Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MC Charleston LLC See All Filings	D/A	2016-03-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001625930 Filed Document 0001625930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
VERAX BIOMEDICAL INC See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $12,554,365 Associated Brokers / Dealers N/A CIK Number 0001161304 Filed Document 0001161304-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Victory Capital Holdings, Inc. See All Filings	D/A	2016-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570827 Filed Document 0001570827-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
QS Investors DBI Global Emerging Markets Equity Fund LP See All Filings	D/A	2016-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580683 Filed Document 0001580683-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Santa Fe Covenant Group LLC See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers Allen L. Basso, as Trustee of the Basso Family Trust dated July 3, 1990 CIK Number 0001661491 Filed Document 0001661491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-02 00:00:00 UTC
Amount To Be Raised $14,376,618 Associated Brokers / Dealers John Michael Nash, Robert Bracco, Jennifer Kephart, and Robert Larson CIK Number 0001135856 Filed Document 0001135856-16-000444 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FW 2809 Shamrock Investors LP See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001667545 Filed Document 0001667545-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ANN ARBOR PARTNERS LP See All Filings	D/A	2016-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461041 Filed Document 0001315863-16-001250 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRCONSULTA LTD. See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $25,899,907 Associated Brokers / Dealers N/A CIK Number 0001668172 Filed Document 0001668172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eliot Hill LLC See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668377 Filed Document 0001668377-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Akeida Environmental Fund, L.P. See All Filings	D/A	2016-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459946 Filed Document 0000919574-16-011517 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4100 Red River Holdings, LLC See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers NA CIK Number 0001668032 Filed Document 0001668032-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ascribe Energy Opportunities Fund, L.P. See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668332 Filed Document 0001668332-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Holdings, Ltd. See All Filings	D/A	2016-03-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-16-011543 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
James G Stice See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001618837 Filed Document 0001618837-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MADIDROP, PBC See All Filings	D	2016-03-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001647379 Filed Document 0001647379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Easton Pharmaceuticals Inc See All Filings	1-A	2016-03-01 15:40:54 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001071272 Filed Document 0001193125-16-487926 Accepted Date 2016-03-01 15:40:54 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier1 Principal Place of Business ONTARIO, CANADA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Hoya Topco, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $502,071,428 Associated Brokers / Dealers N/A CIK Number 0001668426 Filed Document 0001668418-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Natural Gas Opportunity Partners, L.P. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers EdgeLine Capital, LLC, StormHarbour Securities LP, V2V Securities LLC, USCA Securities LLC, I-Bankers Securities, Inc., MCP Securities, LLC, Foreside Fund Services, LLC, and Equus Financial Consulting LLC CIK Number 0001606395 Filed Document 0000908662-16-000490 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sirios Focus Partners L P See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314324 Filed Document 0001314324-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rosecliff Venture Partners, LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Michael Murphy CIK Number 0001668382 Filed Document 0001668382-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DORCHESTER CAPITAL INTERNATIONAL LTD See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc., Independent Financial Advisors, Inc., Atrium Portfolio Management and Investment SA, and Wells Alternative Strategies Group, Inc. CIK Number 0001291484 Filed Document 0001507943-16-000164 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIVOT POINT CAPITAL L P See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324432 Filed Document 0001192482-16-000500 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK ACCESS LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001203193 Filed Document 0001203193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNOW CAPITAL INVESTMENT PARTNERS LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001206278 Filed Document 0001206278-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
XLS ENERGY, INC. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001579536 Filed Document 0001579536-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Palmyra Energy Ventures Fund I, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001667590 Filed Document 0001667590-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Parchment Inc. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001512299 Filed Document 0001512299-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
KXTER SECURITIES INC. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $147,501 Associated Brokers / Dealers N/A CIK Number 0001619719 Filed Document 0001619719-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Adam Smith Fund, LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424410 Filed Document 0001424410-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Valstone Opportunity Fund VI-AIV I, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665090 Filed Document 0001665090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PLUSCIOS OFFSHORE FUND SPC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373717 Filed Document 0001373717-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Plains Nitrogen, LLP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,115,000 Associated Brokers / Dealers N/A CIK Number 0001568184 Filed Document 0001209191-16-103775 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Autonomous Marine Systems, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $3,973,073 Associated Brokers / Dealers N/A CIK Number 0001614490 Filed Document 0001614490-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Liquid Strategy LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Richard Bartels CIK Number 0001651818 Filed Document 0001546927-16-000428 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baker Technologies, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001668349 Filed Document 0001668349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
FX Strategy LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512008 Filed Document 0001546927-16-000430 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Baker Catalyst Fund, LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666490 Filed Document 0001666490-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Junk Development Ltd Liability Co See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664901 Filed Document 0001664901-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
AO Technology Fund, LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595193 Filed Document 0001595193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CJS Technology Select Fund LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001657963 Filed Document 0001657963-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ACA 40th Street LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,765,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001667499 Filed Document 0001667499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alexander & Preston, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665842 Filed Document 0001667188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Collokia, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,326,000 Associated Brokers / Dealers N/A CIK Number 0001669493 Filed Document 0001669493-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business URUGUAY Revenue or Assets Decline to Disclose Type of Security Equity
Principal Enhanced Property Fund, L.P. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001293213 Filed Document 0001293213-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSC Investments B LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001668418 Filed Document 0001668418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Front Range Snacks, Inc. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $630,905 Associated Brokers / Dealers N/A CIK Number 0001578248 Filed Document 0001578248-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Topzie Partner, LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663474 Filed Document 0001663474-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US H2O, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633327 Filed Document 0001633327-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Valstone Opportunity Fund VI, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665095 Filed Document 0001665090-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity