Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BTC-Africa See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arterys Inc See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $17,639,248 Associated Brokers / Dealers N/A CIK Number 0001658136 Filed Document 0001658136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $912,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
FireFly Automatix Inc See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660851 Filed Document 0001209191-15-084707 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cloverleaf Fund VII, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001661141 Filed Document 0001661141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marcato II, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502825 Filed Document 0000919574-15-008636 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 167, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,094,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001660388 Filed Document 0001660365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Frontier Market Opportunities Master Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523294 Filed Document 0001523294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Bioscience, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,175,000 Associated Brokers / Dealers N/A CIK Number 0001642601 Filed Document 0001642601-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PNS Communications, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660373 Filed Document 0001660373-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
UPRISING INVESTORS FUND I, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001660620 Filed Document 0001660620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stilwell Activist Investments, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573720 Filed Document 0001144204-15-070224 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Medical Tactile, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Morpheus Capital Advisors LLC CIK Number 0001660680 Filed Document 0001660680-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BR Clearwater, DST See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $19,113,038 Associated Brokers / Dealers Bluerock Capital Markets, LLC, Courtlandt Securities Corporation, Colorado Financial Services Corporation, Berthel, Fisher & Company Financial Services, Inc., Independent Financial Group, LLC, American Portfolios Financial Services, Inc., Sigma Financial Corporation, Parkland Securities, LLC, Lightpath Capital, Inc., Concorde Investment Services, LLC, Silber Bennett Financial, Inc., Primex, McDermott Investment Advisors, LLC, Sandlapper Securities, LLC, Centaurus Financial Inc., Wall Street Strategies, Inc., and Brokerbank Securities, Inc. CIK Number 0001654353 Filed Document 0001654353-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Peak Select Access Fund Ltd. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461592 Filed Document 0001379331-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geenee, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001639937 Filed Document 0001639937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sorin NL Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506944 Filed Document 0000919574-15-008624 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Be Mixed, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660516 Filed Document 0001660516-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HG OPPORTUNITY FUND, LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626773 Filed Document 0001626773-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIH Myrtle Beach LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $13,183,784 Associated Brokers / Dealers N/A CIK Number 0001660664 Filed Document 0001660664-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STILWELL PARTNERS L P See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management LLC CIK Number 0001048212 Filed Document 0001144204-15-070217 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rand PE Fund I, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660401 Filed Document 0001660401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Round Hill Music Royalty Fund II LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001661477 Filed Document 0001661477-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RHYTHM PHARMACEUTICALS, INC. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001649904 Filed Document 0001140361-15-044190 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Playswell, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001660663 Filed Document 0001660663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ABB CAMPUS INVESTORS, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001653060 Filed Document 0001653060-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia U.S. Equity Beta 1 Offshore Fund, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657792 Filed Document 0001657793-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lateral U.S. Credit Opportunities Fund, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001660532 Filed Document 0001660532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BTC-Africa See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Icon Ventures VI, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $260,000,000 Associated Brokers / Dealers N/A CIK Number 0001660470 Filed Document 0001660470-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Architectural Products, LLC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001598783 Filed Document 0001598783-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Agora Distributors, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $539,000 Associated Brokers / Dealers N/A CIK Number 0001660488 Filed Document 0001660488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Emerging Markets Fixed Income Core Fund See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659700 Filed Document 0001623632-15-001932 Exclusions or Exemptions 506c Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLANTERS HOLDING COMPANY See All Filings	1-A/A	2015-12-09 17:21:44 UTC
Amount To Be Raised $19,911,696 Associated Brokers / Dealers N/A CIK Number 0001654551 Filed Document 0001144204-15-070169 Accepted Date 2015-12-09 17:21:44 UTC Type of Offering 1-A/A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business MISSISSIPPI Revenue or Assets -$1 State of Jurisdiction MISSISSIPPI Type of Security Equity (common or preferred stock)
PEARL RMA FUND I See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627532 Filed Document 0001627532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Greensmith Energy Management Systems, Inc. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $13,131,759 Associated Brokers / Dealers N/A CIK Number 0001607513 Filed Document 0001607513-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE EAGLE CAPITAL ACE FUND LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460417 Filed Document 0001315863-15-000969 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastward Capital Partners VII LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001655849 Filed Document 0001655849-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Umajin Inc. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001660359 Filed Document 0001660359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW ZEALAND Revenue or Assets $No Revenues Type of Security Equity
IMT Capital Fund IV, L.P. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660777 Filed Document 0001660777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DOUBLE EAGLE CAPITAL ACE FUND LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460417 Filed Document 0001315863-15-000971 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, and Michael Liebeskinde CIK Number 0001458488 Filed Document 0001209191-15-084189 Exclusions or Exemptions 506c Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Face Credit Opportunities Fund Ltd. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534658 Filed Document 0001534658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HillBilly Spirits, Inc. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001660090 Filed Document 0001213900-15-009405 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001209191-15-084191 Exclusions or Exemptions 506c Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McGervey Capital Dividend Equity Fund, LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579140 Filed Document 0001579140-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Life Separate Account Q See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0001407851-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
John Hancock Variable Account PPM1-R See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg CIK Number 0001458492 Filed Document 0001209191-15-084196 Exclusions or Exemptions 506c Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melvin Capital LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627484 Filed Document 0000905718-15-000975 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund