|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $18,312,754
- Associated Brokers / Dealers
- Michael Shute
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000441
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $222,513
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558331
- Filed Document
- 0001558331-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664616
- Filed Document
- 0001664616-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $40,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668225
- Filed Document
- 0001140361-16-056052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635268
- Filed Document
- 0001635268-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622351
- Filed Document
- 0001622351-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001656038
- Filed Document
- 0001656038-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Nomura Securities International, Inc.
- CIK Number
- 0001235224
- Filed Document
- 0000919574-16-011521
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated
- CIK Number
- 0001143503
- Filed Document
- 0000919574-16-011545
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001349723
- Filed Document
- 0000919574-16-011533
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC
- CIK Number
- 0001461235
- Filed Document
- 0001459598-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668774
- Filed Document
- 0001668774-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661463
- Filed Document
- 0001661489-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630367
- Filed Document
- 0001630367-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668373
- Filed Document
- 0001668373-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $163,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668306
- Filed Document
- 0001668306-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668383
- Filed Document
- 0001668383-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382468
- Filed Document
- 0001382468-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648633
- Filed Document
- 0001648633-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635281
- Filed Document
- 0001635281-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
BCVP Angel Backers Fund I, a series of BCVP Angel Funds LLC
See All Filings
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667927
- Filed Document
- 0001667927-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $199,966
- Associated Brokers / Dealers
- Growth Capital Services
- CIK Number
- 0001663209
- Filed Document
- 0001663209-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Frontier Solutions, LLC and Liberty Tree Advisors, LLC
- CIK Number
- 0001644337
- Filed Document
- 0001644337-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596069
- Filed Document
- 0001596069-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667342
- Filed Document
- 0001667342-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $4,300,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600158
- Filed Document
- 0001600158-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $5,854,005
- Associated Brokers / Dealers
- Jennifer Kephart, Michael W. Kozemchak, and Barry W. Stoey
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000440
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668342
- Filed Document
- 0001668342-16-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668471
- Filed Document
- 0001668471-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $2,013,041
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586656
- Filed Document
- 0001586656-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666469
- Filed Document
- 0001666469-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $59,819,171
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662180
- Filed Document
- 0001662180-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668006
- Filed Document
- 0001668006-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated
- CIK Number
- 0001390223
- Filed Document
- 0000919574-16-011549
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668014
- Filed Document
- 0001668014-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $2,099,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668449
- Filed Document
- 0001668449-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668458
- Filed Document
- 0001668458-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668298
- Filed Document
- 0000919574-16-011551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432589
- Filed Document
- 0001398344-16-010573
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546868
- Filed Document
- 0000919574-16-011537
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637604
- Filed Document
- 0001637604-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578094
- Filed Document
- 0001578094-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528127
- Filed Document
- 0001528127-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $895,000
- Associated Brokers / Dealers
- Allen L. Basso, as Trustee of the Basso Family Trust dated July 3, 1990
- CIK Number
- 0001661492
- Filed Document
- 0001661489-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $4,025,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666273
- Filed Document
- 0001666273-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- PHX Financial, Inc
- CIK Number
- 0001600800
- Filed Document
- 0001013762-16-001350
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $174,998
- Associated Brokers / Dealers
- Shriram Bhashyan, Phil Haslett, and Nathaniel Disston
- CIK Number
- 0001668430
- Filed Document
- 0001668430-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668457
- Filed Document
- 0001668457-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668333
- Filed Document
- 0001668333-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-02 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667634
- Filed Document
- 0001667634-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|