Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2020-03-13 14:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Ameriprise Finacial Services, AT INVESTMENT ADVISERS, INC., ALLIANCEBERNSTEIN INVESTMENTS, INC., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, SANFORD C. BERNSTEIN & CO., LLC, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., RBC CAPITAL MARKETS, LLC, Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., CHARLES SCHWAB & CO., INC., Wells Fargo Bank N.A., SUNTRUST ROBINSON HUMPHREY, INC, UBS Financial Services Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, MORGAN STANLEY, Wilmington Trust, LPL Financial Services, J.P. Morgan Securities, FIRST REPUBLIC SECURITIES COMPANY, LLC, Janney Montgomery Scott LLC, US Trust/ Bank of America, BESSEMER INVESTOR SERVICES, INC., BARCLAYS CAPITAL INC, BB&T SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and Wells Fargo Securities, LLC CIK Number 0001393065 Filed Document 0000350797-20-000072 Exclusions or Exemptions 506b Accepted Date 2020-03-13 14:10:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2019-03-05 15:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Ameriprise Finacial Services, AT INVESTMENT ADVISERS, INC., ALLIANCEBERNSTEIN INVESTMENTS, INC., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, SANFORD C. BERNSTEIN & CO., LLC, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., RBC CAPITAL MARKETS, LLC, Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., CHARLES SCHWAB & CO., INC., Wells Fargo Bank N.A., SUNTRUST ROBINSON HUMPHREY, INC, UBS Financial Services Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, MORGAN STANLEY, Wilmington Trust, LPL Financial Services, J.P. Morgan Securities, FIRST REPUBLIC SECURITIES COMPANY, LLC, Janney Montgomery Scott LLC, US Trust/ Bank of America, BESSEMER INVESTOR SERVICES, INC., BARCLAYS CAPITAL INC, BB&T SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and Wells Fargo Securities, LLC CIK Number 0001393065 Filed Document 0000350797-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-03-05 15:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2018-03-05 14:25:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Ameriprise Finacial Services, AT INVESTMENT ADVISERS, INC., ALLIANCEBERNSTEIN INVESTMENTS, INC., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, SANFORD C. BERNSTEIN & CO., LLC, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., RBC CAPITAL MARKETS, LLC, Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., CHARLES SCHWAB & CO., INC., Wells Fargo Bank N.A., SUNTRUST ROBINSON HUMPHREY, INC, UBS Financial Services Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, MORGAN STANLEY, Wilmington Trust, LPL Financial Services, J.P. Morgan Securities, FIRST REPUBLIC SECURITIES COMPANY, LLC, Janney Montgomery Scott LLC, US Trust/ Bank of America, BESSEMER INVESTOR SERVICES, INC., BARCLAYS CAPITAL INC, BB&T SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and Wells Fargo Securities, LLC CIK Number 0001393065 Filed Document 0000350797-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-05 14:25:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2017-03-03 14:31:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Ameriprise Finacial Services, AT INVESTMENT ADVISERS, INC., ALLIANCEBERNSTEIN INVESTMENTS, INC., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, SANFORD C. BERNSTEIN & CO., LLC, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., RBC CAPITAL MARKETS, LLC, Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., CHARLES SCHWAB & CO., INC., Wells Fargo Bank N.A., SUNTRUST ROBINSON HUMPHREY, INC, UBS Financial Services Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, MORGAN STANLEY, Wilmington Trust, LPL Financial Services, J.P. Morgan Securities, FIRST REPUBLIC SECURITIES COMPANY, LLC, Janney Montgomery Scott LLC, US Trust/ Bank of America, BESSEMER INVESTOR SERVICES, INC., BARCLAYS CAPITAL INC, BB&T SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and Wells Fargo Securities, LLC CIK Number 0001393065 Filed Document 0000350797-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-03-03 14:31:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., Citigroup Global Markets Inc., Wells Fargo Bank N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank N.A., Atlantic Trust Company, N.A., and US Trust Company, N.A. CIK Number 0001393065 Filed Document 0000940394-16-002200 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2015-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., Citigroup Global Markets Inc., Wells Fargo Bank N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank N.A., Atlantic Trust Company, N.A., and US Trust Company, N.A. CIK Number 0001393065 Filed Document 0000940394-15-000407 Exclusions or Exemptions 506b Accepted Date 2015-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2014-03-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., Citigroup Global Markets Inc., Wells Fargo Bank N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank N.A., Atlantic Trust Company, N.A., and US Trust Company, N.A. CIK Number 0001393065 Filed Document 0000940394-14-000463 Exclusions or Exemptions 506b Accepted Date 2014-03-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity