|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659172
- Filed Document
- 0001659172-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659168
- Filed Document
- 0001659168-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608384
- Filed Document
- 0001608384-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659144
- Filed Document
- 0001659144-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities
- CIK Number
- 0001407851
- Filed Document
- 0001407851-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627617
- Filed Document
- 0001627617-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $21,565,545
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659903
- Filed Document
- 0001659903-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $47,485
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660358
- Filed Document
- 0001660358-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PAPAMARKOU WELLNER & CO., INC.
- CIK Number
- 0001580997
- Filed Document
- 0000919574-15-008616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660155
- Filed Document
- 0001660155-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $255,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660417
- Filed Document
- 0001660417-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599159
- Filed Document
- 0001599159-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496680
- Filed Document
- 0001496680-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001158387
- Filed Document
- 0001062993-15-006598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496681
- Filed Document
- 0001496681-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $6,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621126
- Filed Document
- 0001621126-15-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $503,211
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659631
- Filed Document
- 0001659631-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001407851-15-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001265847
- Filed Document
- 0000919574-15-008608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kenneth Lynch
- CIK Number
- 0001660430
- Filed Document
- 0001660430-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627486
- Filed Document
- 0000905718-15-000979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc.
- CIK Number
- 0001521845
- Filed Document
- 0001407851-15-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James A. Cheney
- CIK Number
- 0001458491
- Filed Document
- 0001209191-15-084192
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Girard Securities
- CIK Number
- 0001521832
- Filed Document
- 0001407851-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $10,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001338940
- Filed Document
- 0001178913-15-003687
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584006
- Filed Document
- 0001393619-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- RANA PRASAD
- CIK Number
- 0001622938
- Filed Document
- 0000950172-15-000114
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618652
- Filed Document
- 0001618652-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $959,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653611
- Filed Document
- 0001653611-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $74,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639825
- Filed Document
- 0001639825-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660414
- Filed Document
- 0001660414-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $412,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659306
- Filed Document
- 0001659306-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $3,891,766
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659974
- Filed Document
- 0001659974-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- HOULIHAN LOKEY CAPITAL, INC.
- CIK Number
- 0001591447
- Filed Document
- 0001591447-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $318,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660377
- Filed Document
- 0001660377-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
CDK Capital (Bermuda) Ltd.- Brown Advisory Global Managers Fund
See All Filings
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630991
- Filed Document
- 0001630991-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516293
- Filed Document
- 0001315863-15-000972
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502201
- Filed Document
- 0001502201-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545887
- Filed Document
- 0001545887-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568705
- Filed Document
- 0001568705-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627234
- Filed Document
- 0000919574-15-008599
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563307
- Filed Document
- 0001563307-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619504
- Filed Document
- 0001619504-15-000009
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC, Compass Group Global Advisors S.A., and RBC Capital Markets, LLC
- CIK Number
- 0001627279
- Filed Document
- 0000950103-15-009441
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lars Bjoergerd, Melis Global Investments N.V., and Alternative Asset Investment Management LLC
- CIK Number
- 0001517720
- Filed Document
- 0001517720-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
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D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660473
- Filed Document
- 0001209191-15-084294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $5,240,698
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622629
- Filed Document
- 0000949353-15-000123
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
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D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securites, LLC
- CIK Number
- 0001628645
- Filed Document
- 0001407851-15-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
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D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AON Securities Corp.
- CIK Number
- 0001498521
- Filed Document
- 0001407851-15-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
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D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509645
- Filed Document
- 0001509645-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
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