|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668528
- Filed Document
- 0000914760-16-000382
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636453
- Filed Document
- 0001398344-16-010644
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668559
- Filed Document
- 0001668559-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468036
- Filed Document
- 0000943663-16-000298
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000925057
- Filed Document
- 0001012975-16-001063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Lazard Freres & Co. LLC
- CIK Number
- 0001664296
- Filed Document
- 0001664296-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001635213
- Filed Document
- 0000902664-16-006154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co.
- CIK Number
- 0001635413
- Filed Document
- 0000894579-16-000228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001109641
- Filed Document
- 0000902664-16-006159
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544036
- Filed Document
- 0001544036-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001216461
- Filed Document
- 0001192482-16-000507
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001218213
- Filed Document
- 0001218213-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668153
- Filed Document
- 0001668153-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001054173
- Filed Document
- 0001054173-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509350
- Filed Document
- 0001509350-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543910
- Filed Document
- 0001543910-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668588
- Filed Document
- 0001668513-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665672
- Filed Document
- 0001665672-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601886
- Filed Document
- 0001378675-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637661
- Filed Document
- 0001637661-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Financial Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A.
- CIK Number
- 0001035602
- Filed Document
- 0000940394-16-002199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614805
- Filed Document
- 0001614805-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $640,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668193
- Filed Document
- 0001668193-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667550
- Filed Document
- 0001667550-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $637,500
- Associated Brokers / Dealers
- Cormark Securities (USA) Limited
- CIK Number
- 0001667966
- Filed Document
- 0001667966-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001448897
- Filed Document
- 0001448897-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668345
- Filed Document
- 0001668345-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001283488
- Filed Document
- 0000919574-16-011571
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001366461
- Filed Document
- 0000919574-16-011557
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666412
- Filed Document
- 0001666412-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638578
- Filed Document
- 0001638578-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668139
- Filed Document
- 0001668139-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668064
- Filed Document
- 0001668064-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580909
- Filed Document
- 0001580909-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668097
- Filed Document
- 0001668097-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001401305
- Filed Document
- 0000919574-16-011569
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668024
- Filed Document
- 0001668024-16-000002
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $8,456,647
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668925
- Filed Document
- 0001461373-16-000070
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Fundme Securities, LLC
- CIK Number
- 0001550446
- Filed Document
- 0001550446-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593894
- Filed Document
- 0001593894-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668678
- Filed Document
- 0001668678-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001361230
- Filed Document
- 0001361230-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Monitor Capital, LLC, Rodney Madden, Rob Steiner, Peter Pavlina, Andrew Phillips, and Michael Wren
- CIK Number
- 0001231850
- Filed Document
- 0001231850-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356360
- Filed Document
- 0001507943-16-000174
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney, LLC, Deutsche Bank Securities Inc., Merrill Lynch Pierce Fenner & Smith, Inc., and Highland Information Services, Inc.
- CIK Number
- 0001263831
- Filed Document
- 0001507943-16-000179
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- WEALTHFORGE SECURITIES, LLC
- CIK Number
- 0001357286
- Filed Document
- 0001362118-16-000034
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Conning Investment Products, Inc.
- CIK Number
- 0001625498
- Filed Document
- 0000943663-16-000300
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- HMC Investments, Inc.
- CIK Number
- 0001668431
- Filed Document
- 0001668431-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382016
- Filed Document
- 0001446933-16-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-03-03 00:00:00 UTC |
- Amount To Be Raised
- $7,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664912
- Filed Document
- 0001209191-16-105095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|