Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Industry Ventures Secondary VIII, L.P. See All Filings	D/A	2016-06-17 16:13:37 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001665487 Filed Document 0001665487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Horizon Opportunities Fund See All Filings	D/A	2016-06-17 16:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645486 Filed Document 0000905718-16-001498 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:13:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP Global Equity LLC See All Filings	D	2016-06-17 16:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674330 Filed Document 0001140361-16-070203 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
486 Beacon Street Units 8 & 9 LLC See All Filings	D	2016-06-17 16:10:26 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001677402 Filed Document 0001677402-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:10:26 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Babson Capital Floating Rate Income Offshore Fund, Ltd. See All Filings	D/A	2016-06-17 15:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552462 Filed Document 0001552462-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourmaline Equity, LLC See All Filings	D	2016-06-17 15:45:52 UTC
Amount To Be Raised $1,088,000 Associated Brokers / Dealers N/A CIK Number 0001677465 Filed Document 0001677465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:45:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Little Engine Ventures Fund 1, LP See All Filings	D	2016-06-17 15:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677506 Filed Document 0001677506-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:45:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Traffic Solutions, Inc. See All Filings	D	2016-06-17 15:41:16 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Edward Stack CIK Number 0001676611 Filed Document 0001676611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:41:16 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Valley Gold, Limited Partnership See All Filings	D/A	2016-06-17 15:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000907336 Filed Document 0000919574-16-013702 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:40:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Sun Valley Gold International, Ltd. See All Filings	D/A	2016-06-17 15:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334659 Filed Document 0000919574-16-013700 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Balanced Value Strategies, Ltd. See All Filings	D/A	2016-06-17 15:31:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611686 Filed Document 0001611686-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:31:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgEagle Aerial Systems Inc. See All Filings	D	2016-06-17 15:29:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001639498 Filed Document 0001214659-16-012228 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:29:21 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Turing Systematic Fund LP See All Filings	D	2016-06-17 15:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676915 Filed Document 0001676915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD See All Filings	D/A	2016-06-17 15:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645247 Filed Document 0001645247-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:21:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Global Energy, Inc. See All Filings	D	2016-06-17 15:18:41 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers John G. Myers and Sinh T. Ly CIK Number 0001543083 Filed Document 0001477932-16-010911 Exclusions or Exemptions 506c Accepted Date 2016-06-17 15:18:41 UTC Type of Offering D Industry Agriculture Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FGI GLOBAL ASSET ALLOCATION FUND, LP See All Filings	D/A	2016-06-17 15:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645248 Filed Document 0001645248-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:15:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Business Report Card Inc See All Filings	D/A	2016-06-17 15:12:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655511 Filed Document 0001655511-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:12:31 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Iron Road Diversified Fund, LP See All Filings	D/A	2016-06-17 15:05:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645548 Filed Document 0001645548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:05:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maine Craft Distillery LLC See All Filings	D	2016-06-17 15:05:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677474 Filed Document 0001677474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:05:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
GO2GREEN LANDSCAPING, INC. See All Filings	D/A	2016-06-17 15:03:53 UTC
Amount To Be Raised $37,000 Associated Brokers / Dealers N/A CIK Number 0001659183 Filed Document 0001640334-16-001234 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:03:53 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Advenir@The Oaks Investors, LLC See All Filings	D	2016-06-17 15:01:26 UTC
Amount To Be Raised $17,800,000 Associated Brokers / Dealers N/A CIK Number 0001677505 Filed Document 0001677505-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:01:26 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Athena Catholic Values Fund LP See All Filings	D/A	2016-06-17 14:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603177 Filed Document 0001446538-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:56:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Series Trust - Clareant European Credit Opportunities Fund II See All Filings	D/A	2016-06-17 14:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001644831 Filed Document 0000945621-16-000629 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:56:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners for Payment Relief DE IV, LLC See All Filings	D	2016-06-17 14:53:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001615595 Filed Document 0001615595-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-17 14:53:57 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
ATHENA STONEHORSE PARTNERS LP See All Filings	D/A	2016-06-17 14:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444990 Filed Document 0001446538-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Green Leaf Fund III, L.P. See All Filings	D/A	2016-06-17 14:51:47 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001646326 Filed Document 0000914760-16-000436 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:51:47 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Athena Long-Term Alpha Fund LP See All Filings	D/A	2016-06-17 14:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603179 Filed Document 0001446538-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ATHENA ALPHA INVESTORS LP See All Filings	D/A	2016-06-17 14:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446538 Filed Document 0001446538-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:44:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vibronix, Inc. See All Filings	D	2016-06-17 14:36:21 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001676571 Filed Document 0001676571-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-06-17 14:36:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Wylei, Inc. See All Filings	D	2016-06-17 14:36:06 UTC
Amount To Be Raised $1,499,994 Associated Brokers / Dealers N/A CIK Number 0001677220 Filed Document 0001677220-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:36:06 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovaci Inc See All Filings	D	2016-06-17 14:36:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001527896 Filed Document 0001527896-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:36:02 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
FFI Holdings I Corp See All Filings	D	2016-06-17 14:33:27 UTC
Amount To Be Raised $571,111 Associated Brokers / Dealers N/A CIK Number 0001634583 Filed Document 0000895345-16-000492 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:33:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERAMED Ltd See All Filings	D/A	2016-06-17 14:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623416 Filed Document 0001623416-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:26:53 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Cell Design Labs, Inc. See All Filings	D	2016-06-17 14:24:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001663076 Filed Document 0001663076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:24:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meristem Global Equity Fund LLC See All Filings	D/A	2016-06-17 14:22:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578557 Filed Document 0001209191-16-128429 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:22:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
CAMDEN PARTNERS EXELIXIS FUND, L.P. See All Filings	D	2016-06-17 14:20:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667690 Filed Document 0001667690-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:20:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AF HoldCo, LLC See All Filings	D	2016-06-17 14:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677150 Filed Document 0001677150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:19:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HYDROPOINT DATA SYSTEMS INC See All Filings	D	2016-06-17 14:14:36 UTC
Amount To Be Raised $5,260,563 Associated Brokers / Dealers N/A CIK Number 0001218264 Filed Document 0001218264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:14:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yarrow Group, LLC See All Filings	D	2016-06-17 14:14:23 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001564280-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:14:23 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Relevium Labs, Inc. See All Filings	D	2016-06-17 14:10:24 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001666691 Filed Document 0001666691-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:10:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PDT Mosaic Offshore Fund, Ltd See All Filings	D/A	2016-06-17 14:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564629 Filed Document 0001564629-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:06:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Mosaic Fund, LLC See All Filings	D/A	2016-06-17 14:04:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564627 Filed Document 0001564627-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:04:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wattage Finance-NC, LLC See All Filings	D	2016-06-17 13:58:52 UTC
Amount To Be Raised $116,326,728 Associated Brokers / Dealers N/A CIK Number 0001672032 Filed Document 0001015325-16-000062 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:58:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMC Fund I, LLC See All Filings	D	2016-06-17 13:53:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001677415 Filed Document 0001677415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:53:57 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CareDx, Inc. See All Filings	D/A	2016-06-17 13:49:06 UTC
Amount To Be Raised $36,802,008 Associated Brokers / Dealers Leerink Partners LLC, CIM Securities, LLC, and M.M. Dillon & Co. Group CIK Number 0001217234 Filed Document 0001217234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:49:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hi Q Labs, Inc. See All Filings	D	2016-06-17 13:46:18 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001644712 Filed Document 0001644712-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:46:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miami Metro Clinic, LLLP See All Filings	D	2016-06-17 13:43:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001677286 Filed Document 0001677286-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-17 13:43:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Drawbridge Special Opportunities Fund LP See All Filings	D/A	2016-06-17 13:42:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Credit Suisse Securities (USA) LLC (CS) (terminated 2016), Morgan Stanley Smith Barney LLC (MSSB), and Altegris Investments, Inc. (Altegris) CIK Number 0001200438 Filed Document 0000902664-16-007390 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:42:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTMINSTER REALTY PARTNERS II LP See All Filings	D	2016-06-17 13:42:09 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001676560 Filed Document 0001393725-16-000246 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:42:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ChargeItSpot, LLC See All Filings	D	2016-06-17 13:33:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001559076 Filed Document 0001559076-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:33:42 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity