Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HCPE Investment, L.P. See All Filings	D	2016-06-17 12:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602493 Filed Document 0001602493-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-06-17 12:53:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talara Opportunities V, LP See All Filings	D	2016-06-17 12:45:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001662041 Filed Document 0001662041-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:45:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSSE LLC See All Filings	D	2016-06-17 12:45:09 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001677079 Filed Document 0001677079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:45:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cell Design Labs, Inc. See All Filings	D	2016-06-17 12:41:38 UTC
Amount To Be Raised $22,890,007 Associated Brokers / Dealers N/A CIK Number 0001663076 Filed Document 0001663076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:41:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novea Inc. See All Filings	1-A/A	2016-06-17 12:34:01 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-16-108696 Accepted Date 2016-06-17 12:34:01 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
AmeriCann, Inc. See All Filings	D	2016-06-17 12:30:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001508348 Filed Document 0001004878-16-000441 Exclusions or Exemptions 506c Accepted Date 2016-06-17 12:30:27 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
miPS, Inc. See All Filings	D	2016-06-17 12:29:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655484 Filed Document 0001655484-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:29:06 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CFS Holding, Inc. See All Filings	D	2016-06-17 12:26:29 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001628209 Filed Document 0001104659-16-127991 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:26:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Full Spectrum Inc. See All Filings	D	2016-06-17 12:23:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001501432 Filed Document 0001615774-16-005949 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:23:53 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tacit Capital Fund, LP - Series 1 See All Filings	D/A	2016-06-17 12:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642553 Filed Document 0001604892-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrous Capital Partners, LLC See All Filings	D	2016-06-17 12:17:30 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001677115 Filed Document 0001677115-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-17 12:17:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-06-17 12:16:53 UTC
Amount To Be Raised $343,600 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-108689 Accepted Date 2016-06-17 12:16:53 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
TT Horizon Opportunities Fund Ltd See All Filings	D	2016-06-17 12:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677167 Filed Document 0000947871-16-001277 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:15:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Partners Fund I, L.P. See All Filings	D/A	2016-06-17 11:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579455 Filed Document 0001579455-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital, LP See All Filings	D/A	2016-06-17 11:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604892 Filed Document 0001604892-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Weatherlow Long-Short Equity Fund Ltd See All Filings	D/A	2016-06-17 11:59:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC CIK Number 0001456118 Filed Document 0001456118-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:59:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yiheng Capital Offshore Partners, Ltd. See All Filings	D/A	2016-06-17 11:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552124 Filed Document 0001552124-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:53:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Income Opportunity Fund QP, L.P. See All Filings	D/A	2016-06-17 11:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566696 Filed Document 0001566696-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:53:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volatile Analysis Corp See All Filings	D	2016-06-17 11:43:15 UTC
Amount To Be Raised $1,413,000 Associated Brokers / Dealers N/A CIK Number 0001675169 Filed Document 0001675169-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:43:15 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Sensato Asia Pacific Fund LP See All Filings	D/A	2016-06-17 11:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493805 Filed Document 0001493805-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T-Pro Solutions, Inc. See All Filings	D	2016-06-17 11:35:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001610094 Filed Document 0001610094-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:35:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sensato Asia Pacific Master Fund, LP See All Filings	D/A	2016-06-17 11:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494200 Filed Document 0001494200-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Rock Royalties I, LP See All Filings	D	2016-06-17 11:26:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001676243 Filed Document 0001192482-16-000650 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:26:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Income Opportunity Fund, LP See All Filings	D/A	2016-06-17 11:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521758 Filed Document 0001521758-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hospital IQ, Inc. See All Filings	D	2016-06-17 11:23:43 UTC
Amount To Be Raised $6,762,600 Associated Brokers / Dealers N/A CIK Number 0001637497 Filed Document 0001637497-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:23:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D/A	2016-06-17 11:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TT Long/Short Focus Fund II Feeder Segregated Portfolio See All Filings	D	2016-06-17 11:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677174 Filed Document 0000947871-16-001276 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
POTOMAC CAPITAL PARTNERS LP See All Filings	D/A	2016-06-17 11:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB Financial Group, LLC CIK Number 0001233373 Filed Document 0001233373-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Fundamental Opportunity Fund, L.P. See All Filings	D/A	2016-06-17 10:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001521756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Cayman Fund Ltd See All Filings	D/A	2016-06-17 10:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505381 Filed Document 0001505381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPLAND NANOTECH, LLC See All Filings	D	2016-06-17 10:50:34 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001641401 Filed Document 0001641401-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:50:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Portfolio Funding, LLC See All Filings	D	2016-06-17 10:46:46 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001677442 Filed Document 0001677442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:46:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
INDICATE CAPITAL FUND 1, LLC See All Filings	D	2016-06-17 10:45:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001677043 Filed Document 0001677043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:45:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2016-06-17 10:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Acquisition Vehicle SPC See All Filings	D/A	2016-06-17 10:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521756 Filed Document 0001521756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2016-06-17 10:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001615909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:17:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-17 10:11:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John McCarthy III CIK Number 0001619764 Filed Document 0001619764-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:11:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Soroban Opportunities Fund LLC See All Filings	D/A	2016-06-17 10:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615910 Filed Document 0001615910-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU ASIA PARTNERS, L.P. See All Filings	D/A	2016-06-17 10:00:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521838 Filed Document 0000919574-16-013698 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:00:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Financial Credit Investment III, L.P. See All Filings	D	2016-06-17 10:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667506 Filed Document 0001315863-16-001535 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:00:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCI Co-Investors III (A), L.P. See All Filings	D	2016-06-17 09:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671887 Filed Document 0001315863-16-001534 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GHP-EIP Holdings, LLC See All Filings	D	2016-06-17 09:57:45 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001677429 Filed Document 0001677429-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:57:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Fund 2016, L.L.C. See All Filings	D	2016-06-17 09:56:47 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001676973 Filed Document 0001676973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:56:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2016-06-17 09:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Automotive, LLC See All Filings	D	2016-06-17 09:44:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676708 Filed Document 0001676708-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-17 09:44:52 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Evergreen Mobile Devices, LLC See All Filings	D	2016-06-17 09:29:50 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676921 Filed Document 0001676921-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-17 09:29:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
PulseSwitch Wireless Controls NA, LLC See All Filings	D	2016-06-17 09:19:03 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676917 Filed Document 0001676917-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-17 09:19:03 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Above Average Productions, Inc. See All Filings	D	2016-06-17 09:17:31 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001600295 Filed Document 0001600295-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:17:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Income Opportunity Fund, Ltd. See All Filings	D/A	2016-06-17 09:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521757 Filed Document 0001521757-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity