Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PCH Manager Fund, SPC-Segregated Portfolio 200 See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607820 Filed Document 0001507943-16-000228 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
9320 SPD LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001674309 Filed Document 0001674309-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Digital Riot Media, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001674333 Filed Document 0001674333-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ibex Outdoor Clothing Holdings, Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $4,047,052 Associated Brokers / Dealers N/A CIK Number 0001528023 Filed Document 0001528023-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 35 See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607816 Filed Document 0001507943-16-000230 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Star Aviation Holdings LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $99,279,720 Associated Brokers / Dealers N/A CIK Number 0001673466 Filed Document 0000950172-16-000186 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Scuadra Group LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001674308 Filed Document 0001674308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUE CALYPSO, INC. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001399587 Filed Document 0001185185-16-004473 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WIP-Shannon Hills, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001589252 Filed Document 0001589252-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KEC/FD LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674094 Filed Document 0001674094-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
B2S HOLDINGS, INC. See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Croft & Bender, LP CIK Number 0001674287 Filed Document 0001674287-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Caedmon Hall Corp See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001655096 Filed Document 0001655096-16-000005 Exclusions or Exemptions 504 and 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub 9FE LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $222,222 Associated Brokers / Dealers N/A CIK Number 0001635850 Filed Document 0001635850-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founding Farmers Reston, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001674359 Filed Document 0001674359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Emenda USA, Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674307 Filed Document 0001674307-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExThera Medical Corp See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001674251 Filed Document 0001674251-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Guernsey Hotel, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers Guernsey Hotel, LLC CIK Number 0001674261 Filed Document 0001674261-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SmartCool Systems Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $77,710 Associated Brokers / Dealers N/A CIK Number 0001328810 Filed Document 0001085037-16-000283 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Kawa VZ Property LLC See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $12,700,000 Associated Brokers / Dealers N/A CIK Number 0001643025 Filed Document 0001398344-16-013202 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SC FUNDAMENTAL VALUE FUND L P See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000864295 Filed Document 0000864295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfolio 100 See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576452 Filed Document 0001507943-16-000229 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Umbie Health Corp See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $2,941,469 Associated Brokers / Dealers N/A CIK Number 0001674491 Filed Document 0001674491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Anchor Fund, LLC See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 36 See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607818 Filed Document 0001507943-16-000231 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Discovery U.S. Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001674059 Filed Document 0001674059-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExThera Medical Corp See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $15,448,410 Associated Brokers / Dealers N/A CIK Number 0001674251 Filed Document 0001674251-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Founding Farmers KOP, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001674358 Filed Document 0001674359-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Offshore Feeder Fund Ltd See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537299 Filed Document 0001398344-16-013198 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS V SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001673677 Filed Document 0001673677-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa RETC 1, LLC See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001644163 Filed Document 0001398344-16-013206 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B2S HOLDINGS, INC. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Croft & Bender, LP CIK Number 0001674287 Filed Document 0001674287-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MMSOP, L.P. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001674252 Filed Document 0001674252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HALF FULL BREWERY, INC. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001521716 Filed Document 0001521716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HVAC I LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Carla Properties, Ltd. CIK Number 0001652890 Filed Document 0001652890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crowdedbuildings, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674375 Filed Document 0001674375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spark in the Dark Productions LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674403 Filed Document 0001674403-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GSV Ventures I LLC, Series T-3 See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001673722 Filed Document 0001673722-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Income Fund, L.P. See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001653489 Filed Document 0001653489-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Solutions, Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001523617 Filed Document 0001523617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
G1 Therapeutics, Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560241 Filed Document 0001560241-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cultivation Technologies, Inc. See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649005 Filed Document 0001649005-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sailfish Fund, LLC See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001496283 Filed Document 0001496283-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
R. L. Minor, LLC See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001661591 Filed Document 0001661591-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Weatherford Healthcare I LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673858 Filed Document 0001673858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pet Partners Global LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673615 Filed Document 0000950172-16-000189 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Interactive Investments Capital Partners, LP See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673155 Filed Document 0001673155-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSRC 1819 LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001674390 Filed Document 0001674390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series T-1 See All Filings	D/A	2016-05-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001673716 Filed Document 0001673716-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppThis, LLC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001673760 Filed Document 0001673760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
INGRAIN INC See All Filings	D	2016-05-11 00:00:00 UTC
Amount To Be Raised $3,042,902 Associated Brokers / Dealers N/A CIK Number 0001440785 Filed Document 0001440785-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity