|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424943
- Filed Document
- 0001424943-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405713
- Filed Document
- 0001405713-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460027
- Filed Document
- 0001623777-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668063
- Filed Document
- 0001668063-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., Citigroup Global Markets Inc., Wells Fargo Bank N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank N.A., Atlantic Trust Company, N.A., and US Trust Company, N.A.
- CIK Number
- 0001393065
- Filed Document
- 0000940394-16-002200
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $6,034,449
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639718
- Filed Document
- 0001639718-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668777
- Filed Document
- 0001668777-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601889
- Filed Document
- 0001144204-16-086276
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668591
- Filed Document
- 0001668591-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001297726
- Filed Document
- 0001507943-16-000177
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Conning Investment Products, Inc.
- CIK Number
- 0001625541
- Filed Document
- 0000943663-16-000299
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $17,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668442
- Filed Document
- 0001668442-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484369
- Filed Document
- 0001507943-16-000172
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $5,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563947
- Filed Document
- 0001140361-16-056501
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,820,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001284066
- Filed Document
- 0001284066-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668611
- Filed Document
- 0001668611-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668291
- Filed Document
- 0001668291-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001319736
- Filed Document
- 0000919574-16-011591
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668258
- Filed Document
- 0001668258-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001304611
- Filed Document
- 0001192482-16-000506
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499915
- Filed Document
- 0001580909-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $745,000
- Associated Brokers / Dealers
- Biomedical Research Foundation of Northwest Louisiana
- CIK Number
- 0001574160
- Filed Document
- 0001574160-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Greenhill & Co., LLC
- CIK Number
- 0001668354
- Filed Document
- 0001668354-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665375
- Filed Document
- 0001665375-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001273301
- Filed Document
- 0001012975-16-001062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001248244
- Filed Document
- 0001248244-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668440
- Filed Document
- 0001665672-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $3,100,000
- Associated Brokers / Dealers
- Crewe Capital, LLC
- CIK Number
- 0001666180
- Filed Document
- 0001666180-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Concept Capital Markets, LLC, Flying Cloud Securities LLC, and Flying Cloud Securities LLC
- CIK Number
- 0001506095
- Filed Document
- 0000899140-16-001249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605766
- Filed Document
- 0001605766-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623777
- Filed Document
- 0001623777-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000833291
- Filed Document
- 0000833291-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668486
- Filed Document
- 0001668486-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Wm Smith & Co.
- CIK Number
- 0001668303
- Filed Document
- 0001668303-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001438036
- Filed Document
- 0000919574-16-011577
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001092468
- Filed Document
- 0000919574-16-011565
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
SCHRODER EMERGING MARKETS FUND, A SEPARATE INVESTMENT FUND WITHIN THE SCHRODER CAPITAL MANAGEMENT COLLECTIVE TRUST
See All Filings
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SCHRODER FUND ADVISORS LLC
- CIK Number
- 0001433069
- Filed Document
- 0001433069-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,190,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662106
- Filed Document
- 0001662106-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654128
- Filed Document
- 0001376474-16-000581
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638442
- Filed Document
- 0001638442-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522252
- Filed Document
- 0001522252-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC
- CIK Number
- 0001459598
- Filed Document
- 0001459598-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $5,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666932
- Filed Document
- 0001666932-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668521
- Filed Document
- 0001668521-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Monitor Capital, LLC, CAPF Consulting Company, Robert Steiner, and RM Capital Management GmbH
- CIK Number
- 0001320075
- Filed Document
- 0001320075-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650696
- Filed Document
- 0001650696-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001180796
- Filed Document
- 0001507943-16-000178
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001284066
- Filed Document
- 0001284066-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668663
- Filed Document
- 0001354488-16-006452
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421806
- Filed Document
- 0001507943-16-000173
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|