Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Red Bridge View Ltd Liability Co See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001645865 Filed Document 0001645865-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Stilwell Activist Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management, LLC CIK Number 0001564452 Filed Document 0001144204-15-070222 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCT Cafes, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,135,000 Associated Brokers / Dealers N/A CIK Number 0001660695 Filed Document 0001660695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
SHIELDZ TECHNOLOGY, INC. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660731 Filed Document 0001660731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THOMPSON STREET CAPITAL PARTNERS IV, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $625,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001660009 Filed Document 0001660009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Macro Fund, Ltd. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528169 Filed Document 0000919574-15-008646 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NXTHERA INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001436280 Filed Document 0001209191-15-084490 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
SWIIM System, Ltd. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001470048 Filed Document 0001079973-15-000700 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QuanDx, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001570865 Filed Document 0001570865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Hill Capital III, LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001660106 Filed Document 0001660106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brookfield Infrastructure Fund III-A, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001660482 Filed Document 0001660482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perk.com Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $600,278 Associated Brokers / Dealers N/A CIK Number 0001645198 Filed Document 0001062993-15-006613 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas IDF, LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660386 Filed Document 0001660386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Portfolio See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659697 Filed Document 0001623632-15-001934 Exclusions or Exemptions 506c Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Free Fund See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0001593877 Filed Document 0001593876-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benesol Inc. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001537914 Filed Document 0001521175-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ARC Property Trust, Inc. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, and More than 5 Persons CIK Number 0001480970 Filed Document 0001480970-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Eckard Global, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $256,500 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eventbase Technology Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001660375 Filed Document 0001660375-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blue Mountain Credit Alternatives Fund L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL INVESTMENTS, LLC, J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., Teneo Partners Japan Limited, and CAIS CAPITAL LLC CIK Number 0001547901 Filed Document 0000905718-15-000992 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hallux, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $7,093,675 Associated Brokers / Dealers N/A CIK Number 0001658324 Filed Document 0001658324-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Market Select Fund II LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523159 Filed Document 0001645723-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUE CAPITAL PARTNERS I LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659959 Filed Document 0001659959-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sigora International Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654445 Filed Document 0001654445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PEAK OFFSHORE MASTER FUND LTD. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001280666 Filed Document 0001280684-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502801 Filed Document 0000919574-15-008638 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terrestrial Energy Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657352 Filed Document 0001657352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
UPRISING OPPORTUNITY FUND I, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001660619 Filed Document 0001660619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Opportunities Fund, Ltd. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523291 Filed Document 0001523291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vast Ventures Transit LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660696 Filed Document 0001660696-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acrobatiq, Inc. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $9,270,004 Associated Brokers / Dealers East Wind Securities, LLC CIK Number 0001648126 Filed Document 0000898432-15-001443 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Reklaim Inc See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001499805 Filed Document 0001499805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Stilwell Value Partners VII, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555931 Filed Document 0001144204-15-070219 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRASADA LONG-SHORT EQUITY FUND, LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456115 Filed Document 0001643833-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Select Access Fund L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001379331 Filed Document 0001379331-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
DBF, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569593 Filed Document 0000935836-15-000604 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564460 Filed Document 0000919574-15-008626 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $912,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
RDC Capital Partners Offshore Fund Ltd. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hooman Robert Bolandian and William Francis Holsten III CIK Number 0001660457 Filed Document 0001660457-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Towson Commons Retail Associates LLLP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001658554 Filed Document 0001658554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
AQR Frontier Equities Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587131 Filed Document 0001587131-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reverb Holdings, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001660440 Filed Document 0001660440-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
National Coffee Corp. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001603437 Filed Document 0001603437-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AQR Global Risk Premium Offshore Fund III Ltd. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454211 Filed Document 0001454211-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL MIDWEST FUND III, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001660007 Filed Document 0001362118-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Global Fund See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0001593876 Filed Document 0001593876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTC-Africa See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Russ Stellfox CIK Number 0001633523 Filed Document 0001633523-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Donner 3-D Offset Joint Venture See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $648,000 Associated Brokers / Dealers N/A CIK Number 0001595980 Filed Document 0001354488-15-005513 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
GIA GLOBAL HIGH YIELD FUND, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441535 Filed Document 0000919574-15-008640 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund