Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
YT Holding Partners, L.P. See All Filings	D	2016-06-13 15:58:07 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001675909 Filed Document 0001675909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:58:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Global Long Alpha Fund, L.P. See All Filings	D/A	2016-06-13 15:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607207 Filed Document 0000935836-16-000963 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:52:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spine Management, LP See All Filings	D/A	2016-06-13 15:48:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001668281 Filed Document 0001668281-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-13 15:48:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Prologue Delaware Feeder Fund, L.P. See All Filings	D/A	2016-06-13 15:48:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Anchor Asset Management LLC CIK Number 0001453817 Filed Document 0001453817-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:48:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HTI TECHNOLOGIES HOLDING CORP. See All Filings	D	2016-06-13 15:47:37 UTC
Amount To Be Raised $12,498,369 Associated Brokers / Dealers N/A CIK Number 0001655322 Filed Document 0001405086-16-000528 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:47:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Element Diagnostics, LLC See All Filings	D	2016-06-13 15:45:42 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001675368 Filed Document 0001675368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:45:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RUDY'S HOLDINGS, LLC See All Filings	D	2016-06-13 15:45:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662953 Filed Document 0001405086-16-000527 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:45:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UCC-RUDY'S INVESTMENT, LLC See All Filings	D	2016-06-13 15:44:11 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001662952 Filed Document 0001405086-16-000526 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:44:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rose Affordable Housing Preservation Fund IV, L.P. See All Filings	D	2016-06-13 15:42:32 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001675460 Filed Document 0001675460-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:42:32 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TUSCAN RIDGE ONSHORE FUND LP See All Filings	D	2016-06-13 15:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676562 Filed Document 0001676562-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-13 15:39:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Pacific West Real Estate Income Fund, LLC See All Filings	D	2016-06-13 15:31:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001598114 Filed Document 0001598114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:31:34 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FourPoint Holdings, LLC See All Filings	D	2016-06-13 15:30:47 UTC
Amount To Be Raised $591,409,750 Associated Brokers / Dealers Jefferies LLC CIK Number 0001597308 Filed Document 0001597308-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:30:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TrackAbout, Inc. See All Filings	D	2016-06-13 15:25:53 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001640750 Filed Document 0001640750-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:25:53 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Spyglass - Collierville LLC See All Filings	D	2016-06-13 15:21:47 UTC
Amount To Be Raised $13,850,000 Associated Brokers / Dealers N/A CIK Number 0001676953 Filed Document 0000950138-16-001164 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:21:47 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Energy IV, LLC See All Filings	D	2016-06-13 15:20:56 UTC
Amount To Be Raised $8,824,750 Associated Brokers / Dealers N/A CIK Number 0001597316 Filed Document 0001597316-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:20:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FP Preferred SPV, LP See All Filings	D/A	2016-06-13 15:19:56 UTC
Amount To Be Raised $1,595,500 Associated Brokers / Dealers N/A CIK Number 0001673828 Filed Document 0001673828-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:19:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipeline Sports Network, Inc. See All Filings	C/A	2016-06-13 15:11:24 UTC
Financial Interest Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001674617 Filed Document 0001665160-16-000078 Accepted Date 2016-06-13 15:11:24 UTC Type of Offering C/A Security Offered Amount 500,000 Security Offered Type Common Stock State CALIFORNIA
HEO I, LP See All Filings	D/A	2016-06-13 15:09:17 UTC
Amount To Be Raised $4,353,000 Associated Brokers / Dealers N/A CIK Number 0001671914 Filed Document 0001671914-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:09:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RHS Interests, LLC See All Filings	D/A	2016-06-13 15:06:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644351 Filed Document 0001644351-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:06:19 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Investment Corp See All Filings	D/A	2016-06-13 15:04:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-13 15:04:17 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TUNNEL HILL PARTNERS LP See All Filings	D	2016-06-13 14:57:14 UTC
Amount To Be Raised $54,543,000 Associated Brokers / Dealers N/A CIK Number 0001438476 Filed Document 0001438476-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:57:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pragnya South City Opportunity Fund See All Filings	D/A	2016-06-13 14:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672344 Filed Document 0001672344-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:54:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Wheels Up Partners Holdings LLC See All Filings	D	2016-06-13 14:53:57 UTC
Amount To Be Raised $120,750,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001585103 Filed Document 0001585103-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:53:57 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Hedge Fund Select: New Peak Enhanced LLC See All Filings	D	2016-06-13 14:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001676703 Filed Document 0001676703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onya Baby, Inc. See All Filings	D	2016-06-13 14:42:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607976 Filed Document 0001446933-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:42:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FAMB I, LLC See All Filings	D	2016-06-13 14:39:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001676894 Filed Document 0001676894-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:39:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Vision III Imaging, Inc. See All Filings	D/A	2016-06-13 14:37:27 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-06-13 14:37:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
4525 Fremont LLC See All Filings	D	2016-06-13 14:33:39 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001650592 Filed Document 0001650592-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:33:39 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
One Solstice, Inc. See All Filings	D/A	2016-06-13 14:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674713 Filed Document 0001674713-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:31:38 UTC Type of Offering D/A Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ORZAPRO LLC See All Filings	D	2016-06-13 14:24:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001671069 Filed Document 0001671069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:24:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2016-06-13 14:18:41 UTC
Amount To Be Raised $1,692 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000373 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:18:41 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DroneBase, Inc. See All Filings	D	2016-06-13 14:13:47 UTC
Amount To Be Raised $7,310,994 Associated Brokers / Dealers N/A CIK Number 0001676896 Filed Document 0001676896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:13:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Appalachian Basin Minerals, LP See All Filings	D	2016-06-13 14:06:35 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001676045 Filed Document 0001676045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:06:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Ursa Space Systems Inc. See All Filings	D	2016-06-13 14:06:25 UTC
Amount To Be Raised $103,850 Associated Brokers / Dealers N/A CIK Number 0001658448 Filed Document 0001140361-16-069548 Exclusions or Exemptions 506b Accepted Date 2016-06-13 14:06:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VWP Fillmore Retail, LLC See All Filings	D	2016-06-13 13:52:06 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers ARI Financial Services, Inc. CIK Number 0001676891 Filed Document 0001676891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:52:06 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
S-12-V, LLC See All Filings	D	2016-06-13 13:50:26 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001676864 Filed Document 0001676864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:50:26 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Industry Ventures Special Opportunities Fund III-A, L.P. See All Filings	D/A	2016-06-13 13:45:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670532 Filed Document 0001670532-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animated Dynamics, Inc. See All Filings	D	2016-06-13 13:45:05 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001676922 Filed Document 0001676922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:45:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Encino Energy, LLC See All Filings	D	2016-06-13 13:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540207 Filed Document 0001540207-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:39:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Industry Ventures Special Opportunities Fund III-B, L.P. See All Filings	D/A	2016-06-13 13:36:42 UTC
Amount To Be Raised $99,980,000 Associated Brokers / Dealers N/A CIK Number 0001670533 Filed Document 0001670533-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuSpera Medical Inc. See All Filings	D/A	2016-06-13 13:29:34 UTC
Amount To Be Raised $8,888,888 Associated Brokers / Dealers N/A CIK Number 0001674003 Filed Document 0001674003-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:29:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHOAL GAMES LTD. See All Filings	D	2016-06-13 13:29:32 UTC
Amount To Be Raised $62,488 Associated Brokers / Dealers N/A CIK Number 0001318482 Filed Document 0001318482-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:29:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ANGUILLA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Executive Group LLC See All Filings	D	2016-06-13 13:15:40 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001676825 Filed Document 0001144204-16-107981 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:15:40 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Mainstreet Health Investments, Inc. See All Filings	D	2016-06-13 13:13:24 UTC
Amount To Be Raised $95,000,000 Associated Brokers / Dealers BMO Capital Markets Corp. CIK Number 0001675373 Filed Document 0001675373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:13:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Event-Driven Fund, Ltd. See All Filings	D/A	2016-06-13 13:08:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610032 Filed Document 0001666701-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:08:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VWR Capital Corp. See All Filings	D	2016-06-13 13:04:17 UTC
Amount To Be Raised $38,194 Associated Brokers / Dealers N/A CIK Number 0001593879 Filed Document 0001534122-16-000105 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:04:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CORDATA HEALTHCARE INNOVATIONS, LLC See All Filings	D/A	2016-06-13 13:02:07 UTC
Amount To Be Raised $3,198,438 Associated Brokers / Dealers N/A CIK Number 0001676643 Filed Document 0001676643-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:02:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carnelian Fund, Ltd. See All Filings	D/A	2016-06-13 13:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579118 Filed Document 0001666701-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARITAS ROYALTY FUND LLC See All Filings	D/A	2016-06-13 12:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445901 Filed Document 0001445901-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORDATA HEALTHCARE INNOVATIONS, LLC See All Filings	D	2016-06-13 12:57:01 UTC
Amount To Be Raised $3,198,438 Associated Brokers / Dealers N/A CIK Number 0001676643 Filed Document 0001676643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:57:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity