Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Security Star Bancshares Inc. See All Filings	D	2016-06-13 11:07:37 UTC
Amount To Be Raised $10,999,808 Associated Brokers / Dealers N/A CIK Number 0001451000 Filed Document 0001451000-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:07:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Merkle Group Inc See All Filings	D	2016-06-13 11:05:09 UTC
Amount To Be Raised $9,178,613 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:05:09 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FIELD & MAIN BANCORP, INC. See All Filings	D	2016-06-13 10:53:39 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001676677 Filed Document 0001140361-16-069526 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:53:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arel New York IV LP See All Filings	D	2016-06-13 10:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676401 Filed Document 0000902664-16-007330 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:50:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secure Wealth Holdings Fund II, L.P. See All Filings	D	2016-06-13 10:45:28 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers None. CIK Number 0001676521 Filed Document 0001676521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:45:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TACS: Large Cap Core (Enhanced Dividend) LLC See All Filings	D/A	2016-06-13 10:41:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001387253 Filed Document 0001673665-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raveneur Fund LP See All Filings	D/A	2016-06-13 10:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610674 Filed Document 0001610674-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACS: Large Cap Core (Market Continuous) LLC See All Filings	D/A	2016-06-13 10:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430417 Filed Document 0001673665-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:37:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACS: Non-US Equity Core (Market Continuous) LLC See All Filings	D/A	2016-06-13 10:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430331 Filed Document 0001673665-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Credit Opportunities Fund LLC See All Filings	D/A	2016-06-13 10:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644968 Filed Document 0001644968-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:30:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4 RIVERS GENESIS FUND II, LLC See All Filings	D	2016-06-13 10:29:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676854 Filed Document 0001676854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:29:43 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Spectrum Opportunities Master Fund Ltd See All Filings	D/A	2016-06-13 10:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579059 Filed Document 0001579059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCM Tax Lien Fund, LP See All Filings	D/A	2016-06-13 10:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644690 Filed Document 0001644690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MESA WEST CORE LENDING FUND, L.P. See All Filings	D/A	2016-06-13 10:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566612 Filed Document 0001566612-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advantagene, Inc. See All Filings	D/A	2016-06-13 10:19:36 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001660549 Filed Document 0001660549-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:19:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Keynes Leveraged Quantitative Strategies Fund Ltd See All Filings	D/A	2016-06-13 10:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411439 Filed Document 0000902664-16-007329 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Opportunities Fund Ltd See All Filings	D/A	2016-06-13 10:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579129 Filed Document 0001579129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Capital QP Diversified Fund, L.P. See All Filings	D/A	2016-06-13 10:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567215 Filed Document 0001144204-16-107961 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Capital Diversified Fund, L.P. See All Filings	D/A	2016-06-13 10:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490048 Filed Document 0001144204-16-107959 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWTH CAPITAL PRIVATE EQUITY, L.P. See All Filings	D/A	2016-06-13 10:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490050 Filed Document 0001144204-16-107957 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWTH CAPITAL REAL ESTATE, L.P. See All Filings	D/A	2016-06-13 09:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490051 Filed Document 0001144204-16-107955 Exclusions or Exemptions 506b Accepted Date 2016-06-13 09:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWTH CAPITAL ENERGY, L.P. See All Filings	D/A	2016-06-13 09:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490049 Filed Document 0001144204-16-107953 Exclusions or Exemptions 506b Accepted Date 2016-06-13 09:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Solstice, Inc. See All Filings	D	2016-06-13 09:53:02 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001674713 Filed Document 0001674713-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 09:53:02 UTC Type of Offering D Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
REBEL WIND CORP. See All Filings	D	2016-06-13 09:50:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers REBEL WIND CORP. CIK Number 0001676877 Filed Document 0001676877-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-13 09:50:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PROXIMA CAPITAL, LP See All Filings	D/A	2016-06-13 09:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caplink Securities, Inc. CIK Number 0001412006 Filed Document 0000919574-16-013638 Exclusions or Exemptions 506b Accepted Date 2016-06-13 09:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Veggie Grill, Inc. See All Filings	D	2016-06-13 09:41:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001527600 Filed Document 0000950138-16-001163 Exclusions or Exemptions 506b Accepted Date 2016-06-13 09:41:26 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORIGINAL HOLDINGS, LLC See All Filings	D/A	2016-06-13 09:39:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers YUESEYUAN CRUEL CIK Number 0001676203 Filed Document 0001676203-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 09:39:55 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SPAIN Revenue or Assets $Over $100,000,000 Type of Security Equity
CTD HOLDINGS INC See All Filings	D	2016-06-13 09:22:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0000922247 Filed Document 0001671747-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 09:22:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Terraledger, Inc See All Filings	D	2016-06-13 08:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676789 Filed Document 0001676789-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 08:42:56 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Eaze Solutions, Inc. See All Filings	D	2016-06-13 07:47:33 UTC
Amount To Be Raised $30,336,428 Associated Brokers / Dealers N/A CIK Number 0001643046 Filed Document 0001643046-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-13 07:47:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Nautilus Coinvestment, L.P. See All Filings	D	2016-06-13 07:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001676820 Filed Document 0001140361-16-069515 Exclusions or Exemptions 506b Accepted Date 2016-06-13 07:04:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hops and Grain Production, LLC See All Filings	C/A	2016-06-10 20:33:29 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001674383 Filed Document 0001670254-16-000056 Accepted Date 2016-06-10 20:33:29 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
57 Stars Global Opportunity Fund 4-Co-Investment Sleeve (Cayman), L.P. See All Filings	D	2016-06-10 20:26:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trinity Group Limited and BA Securities LLC CIK Number 0001676554 Filed Document 0001393725-16-000245 Exclusions or Exemptions 506b Accepted Date 2016-06-10 20:26:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Primo Tool Company, LLC See All Filings	D	2016-06-10 20:24:18 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001676810 Filed Document 0001497008-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 20:24:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Caribbean Sustainable Agriculture, Ltd. See All Filings	D	2016-06-10 20:13:50 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers None CIK Number 0001624808 Filed Document 0001624808-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 20:13:50 UTC Type of Offering D Industry Agriculture Principal Place of Business SAINT KITTS AND NEVIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
SCHF US AFFILIATES, L.P. See All Filings	D/A	2016-06-10 19:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523120 Filed Document 0001523120-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 19:52:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Payment Systems, Inc. See All Filings	D	2016-06-10 19:24:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001520799 Filed Document 0001520799-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 19:24:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF CAYMAN NRE, L.P. See All Filings	D/A	2016-06-10 19:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523596 Filed Document 0001523596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 19:02:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspen Designs, Inc. See All Filings	D	2016-06-10 18:31:13 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001676629 Filed Document 0001676629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 18:31:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MICROMEM TECHNOLOGIES INC See All Filings	D	2016-06-10 18:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085921 Filed Document 0001062993-16-010176 Exclusions or Exemptions 506b Accepted Date 2016-06-10 18:08:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cascade Prodrug, Inc. See All Filings	D	2016-06-10 18:07:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541764 Filed Document 0001541764-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 18:07:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
LSCP Partners, LLC See All Filings	D	2016-06-10 18:00:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001676895 Filed Document 0001676895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 18:00:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Better Bites Bakery LLC See All Filings	D	2016-06-10 17:51:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676728 Filed Document 0001676728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:51:38 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Practice XYZ, Inc. See All Filings	D	2016-06-10 17:43:49 UTC
Amount To Be Raised $6,145,485 Associated Brokers / Dealers N/A CIK Number 0001647924 Filed Document 0001647924-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:43:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV V LLC See All Filings	D	2016-06-10 17:40:17 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001676796 Filed Document 0001676796-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:40:17 UTC Type of Offering D Industry Investment Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BZGIST LLC See All Filings	D	2016-06-10 17:21:56 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001676698 Filed Document 0001676698-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:21:56 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Debt
SACK LUNCH PRODUCTIONS INC. See All Filings	D/A	2016-06-10 17:19:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000833209 Filed Document 0000833209-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:19:40 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Valley Oak Bev, LLC See All Filings	D	2016-06-10 17:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676859 Filed Document 0001676859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:16:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIT STEW SYSTEMS INC. See All Filings	D	2016-06-10 17:15:12 UTC
Amount To Be Raised $991,609 Associated Brokers / Dealers N/A CIK Number 0001575635 Filed Document 0001183740-16-000372 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:15:12 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Encentiv Energy, Inc. See All Filings	D	2016-06-10 17:09:56 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001676612 Filed Document 0000898432-16-002372 Exclusions or Exemptions 506b Accepted Date 2016-06-10 17:09:56 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity