Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Leapfrog Media Trading Inc. See All Filings	D	2016-06-14 13:00:42 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001677038 Filed Document 0001677038-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:00:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wheat Self-Storage Partners I, LP See All Filings	D/A	2016-06-14 13:00:19 UTC
Amount To Be Raised $5,070,000 Associated Brokers / Dealers Jerry Boyette and Harbor Light Securities, LLC CIK Number 0001672877 Filed Document 0000897069-16-000925 Exclusions or Exemptions 506b Accepted Date 2016-06-14 13:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIAM Tactical Bond Fund, LP See All Filings	D/A	2016-06-14 12:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001611220 Filed Document 0001559068-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:50:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirstVitals Health & Wellness, Inc. See All Filings	D	2016-06-14 12:30:56 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001647898 Filed Document 0001647898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:30:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Coddington Capital, LP See All Filings	D	2016-06-14 12:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677042 Filed Document 0001677042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:29:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amazing Theatricals Ltd Liability Co See All Filings	D	2016-06-14 12:27:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001677041 Filed Document 0001677041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:27:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bouldin Creek Holdings, Inc. See All Filings	D/A	2016-06-14 12:24:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001619670 Filed Document 0001619670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:24:31 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
FIAM Small/Mid Cap Core Fund, LP See All Filings	D/A	2016-06-14 12:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001559068 Filed Document 0001559068-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:22:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF Special Investments SPC, Ltd., on behalf of & for the account of MPPLTD/March 2009 Segregated Portfolio See All Filings	D/A	2016-06-14 12:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461479 Filed Document 0001507943-16-000258 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/HF March 2009 Segregated Portfolio See All Filings	D/A	2016-06-14 12:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461478 Filed Document 0001507943-16-000257 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:17:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Eton Park March 2009 Segregated Portfolio See All Filings	D/A	2016-06-14 12:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461483 Filed Document 0001507943-16-000256 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio See All Filings	D/A	2016-06-14 12:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461484 Filed Document 0001507943-16-000255 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seurat Technologies, Inc. See All Filings	D	2016-06-14 12:14:02 UTC
Amount To Be Raised $3,486,906 Associated Brokers / Dealers N/A CIK Number 0001676064 Filed Document 0001676064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:14:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optimine Software, Inc. See All Filings	D	2016-06-14 12:13:07 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001504208 Filed Document 0001504208-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:13:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Aclaris Therapeutics, Inc. See All Filings	D	2016-06-14 12:10:44 UTC
Amount To Be Raised $20,000,017 Associated Brokers / Dealers William Blair & Company L.L.C. and Guggenheim Securities, LLC CIK Number 0001557746 Filed Document 0001557746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:10:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Select Emerging Markets Equity Fund, LP See All Filings	D/A	2016-06-14 12:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001559070 Filed Document 0001559070-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:07:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B12 Equity Investments II, LLC, Series E See All Filings	D	2016-06-14 12:03:55 UTC
Amount To Be Raised $1,251,250 Associated Brokers / Dealers N/A CIK Number 0001676955 Filed Document 0001140361-16-069662 Exclusions or Exemptions 506b Accepted Date 2016-06-14 12:03:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Real Estate Fund II, LLC See All Filings	D/A	2016-06-14 11:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638377 Filed Document 0001511932-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Real Estate Fund, LLC See All Filings	D/A	2016-06-14 11:54:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592235 Filed Document 0001511932-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Diversified Growth Fund, L.P. See All Filings	D/A	2016-06-14 11:52:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511932 Filed Document 0001511932-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ariose China Growth Offshore Fund See All Filings	D	2016-06-14 11:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676681 Filed Document 0001676681-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:50:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PriorAuthNow, Inc See All Filings	D	2016-06-14 11:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675297 Filed Document 0001675297-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:49:30 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KEEN ONYX FUND II LP See All Filings	D	2016-06-14 11:48:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAPFINANCIAL SECURITIES, LLC., CAPFINANCIAL SECURITIES, LLC., and CAPFINANCIAL SECURITIES, LLC. CIK Number 0001671677 Filed Document 0000919574-16-013648 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:48:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WMD Offshore Liquid Real Estate Fund, L.P. See All Filings	D/A	2016-06-14 11:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630988 Filed Document 0001630988-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:40:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selwood AM Credit Fund Ltd See All Filings	D	2016-06-14 11:11:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676872 Filed Document 0000902664-16-007331 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:11:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProductionBeast, Inc. See All Filings	D	2016-06-14 11:09:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001676966 Filed Document 0001144204-16-108121 Exclusions or Exemptions 506b Accepted Date 2016-06-14 11:09:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECO BLUE LLC See All Filings	D	2016-06-14 10:55:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676050 Filed Document 0001078782-16-002969 Exclusions or Exemptions 506b Accepted Date 2016-06-14 10:55:34 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Hopgistics LLC See All Filings	D	2016-06-14 10:50:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676986 Filed Document 0001676986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 10:50:42 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sugar Shack Donuts LLC See All Filings	D	2016-06-14 10:46:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001676841 Filed Document 0001676841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 10:46:52 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bird Dog Hospitality, LLC See All Filings	D	2016-06-14 10:26:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674956 Filed Document 0001615594-16-000228 Exclusions or Exemptions 506b Accepted Date 2016-06-14 10:26:29 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Nest Level LLC See All Filings	D	2016-06-14 10:11:07 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001668141 Filed Document 0001668141-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 10:11:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
PCIP Summit Series See All Filings	D	2016-06-14 10:06:04 UTC
Amount To Be Raised $3,853,313 Associated Brokers / Dealers N/A CIK Number 0001674449 Filed Document 0001674449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 10:06:04 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Prudential Insurance Co of America Variable Contract Account GI-100 See All Filings	D/A	2016-06-14 10:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various agents CIK Number 0001511704 Filed Document 0001209191-16-127514 Exclusions or Exemptions 506b Accepted Date 2016-06-14 10:03:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIO See All Filings	D/A	2016-06-14 09:59:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524430 Filed Document 0001524430-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:59:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCIP Campfire Crossing Series See All Filings	D	2016-06-14 09:56:41 UTC
Amount To Be Raised $3,105,243 Associated Brokers / Dealers N/A CIK Number 0001674451 Filed Document 0001674451-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:56:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Lansdowne Energy Dynamics Fund, L.P. See All Filings	D	2016-06-14 09:53:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668218 Filed Document 0001315863-16-001530 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:53:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Wise Systems, Inc. See All Filings	D	2016-06-14 09:50:08 UTC
Amount To Be Raised $1,527,325 Associated Brokers / Dealers N/A CIK Number 0001676769 Filed Document 0001676769-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:50:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Farmhouse Series See All Filings	D	2016-06-14 09:41:21 UTC
Amount To Be Raised $2,140,963 Associated Brokers / Dealers N/A CIK Number 0001674288 Filed Document 0001674288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:41:21 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
IndianRaga Inc. See All Filings	D/A	2016-06-14 09:33:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632797 Filed Document 0001632797-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:33:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
FLYR, Inc. See All Filings	D/A	2016-06-14 09:02:32 UTC
Amount To Be Raised $1,997,872 Associated Brokers / Dealers N/A CIK Number 0001637585 Filed Document 0001637585-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:02:32 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CVRx, Inc. See All Filings	D	2016-06-14 09:01:02 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001235912 Filed Document 0001140361-16-069650 Exclusions or Exemptions 506b Accepted Date 2016-06-14 09:01:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BGOOD LLC See All Filings	D	2016-06-14 08:42:10 UTC
Amount To Be Raised $3,648,165 Associated Brokers / Dealers N/A CIK Number 0001432039 Filed Document 0001432039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-14 08:42:10 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-14 08:05:20 UTC
Amount To Be Raised $4,253,520 Associated Brokers / Dealers Donald Harrington, Scott Seibel, and Jason Maples CIK Number 0001135856 Filed Document 0001135856-16-000575 Exclusions or Exemptions 506b Accepted Date 2016-06-14 08:05:20 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-14 07:57:18 UTC
Amount To Be Raised $15,729,558 Associated Brokers / Dealers Eddie Allen and William MacDonald CIK Number 0001135856 Filed Document 0001135856-16-000574 Exclusions or Exemptions 506b Accepted Date 2016-06-14 07:57:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-14 07:48:06 UTC
Amount To Be Raised $48,550,914 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-16-000573 Exclusions or Exemptions 506b Accepted Date 2016-06-14 07:48:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highbridge Tactical Credit & Convertibles Fund, L.P. See All Filings	D/A	2016-06-13 21:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580386 Filed Document 0000899140-16-001490 Exclusions or Exemptions 506b Accepted Date 2016-06-13 21:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Tactical Credit & Convertibles Fund, Ltd. See All Filings	D/A	2016-06-13 21:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII") CIK Number 0001580387 Filed Document 0000899140-16-001489 Exclusions or Exemptions 506b Accepted Date 2016-06-13 21:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Tactical Credit & Convertibles Fund, Ltd. See All Filings	D/A	2016-06-13 21:29:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII") CIK Number 0001580387 Filed Document 0000899140-16-001488 Exclusions or Exemptions 506b Accepted Date 2016-06-13 21:29:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHBRIDGE CAPITAL CORP See All Filings	D/A	2016-06-13 21:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, NEWEDGE USA, LLC, J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC. CIK Number 0000931921 Filed Document 0000899140-16-001487 Exclusions or Exemptions 506b Accepted Date 2016-06-13 21:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Capital Institutional Fund, Ltd. See All Filings	D/A	2016-06-13 21:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001517923 Filed Document 0000899140-16-001486 Exclusions or Exemptions 506b Accepted Date 2016-06-13 21:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity