Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Windermere Capital Fund SPC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476952 Filed Document 0001476952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Green Capital LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001668003 Filed Document 0001668003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
SEVEN LOCKS FUND LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001460176 Filed Document 0001460176-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paradromics, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001668302 Filed Document 0001668302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Prospera Mortgage Investment Fund LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001572348 Filed Document 0001572348-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Maple Leaf FX Fund LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601087 Filed Document 0001546927-16-000436 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS ABS FEEDER FUND LTD See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459395 Filed Document 0001459395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWI EMERGING MARKET FIXED INCOME FUND LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460566 Filed Document 0000902664-16-006129 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KXTER INC. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668283 Filed Document 0001668283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elsewhere LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608031 Filed Document 0001608031-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Physicians' Laboratories of America LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001667188 Filed Document 0001667188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PARK WEST PARTNERS LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001262198 Filed Document 0001262198-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mersana Therapeutics, Inc. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $35,450,006 Associated Brokers / Dealers N/A CIK Number 0001442836 Filed Document 0001442836-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DGM AEX Strategy LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666263 Filed Document 0001546927-16-000443 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYES LEDGE CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340603 Filed Document 0000919574-16-011510 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reveal Design Automation, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,754,987 Associated Brokers / Dealers N/A CIK Number 0001669167 Filed Document 0001669167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PBCP MedTouch LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001668309 Filed Document 0001144204-16-086234 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greenline Coffee LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001602365 Filed Document 0001015325-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-SHILOH/OFALLON, LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $4,926,923 Associated Brokers / Dealers Mark Van Mourick, Michael Ihrie, Joseph Ondris, Russ Huffington, Ty Bauer, Azam Jaber, Ted Burkhart, Brian Smith, and Torry Scott CIK Number 0001663673 Filed Document 0001663673-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
International Accelerator, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620898 Filed Document 0001620898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TRUE GREEN CAPITAL FUND III, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Patricia Ter Heun and None CIK Number 0001665973 Filed Document 0001140361-16-056033 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MIMG XCII Fairlane East, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $5,169,444 Associated Brokers / Dealers N/A CIK Number 0001668301 Filed Document 0001668301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Any.DO Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,692,701 Associated Brokers / Dealers N/A CIK Number 0001668362 Filed Document 0001668362-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XIRRUS INC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $8,125,000 Associated Brokers / Dealers N/A CIK Number 0001348409 Filed Document 0001348409-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MHF SPECIAL INVESTMENTS LLC - SERIES 1 See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456732 Filed Document 0001507943-16-000166 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quo, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667825 Filed Document 0001667825-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Collidion Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001668476 Filed Document 0001668476-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lookhu, Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001658858 Filed Document 0001658858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VERRAZZANO EUROPEAN FOCUS FUND, L.P. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543773 Filed Document 0000919574-16-011502 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Market Currency Fund See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001641258 Filed Document 0000902664-16-006128 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Strategy LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512695 Filed Document 0001546927-16-000432 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWI EXPLORER GLOBAL MACRO FUND LP See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460965 Filed Document 0000902664-16-006130 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aravt Global Fund Ltd. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599810 Filed Document 0000919574-16-011494 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWEST SURGICARE LTD See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001373698 Filed Document 0001373698-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 140 See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001661777 Filed Document 0001661777-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valstone Opportunity Fund VI-AIV I, LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665090 Filed Document 0001665090-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery Fund VI, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001667842 Filed Document 0001667842-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wiser Private Equity II, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NA CIK Number 0001667737 Filed Document 0001667737-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tactilis Pte Ltd See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001668348 Filed Document 0001668348-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Wunder Co See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $3,631,959 Associated Brokers / Dealers N/A CIK Number 0001614905 Filed Document 0001614905-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Motiv Inc. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $6,693,300 Associated Brokers / Dealers N/A CIK Number 0001601149 Filed Document 0001601149-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InstarAGF Essential Infrastructure AIE LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001668226 Filed Document 0000943663-16-000293 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symphony Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-16-000777 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FERRY STREET LONG/SHORT EQUITY OFFSHORE FUND LTD. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers None CIK Number 0001667697 Filed Document 0001140361-16-055725 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drive Capital Fund II, L.P. See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001668207 Filed Document 0001668207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Horn RE I, LP See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $27,175,000 Associated Brokers / Dealers N/A CIK Number 0001668176 Filed Document 0001668176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LexInvest Fund 11 LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001664338 Filed Document 0001664338-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
CSF16, LLC See All Filings	D/A	2016-03-01 00:00:00 UTC
Amount To Be Raised $2,005,000 Associated Brokers / Dealers N/A CIK Number 0001655216 Filed Document 0001655216-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TCC III, LLC See All Filings	D	2016-03-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001668284 Filed Document 0001668284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity