|
|
D/A |
2025-11-10 14:32:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001238963-25-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-11-10 14:32:24 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2024-11-12 11:29:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0000704843-24-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2024-11-12 11:29:37 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2023-11-14 10:20:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001119402-23-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-11-14 10:20:34 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2022-11-16 09:53:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001459820-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-16 09:53:14 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2021-11-22 10:24:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001119402-21-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-11-22 10:24:08 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2020-11-19 12:59:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001459942-20-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-11-19 12:59:27 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2019-11-20 09:31:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0000704843-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-20 09:31:40 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2018-11-20 11:34:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0000704843-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-11-20 11:34:29 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2017-11-09 08:56:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001535169-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-09 08:56:45 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2016-12-01 13:27:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001459942-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-01 13:27:09 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001407851-15-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|