Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Verno Capital Growth Fund Ltd See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547505 Filed Document 0000919574-16-012560 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cottonwood Multifamily REIT I, Inc. See All Filings	1-A/A	2016-04-20 21:24:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC, which it will reallow to the selling group members CIK Number 0001646910 Filed Document 0001193125-16-548699 Accepted Date 2016-04-20 21:24:40 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-04-20 15:40:53 UTC
Amount To Be Raised $477,530 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-095250 Accepted Date 2016-04-20 15:40:53 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
GreenKissNY Inc. See All Filings	1-A/A	2016-04-20 14:18:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641488 Filed Document 0001387131-16-005025 Accepted Date 2016-04-20 14:18:02 UTC Type of Offering 1-A/A Industry SERVICES-EMPLOYMENT AGENCIES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $11,313,083 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SW Innovative Holdings, Inc. See All Filings	1-A	2016-04-20 13:54:17 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001621388 Filed Document 0001621388-16-000002 Accepted Date 2016-04-20 13:54:17 UTC Type of Offering 1-A Industry SERVICES-TELEPHONE INTERCONNECT SYSTEMS Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $29,641 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
CUR MEDIA, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001556226 Filed Document 0001477932-16-009931 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Plastiq Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $11,051,067 Associated Brokers / Dealers N/A CIK Number 0001549783 Filed Document 0001549783-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SB Capital Management Private Equity Fund III, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001671894 Filed Document 0001562555-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkySafe, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001659377 Filed Document 0001659377-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InXpo, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001409816 Filed Document 0001409816-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TRIANGLE PEAK PARTNERS GLOBAL ALLOCATION LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446272 Filed Document 0001446272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pika Energy, Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001515985 Filed Document 0001515985-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
CollateBox Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001672182 Filed Document 0001672182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DUUL SOFTWARE INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001672487 Filed Document 0001672487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Pender Capital Asset Based Lending Fund I, LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001645877 Filed Document 0001645877-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM TECHNOLOGIES INC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc CIK Number 0000774973 Filed Document 0000774973-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
DUOS TECHNOLOGIES GROUP, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Aegis Capital Corp CIK Number 0001396536 Filed Document 0001427103-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ExWorks Capital Fund I, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001617869 Filed Document 0001617869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sawbuck Realty, Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series 5 See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001672584 Filed Document 0001672584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Vision Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411840 Filed Document 0000919574-16-012526 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $38,177,312 Associated Brokers / Dealers Craig Main and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000532 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PTAM Enhanced Structured Credit Fund Offshore, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488926 Filed Document 0000902664-16-006771 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 139 See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001661776 Filed Document 0001661776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Organic Transit, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,322,000 Associated Brokers / Dealers N/A CIK Number 0001664485 Filed Document 0001664485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LUCAS ENERGY, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001309082 Filed Document 0001580695-16-000347 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northlite Commons III, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001672677 Filed Document 0001672677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cryoport, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,525,746 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001124524 Filed Document 0001144204-16-095334 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Carey European Student Housing Fund I, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Carey Financial, LLC CIK Number 0001670411 Filed Document 0001670411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bruin Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608066 Filed Document 0001608066-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUROMORE INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672719 Filed Document 0001672719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Center Pond Partners, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639749 Filed Document 0001639749-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANAGED FUTURES PREMIER WARRINGTON L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001353282 Filed Document 0000899140-16-001372 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Power Practical, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $378,450 Associated Brokers / Dealers N/A CIK Number 0001568180 Filed Document 0001568180-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pillar I, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001672664 Filed Document 0001672664-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blue School Fund 1 LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A and Traderfiled Securities CIK Number 0001662468 Filed Document 0001662468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SB Capital Management Private Equity Fund II, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671893 Filed Document 0001562555-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB EXPORT INFRASTRUCTURE INVESTMENT GROUP 57, LP See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $17,050,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001672707 Filed Document 0001672707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
IMARA Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $30,999,971 Associated Brokers / Dealers N/A CIK Number 0001672619 Filed Document 0001672619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Teng Yue Partners Fund, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515412 Filed Document 0001315863-16-001404 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Vision Fund International, Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415705 Filed Document 0000919574-16-012532 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Agora Tech, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001672564 Filed Document 0001672564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIRSPAN NETWORKS INC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $8,800,024 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001209191-16-114997 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Capture Vascular, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,418,766 Associated Brokers / Dealers N/A CIK Number 0001672653 Filed Document 0001672653-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SECOND CURVE OPPORTUNITY FUND LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271616 Filed Document 0000919574-16-012520 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund V LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001639011 Filed Document 0001639011-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV Liquidity Fund XXXV LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667310 Filed Document 0001667310-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TCTA Acquisition, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,218,000 Associated Brokers / Dealers N/A CIK Number 0001672582 Filed Document 0001672582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TCTA Holding, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $870,000 Associated Brokers / Dealers N/A CIK Number 0001672573 Filed Document 0001672573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
A-KJH-17-Fund, a series of AngelList-IC-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001672548 Filed Document 0001672548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund