Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
J.W. Partners, LP See All Filings	D/A	2016-07-18 15:10:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001082644 Filed Document 0001082644-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.W. Opportunities Fund, LLC See All Filings	D/A	2016-07-18 15:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001594084 Filed Document 0001594084-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.W. Opportunities Fund, Ltd. See All Filings	D	2016-07-18 15:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657044 Filed Document 0001657044-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:03:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Capital Partners Fund II, L.P. See All Filings	D/A	2016-07-18 14:58:47 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670588 Filed Document 0001670588-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Woodlands Fund IX, L.P. See All Filings	D/A	2016-07-18 14:54:53 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001612343 Filed Document 0001612343-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:54:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Global Opportunities (US) Fund See All Filings	D/A	2016-07-18 14:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552909 Filed Document 0000902664-16-007638 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund See All Filings	D/A	2016-07-18 14:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504529 Filed Document 0000902664-16-007637 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UTILITIES, INFRASTRUCTURE & RENEWABLES SUB-FUND, A SUB-FUND OF CYGNUS SICAV p.l.c. See All Filings	D/A	2016-07-18 14:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447273 Filed Document 0001447273-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
H/2 CREDIT PARTNERS L.P. See All Filings	D/A	2016-07-18 14:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461028 Filed Document 0000919574-16-014213 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:43:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Savara Inc. See All Filings	D	2016-07-18 14:41:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001461492 Filed Document 0001461492-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:41:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WEX Inc. See All Filings	D	2016-07-18 14:41:01 UTC
Amount To Be Raised $354,952,739 Associated Brokers / Dealers N/A CIK Number 0001309108 Filed Document 0001309108-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:41:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAINE Revenue or Assets $Over $100,000,000 Type of Security Equity
Scratch Vinyl, LLC See All Filings	D	2016-07-18 14:35:56 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679619 Filed Document 0001679619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:35:56 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cygnus Utilities, Infrastructure & Renewables LLC See All Filings	D/A	2016-07-18 14:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463531 Filed Document 0001463531-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MV Startup Fund XXXI LLC See All Filings	D/A	2016-07-18 14:34:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667325 Filed Document 0001667325-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:34:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HGI AIF Select I, LLC See All Filings	D	2016-07-18 14:31:51 UTC
Amount To Be Raised $15,584,020 Associated Brokers / Dealers N/A CIK Number 0001679753 Filed Document 0001679753-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:31:51 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cygnus Europa Event Driven LLC See All Filings	D/A	2016-07-18 14:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496186 Filed Document 0001496186-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
H/2 Investors II L.P. See All Filings	D/A	2016-07-18 14:30:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482308 Filed Document 0000919574-16-014211 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:30:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Upstream Research Inc. See All Filings	D	2016-07-18 14:29:08 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653220 Filed Document 0001653220-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:29:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
H/2 Investors L.P. See All Filings	D/A	2016-07-18 14:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463639 Filed Document 0000919574-16-014209 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Zyppah, Inc. See All Filings	D	2016-07-18 14:20:43 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001678008 Filed Document 0001678008-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-18 14:20:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NOHSC LAPLACE #2, L.L.C. See All Filings	D	2016-07-18 14:15:56 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679609 Filed Document 0001679609-16-000001 Exclusions or Exemptions 505, 504.1, and 506c Accepted Date 2016-07-18 14:15:56 UTC Type of Offering D Industry Restaurants Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Springwood Hospitality VIII LP See All Filings	D	2016-07-18 14:15:43 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001679838 Filed Document 0001679838-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:15:43 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Progress Financial Corp See All Filings	D	2016-07-18 14:08:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675203 Filed Document 0001675203-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:08:16 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Quota Labs, Inc. See All Filings	D	2016-07-18 14:02:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679888 Filed Document 0001679888-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 14:02:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Catalyst Health Ventures Follow-On Fund, L.P. See All Filings	D	2016-07-18 13:58:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001679742 Filed Document 0001679742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claremount V Associates, L.P. See All Filings	D	2016-07-18 13:47:25 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001678274 Filed Document 0001012975-16-001360 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mavin, Inc. See All Filings	D	2016-07-18 13:43:56 UTC
Amount To Be Raised $8,240,487 Associated Brokers / Dealers N/A CIK Number 0001677974 Filed Document 0001677974-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:43:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Capital Partners V, L.P. See All Filings	D	2016-07-18 13:43:22 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001678271 Filed Document 0001012975-16-001359 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:43:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VIVID HOLDINGS LLC See All Filings	D/A	2016-07-18 13:34:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers FUNDME SECURITIES LLC d/b/a CIRCLEUP CIK Number 0001604978 Filed Document 0001604978-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-18 13:34:40 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cantos Ventures I, L.P. See All Filings	D	2016-07-18 13:28:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679509 Filed Document 0001679509-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essex Angel Capital Inc. See All Filings	D	2016-07-18 13:22:05 UTC
Amount To Be Raised $539,868 Associated Brokers / Dealers N/A CIK Number 0001545870 Filed Document 0001545870-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 13:22:05 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
BREWDOG USA INC. See All Filings	1-A/A	2016-07-18 13:06:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers FundAmerica Securities LLC CIK Number 0001646269 Filed Document 0001646269-16-000018 Accepted Date 2016-07-18 13:06:14 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
Auda Capital SCS SICAV SIF VII US Portfolio See All Filings	D	2016-07-18 12:54:41 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001635009 Filed Document 0001635009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:54:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Quarters LP See All Filings	D/A	2016-07-18 12:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547874 Filed Document 0001547874-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brookfield Strategic Real Estate Partners II Cypress REIT LLC See All Filings	D	2016-07-18 12:37:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001679892 Filed Document 0001679891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:37:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Strategic Real Estate Partners II Hospitality REIT LLC See All Filings	D	2016-07-18 12:29:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001679891 Filed Document 0001679891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:29:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seaport NW Hosting, LLC See All Filings	D	2016-07-18 12:19:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001565746 Filed Document 0000899140-16-001524 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:19:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12th Street Manager LLC See All Filings	D	2016-07-18 12:14:52 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001679839 Filed Document 0001679839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:14:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arroyo Broad River Direct Investment I, L.P. See All Filings	D	2016-07-18 12:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679883 Filed Document 0001647960-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-18 12:11:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SURPRISE VILLAGE PARTNERS, LLC See All Filings	D/A	2016-07-18 11:59:40 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers See Item 15, below CIK Number 0001679667 Filed Document 0001679667-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:59:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
EWF Partners II LLC See All Filings	D/A	2016-07-18 11:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526730 Filed Document 0001526730-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:50:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LASHLEY RETAIL CENTER, LLC See All Filings	D/A	2016-07-18 11:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643520 Filed Document 0001643520-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:48:22 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Advance Trade Growth Fund LP See All Filings	D	2016-07-18 11:46:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679690 Filed Document 0001315863-16-001626 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:46:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
LMK Surgical Products See All Filings	D	2016-07-18 11:38:04 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001679869 Filed Document 0001679868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:38:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Oakley Capital Private Equity III-A L.P. See All Filings	D	2016-07-18 11:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671918 Filed Document 0001671918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ortho Kinematics, Inc. See All Filings	D/A	2016-07-18 11:27:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:27:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Rebel Surgical Products See All Filings	D	2016-07-18 11:27:05 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001679868 Filed Document 0001679868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:27:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SmarterHQ, Inc. See All Filings	D	2016-07-18 11:16:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001527696 Filed Document 0001140361-16-072652 Exclusions or Exemptions 506b Accepted Date 2016-07-18 11:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
All South Flooring, LLC See All Filings	D	2016-07-18 10:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677987 Filed Document 0001677987-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-18 10:58:28 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tekarra Capital Partners, LP See All Filings	D/A	2016-07-18 10:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645927 Filed Document 0001013594-16-001154 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity