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Newstone Capital Partners III, L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001661108 Filed Document 0001661108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ESSA Pharma Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $14,999,992 Associated Brokers / Dealers Canaccord Genuity Inc., Bloom Burton & Co., and Roth Capital Partners, LLC CIK Number 0001633932 Filed Document 0000950172-16-000137 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SWFL, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585413 Filed Document 0001585413-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tilden Park Liquid Mortgage Fund LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595345 Filed Document 0000950142-16-002847 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD PHILADELPHIA INVESTOR CO-INVESTMENT BLOCKER, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001651180 Filed Document 0001140361-16-048026 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Distillery, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653864 Filed Document 0001653864-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Naritiv, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $6,336,328 Associated Brokers / Dealers N/A CIK Number 0001664006 Filed Document 0001664006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA IMPERIO SYSTEMS CORP. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619504 Filed Document 0001619504-16-000011 Exclusions or Exemptions 506c Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
LMV M TOWER REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663844 Filed Document 0001663835-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV ATOWN REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663851 Filed Document 0001663835-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in TheBouqs) LP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001663856 Filed Document 0001465818-16-000073 Exclusions or Exemptions 506c Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Orchard Landmark II LP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657757 Filed Document 0001657757-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Monegraph, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634636 Filed Document 0001634636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DELOITTE & TOUCHE LLP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Loon Medical, Inc. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers iBankers CIK Number 0001652017 Filed Document 0001652017-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity