Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DEME Offshore Fund, Ltd. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437888 Filed Document 0000919574-15-008662 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund V, LLC See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised $1,652,311 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CMWA Private Equity 2015 LLC See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647823 Filed Document 0001647823-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund 2019 L.P. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590899 Filed Document 0000945621-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo U.S. Real Estate Fund II L.P. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001626101 Filed Document 0000950142-15-002590 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lee Summer, LP See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548209 Filed Document 0001548209-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Journey Brands, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $1,000,001 Associated Brokers / Dealers N/A CIK Number 0001660533 Filed Document 0001660533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
645 Ventures, L.P. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603971 Filed Document 0001603971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DASH FINANCIAL HOLDINGS, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627129 Filed Document 0001627129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Middle East Equity Fund See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603168 Filed Document 0001603168-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Real Estate I (No.2) Limited Partnership See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001661028 Filed Document 0001661028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
EQT Ventures (No.1) SCSp See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660654 Filed Document 0001660654-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
EQT Ventures (No.2) SCSp See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660662 Filed Document 0001660662-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
CRE8 CAPITAL FUND I, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660833 Filed Document 0001660833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stack-It Storage, Inc. See All Filings	1-A	2015-12-10 16:47:26 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers (1) CIK Number 0001277998 Filed Document 0001354488-15-005493 Accepted Date 2015-12-10 16:47:26 UTC Type of Offering 1-A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $272,624 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
XTI Aircraft Co See All Filings	1-A	2015-12-10 16:20:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001638850 Filed Document 0001644600-15-000027 Accepted Date 2015-12-10 16:20:38 UTC Type of Offering 1-A Industry AIRCRAFT Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
StepOne Personal Health, Inc. See All Filings	1-A/A	2015-12-10 12:30:10 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001606811 Filed Document 0001606811-15-000023 Accepted Date 2015-12-10 12:30:10 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business MISSOURI Revenue or Assets $6,250 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tethis, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,513,998 Associated Brokers / Dealers N/A CIK Number 0001568320 Filed Document 0001568320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pigeonly, Inc. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MLM US Focused Equity Fund, LLC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001461674 Filed Document 0001461674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
OCM CONVERTIBLE TRUST See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461251 Filed Document 0001461251-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Higginbotham Insurance Agency, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001412101 Filed Document 0001412101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Market Opportunities Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523292 Filed Document 0001523292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NXTHERA INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $8,264,260 Associated Brokers / Dealers N/A CIK Number 0001436280 Filed Document 0001209191-15-084499 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Senseye, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001656387 Filed Document 0001656387-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sagil Latin American Opportunities Fund LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seedchange Execution Services Inc. CIK Number 0001479173 Filed Document 0000902664-15-004467 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pergament Multi-Strategy Opportunities, LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464874 Filed Document 0001448051-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor Alphadyne SPC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483575 Filed Document 0001483575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verengo, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001509200 Filed Document 0001140361-15-044233 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CADIAN FUND LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420604 Filed Document 0000919574-15-008628 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Federated Bank Loan Core Fund See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659694 Filed Document 0001623632-15-001938 Exclusions or Exemptions 506c Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE NON-U.S. CONVERTIBLE FUND, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946224 Filed Document 0000946224-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe Unlevered Ultra Short Duration Fund, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660381 Filed Document 0000919574-15-008630 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE HIGH INCOME CONVERTIBLE FUND II, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219635 Filed Document 0001219635-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rollins 600 RI, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001660856 Filed Document 0001660856-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund XII, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657793 Filed Document 0001657793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Israel Secondary Fund II, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660103 Filed Document 0001660103-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImmuneXcite, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $6,765,049 Associated Brokers / Dealers N/A CIK Number 0001538550 Filed Document 0001538550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FSC MRC Odessa TX, DST See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers McDermott Investment Services LLC, Silber Bennett Financial Inc., Primex, Concorde Investment Services, Sandlapper Securities LLC, and Ecoban Securities Corp CIK Number 0001656298 Filed Document 0001656298-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
D.O.K. Wines, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,876,252 Associated Brokers / Dealers N/A CIK Number 0001660360 Filed Document 0001660360-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
2241 Vista Ridge Manager LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001660697 Filed Document 0001660697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Core Nutrition, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAN DIESEL TECHNOLOGIES INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $3,118,538 Associated Brokers / Dealers N/A CIK Number 0000949428 Filed Document 0000949428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Calico Energy, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $8,205,000 Associated Brokers / Dealers N/A CIK Number 0001521175 Filed Document 0001521175-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rosetta Capital IV LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,195,662 Associated Brokers / Dealers N/A CIK Number 0001573656 Filed Document 0001573656-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
KD Capital, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627581 Filed Document 0001627581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato International Ltd. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502802 Filed Document 0000919574-15-008634 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Heat Source Energy Corp See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $232,500 Associated Brokers / Dealers N/A CIK Number 0001659550 Filed Document 0001659550-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PEAK PARTNERS L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000890729 Filed Document 0001280684-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Oaktree High Income Convertible Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162436 Filed Document 0001162436-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity