Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cognos Therapeutics Inc See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001651490 Filed Document 0001651490-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-TLG-32-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $460,560 Associated Brokers / Dealers N/A CIK Number 0001671876 Filed Document 0001671876-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Synexus Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520727 Filed Document 0000919574-16-012548 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Partners II LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412423 Filed Document 0000919574-16-012524 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXVII LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644300 Filed Document 0001644300-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $18,197,037 Associated Brokers / Dealers Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-16-000530 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EngagePoint Holdings, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648515 Filed Document 0001648515-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lazard ACW Ex-U.S. Small Cap Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628187 Filed Document 0001628187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAVEKAL CHINA FIXED INCOME FUND See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548913 Filed Document 0001405086-16-000457 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
QWAQQ, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672507 Filed Document 0001591408-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue School Fund 3 LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A and Traderfield Securities CIK Number 0001662462 Filed Document 0001662462-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NodeSource, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $12,571,708 Associated Brokers / Dealers N/A CIK Number 0001672876 Filed Document 0001672876-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePath Pharmaceuticals, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001042418 Filed Document 0001465818-16-000103 Exclusions or Exemptions 506c Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Small Group the Movie LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001672744 Filed Document 0001672744-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Tuatara Capital Fund I, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648977 Filed Document 0001144204-16-095471 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSB Financial Services, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,263,900 Associated Brokers / Dealers N/A CIK Number 0001671206 Filed Document 0001209191-16-115099 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
TTG Investors LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672691 Filed Document 0001672691-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hempstead 282 Equity Venture LP See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001672604 Filed Document 0001672604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Global Alpha Opportunities Fund LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672296 Filed Document 0001672296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
TEMPO VOLATILITY FUND LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437746 Filed Document 0000950172-16-000177 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Partners International, Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001115497 Filed Document 0000919574-16-012530 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 35 See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $129,998 Associated Brokers / Dealers Shiriam Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001672586 Filed Document 0001672586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
T2 Associates FF Fund, LP See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001672516 Filed Document 0001672516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CXW-12-Fund, a series of AngelList-AB-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $130,480 Associated Brokers / Dealers N/A CIK Number 0001672544 Filed Document 0001672544-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler REIT, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Opportunity Fund International, Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308614 Filed Document 0000919574-16-012528 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VELITE ENERGY L P See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355351 Filed Document 0001315863-16-001406 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SafeTrek, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001672616 Filed Document 0001672616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
A-RLX-18-Fund, a series of AX-UrUs-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001672541 Filed Document 0001672541-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monolith Materials, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001574098 Filed Document 0001574098-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEO I, LP See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671914 Filed Document 0001671914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanetix, Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $9,217,712 Associated Brokers / Dealers N/A CIK Number 0001640088 Filed Document 0001640088-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Property Corp 2015 See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001659081 Filed Document 0001659081-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Chartered Medical Solutions LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NONE CIK Number 0001665420 Filed Document 0001665420-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GAVEKAL ASIAN OPPORTUNITIES UCITS FUND See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548914 Filed Document 0001405086-16-000458 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Emergency Animal Clinic, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001671694 Filed Document 0001014100-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Horton Capital Partners Fund, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567994 Filed Document 0001567994-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTC Fund I, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001577688 Filed Document 0001577688-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rhizome Partners LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Platina Systems Corp See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001672809 Filed Document 0001672809-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HRA The U Raleigh LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $13,555,713 Associated Brokers / Dealers Timothy D. Smith, Michael O. Strand, and Gregory L. Beckel CIK Number 0001672626 Filed Document 0000927087-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Tacit Capital Fund, LP - Series 5 See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001672584 Filed Document 0001672584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Infrastructure Fund III-A, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC and KB Investment & Securities Co. Ltd. CIK Number 0001660482 Filed Document 0001660482-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
5146 VANDELIA LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672703 Filed Document 0001672703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthVerity, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $7,194,706 Associated Brokers / Dealers N/A CIK Number 0001671703 Filed Document 0001671703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TTWiiN, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001672291 Filed Document 0001672291-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-TQK-23-Fund, a series of AX-KG-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001671907 Filed Document 0001671907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PXP-18-Fund, a series of AngelList-JG-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $285,500 Associated Brokers / Dealers N/A CIK Number 0001672542 Filed Document 0001672542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV VC Fund VIII LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667295 Filed Document 0001667295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Weiss Alpha Balanced Risk Fund (Cayman) Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639615 Filed Document 0000919574-16-012534 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity