Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Old Glory GY Multi-Well Joint Venture See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $509,250 Associated Brokers / Dealers N/A CIK Number 0001670065 Filed Document 0001354488-16-006907 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LKC TECHNOLOGIES, INC. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,309,999 Associated Brokers / Dealers None CIK Number 0001628534 Filed Document 0000913849-16-000479 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Nordstern Capital L.P. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670063 Filed Document 0001670063-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Total Return Fund (Onshore) LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600921 Filed Document 0000950142-16-003361 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OneRent, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001630106 Filed Document 0001630106-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Global Reserve Partners, LLC See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639377 Filed Document 0001639377-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Circuit of the Americas LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $81,000,000 Associated Brokers / Dealers N/A CIK Number 0001539722 Filed Document 0001539722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PASSCO SHELBY DST See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $34,225,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001669989 Filed Document 0001669989-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OZA Private Investors Offshore Ltd. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001519008 Filed Document 0000950103-16-012012 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Frazier Healthcare Growth Buyout Fund VIII, L.P. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $519,612,246 Associated Brokers / Dealers N/A CIK Number 0001656720 Filed Document 0001140361-16-058774 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SpeakWorks, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001530784 Filed Document 0001530784-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pivot Bio, Inc. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $15,996,489 Associated Brokers / Dealers N/A CIK Number 0001623627 Filed Document 0001623627-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ETF Alpha Fund LP See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668081 Filed Document 0001546927-16-000470 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RED BRIDGE CAPITAL II LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001491039 Filed Document 0001080368-16-000031 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic-N. Andover Realty LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001669806 Filed Document 0001144204-16-089543 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Sidecar Offshore Fund SPC Segregated Portfolio II See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669234 Filed Document 0001669236-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRAINZ INC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers VALTUS CAPITAL GROUP CIK Number 0001668953 Filed Document 0001668953-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
Barron Hotel Group, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Barron Hotel Group, LLC CIK Number 0001670066 Filed Document 0001670066-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ARMORED FROG, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669722 Filed Document 0001669722-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Battery Opportunity Fund Ltd. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637014 Filed Document 0001637014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL145 See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001617329 Filed Document 0001617329-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nightingale Pharmaceuticals, Inc. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001635548 Filed Document 0001078782-16-002494 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wham Inc See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544276 Filed Document 0001544276-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Patient Home Monitoring Corp. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $349,042 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-16-000312 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OWL Cybersecurity, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001669293 Filed Document 0001669293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Renibus Therapeutics, Inc. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001667699 Filed Document 0001667699-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SBCM Private Equity Fund IV, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001669919 Filed Document 0001562555-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telcentris, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Andre Johnson and Steve Collins CIK Number 0001670129 Filed Document 0001670129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MobileMedTek Holdings, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $1,433,800 Associated Brokers / Dealers N/A CIK Number 0001522609 Filed Document 0001522609-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
US Capital Business Credit Income Fund, LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001656056 Filed Document 0001656056-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soli Capital BR II LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001666879 Filed Document 0001666879-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund (Exempt) LP See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600911 Filed Document 0000950142-16-003362 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optable, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $319,232 Associated Brokers / Dealers N/A CIK Number 0001670008 Filed Document 0001670008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRIIM, INC. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $30,363,397 Associated Brokers / Dealers N/A CIK Number 0001580289 Filed Document 0001580289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $14,600 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-000752 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Income Fund, LP See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669921 Filed Document 0001669921-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breast Microseed, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607763 Filed Document 0001607763-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Taconic Sidecar Fund II L.P. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669236 Filed Document 0001669236-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RelaDyne Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001504987 Filed Document 0000895345-16-000447 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FoodShare, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001669717 Filed Document 0000950138-16-001047 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Battery Alternative Income Fund Ltd. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637016 Filed Document 0001637016-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAY RESOURCE PARTNERS OFFSHORE FUND LTD See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001070480 Filed Document 0001070480-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 129 See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001636676 Filed Document 0001636676-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaseya Luxembourg Holdings S.C.A. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659197 Filed Document 0001659197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Income Fund, L.P. See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001653489 Filed Document 0001653489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA104 See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., Summit Equities, Inc., Winklevoss Insurance Agency, LLC, and Summit Equities, Inc. CIK Number 0001568166 Filed Document 0001568166-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEO Technologies, Inc. See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632706 Filed Document 0001603816-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
822 Lexington, LLC See All Filings	D/A	2016-03-22 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001639251 Filed Document 0001639251-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ZHRO POWER, LLC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Dr. Henry Kloor and Peter Empey CIK Number 0001661182 Filed Document 0001661182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Other
SOLAZYME INC See All Filings	D	2016-03-22 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers N/A CIK Number 0001311230 Filed Document 0001209191-16-110264 Exclusions or Exemptions 506b Accepted Date 2016-03-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity