Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fundamental Capital Pint Size Investors II, LLC See All Filings	D	2016-07-18 20:55:07 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001673123 Filed Document 0001673123-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 20:55:07 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mondrian International Equity ESG Fund, L.P. See All Filings	D	2016-07-18 19:58:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678639 Filed Document 0001393725-16-000247 Exclusions or Exemptions 506b Accepted Date 2016-07-18 19:58:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Health & Security Technologies, Inc. See All Filings	D	2016-07-18 19:43:47 UTC
Amount To Be Raised $689,188 Associated Brokers / Dealers N/A CIK Number 0001679948 Filed Document 0001679948-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 19:43:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadstone Net Lease Inc See All Filings	D/A	2016-07-18 19:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladian Realty Capital LLC CIK Number 0001424182 Filed Document 0001424182-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-18 19:39:15 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPHABET ENERGY, INC. See All Filings	D/A	2016-07-18 19:32:21 UTC
Amount To Be Raised $25,176,829 Associated Brokers / Dealers N/A CIK Number 0001476250 Filed Document 0001476250-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 19:32:21 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Investec Ramon Acquisition, LLC See All Filings	D	2016-07-18 18:25:07 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Santa Barbara Advisors, Inc. CIK Number 0001679569 Filed Document 0001679569-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 18:25:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
BawldGuy Note Investment Group I, L.L.C. See All Filings	D	2016-07-18 18:11:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678049 Filed Document 0001678049-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 18:11:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GQG Partners Emerging Markets Equity Fund, a series of GQG Partners Series LLC See All Filings	D	2016-07-18 18:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679904 Filed Document 0001679904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 18:08:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HUNTINGTON VILLAGE APARTMENTS, LLC See All Filings	D	2016-07-18 17:54:08 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001679906 Filed Document 0001679906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:54:08 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
GQG Partners International Equity Fund, a series of GQG Partners Series LLC See All Filings	D	2016-07-18 17:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679903 Filed Document 0001679903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RCP SBIC OPPORTUNITIES FUND, LP See All Filings	D/A	2016-07-18 17:35:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001676889 Filed Document 0001676889-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:35:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 239, LLC See All Filings	D	2016-07-18 17:25:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001678445 Filed Document 0001674869-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:25:14 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Sabrepoint Capital Partners, LP See All Filings	D	2016-07-18 17:22:50 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001679792 Filed Document 0001679792-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:22:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A&Q DIVERSIFIED NEUTRAL ALPHA LTD See All Filings	D/A	2016-07-18 17:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403966 Filed Document 0001403966-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 237, LLC See All Filings	D	2016-07-18 17:19:32 UTC
Amount To Be Raised $1,945,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001678447 Filed Document 0001674869-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:19:32 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Groove Nutrition Ltd. See All Filings	D	2016-07-18 17:17:09 UTC
Amount To Be Raised $165,342 Associated Brokers / Dealers FundMe Securities, LLC CIK Number 0001650870 Filed Document 0001140361-16-072713 Exclusions or Exemptions 506c Accepted Date 2016-07-18 17:17:09 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 233, LLC See All Filings	D	2016-07-18 17:13:22 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676419 Filed Document 0001674869-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:13:22 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
GQG Partners Global Equity Fund, a series of GQG Partners Series LLC See All Filings	D	2016-07-18 17:12:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679902 Filed Document 0001679902-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:12:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Spencer Re, I.I. See All Filings	D/A	2016-07-18 17:09:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001433275 Filed Document 0001665940-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-18 17:09:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 230, LLC See All Filings	D	2016-07-18 17:09:11 UTC
Amount To Be Raised $995,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676423 Filed Document 0001674869-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:09:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PRE Brands LLC See All Filings	D	2016-07-18 17:07:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679871 Filed Document 0001679871-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:07:33 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sango Private Equity II LP See All Filings	D	2016-07-18 17:00:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Deer Isle Capital LLC CIK Number 0001679541 Filed Document 0001679541-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge Starwood Opportunities, LLC See All Filings	D/A	2016-07-18 17:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634142 Filed Document 0001634142-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 17:00:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Global Diversified Strategies Fund LLC See All Filings	D/A	2016-07-18 16:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001521518 Filed Document 0001521518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:55:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ginkgo Parkwood LLC See All Filings	D	2016-07-18 16:50:16 UTC
Amount To Be Raised $2,565,000 Associated Brokers / Dealers N/A CIK Number 0001679743 Filed Document 0001679743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:50:16 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Windermere Equity Fund Series See All Filings	D/A	2016-07-18 16:46:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489788 Filed Document 0001140361-16-072705 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:46:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farm From a Box Inc. See All Filings	C	2016-07-18 16:46:54 UTC
Financial Interest 2.0% of same securities Filing Platform OpenDeal Inc. Offering Amount $999,999 CIK Number 0001679373 Filed Document 0001679373-16-000001 Accepted Date 2016-07-18 16:46:54 UTC Type of Offering C Security Offered Amount 465,000 Security Offered Type Other State CALIFORNIA
FJ Labs 3VC LLC See All Filings	D/A	2016-07-18 16:40:50 UTC
Amount To Be Raised $3,913,300 Associated Brokers / Dealers N/A CIK Number 0001673093 Filed Document 0001673093-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDERMERE OPPORTUNISTIC FUND SERIES OF WINDERMERE JUPITER FUND LLC See All Filings	D/A	2016-07-18 16:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220963 Filed Document 0001140361-16-072699 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUGMENIX INC See All Filings	D	2016-07-18 16:29:40 UTC
Amount To Be Raised $5,999,971 Associated Brokers / Dealers N/A CIK Number 0001432435 Filed Document 0001432435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:29:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Investment Holdings, L.P. See All Filings	D	2016-07-18 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676262 Filed Document 0001676262-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:25:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Moneda Latin American Small Caps Fund (Cayman) Ltd. See All Filings	D/A	2016-07-18 16:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542486 Filed Document 0001542486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHILE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Milo Sensors, Inc. See All Filings	D/A	2016-07-18 16:17:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001673054 Filed Document 0001673054-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:17:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 194, LLC See All Filings	D	2016-07-18 16:15:45 UTC
Amount To Be Raised $721,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001674869 Filed Document 0001674869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:15:45 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Miami Dade, LLC See All Filings	D	2016-07-18 16:15:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679851 Filed Document 0001376474-16-000781 Exclusions or Exemptions 506c Accepted Date 2016-07-18 16:15:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Connect Financial Software Solutions, LLC See All Filings	D	2016-07-18 16:14:23 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001483461 Filed Document 0001483461-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:14:23 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Moneda Latin American Corporate Debt See All Filings	D/A	2016-07-18 16:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545913 Filed Document 0001545913-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Debt
A&Q Global Diversified Strategies Fund Ltd See All Filings	D/A	2016-07-18 16:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001529223 Filed Document 0001679421-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:12:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2016-07-18 16:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-16-000099 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:11:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund XI, LP See All Filings	D/A	2016-07-18 16:05:13 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001673878 Filed Document 0001673878-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 16:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Groupe Fnac See All Filings	D	2016-07-18 16:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677177 Filed Document 0001677177-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-18 16:00:22 UTC Type of Offering D Industry Retailing Principal Place of Business FRANCE Revenue or Assets $Over $100,000,000 Type of Security Equity
Evanston Focused Alpha Fund Ltd. See All Filings	D	2016-07-18 15:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679421 Filed Document 0001679421-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:50:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thiele Marketplace Income Fund LP See All Filings	D/A	2016-07-18 15:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679535 Filed Document 0001679535-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Building Energy Inc. See All Filings	D	2016-07-18 15:35:21 UTC
Amount To Be Raised $1,274 Associated Brokers / Dealers N/A CIK Number 0001621405 Filed Document 0001621405-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:35:21 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sirona Medical Technologies, Inc. See All Filings	D/A	2016-07-18 15:30:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001677383 Filed Document 0001677383-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:30:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aisling Capital IV, LP See All Filings	D/A	2016-07-18 15:27:12 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652910 Filed Document 0000950142-16-004106 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DPE Deutschland III GmbH & Co. KG See All Filings	D	2016-07-18 15:25:30 UTC
Amount To Be Raised $554,577,500 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001679806 Filed Document 0001679806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:25:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHARMACEUTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2016-07-18 15:15:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089294 Filed Document 0001089294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:15:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Capital II LP See All Filings	D	2016-07-18 15:14:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001677911 Filed Document 0001677911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:14:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLANDS VENTURES HOLDINGS, LLC See All Filings	D	2016-07-18 15:12:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679317 Filed Document 0000932440-16-000424 Exclusions or Exemptions 506b Accepted Date 2016-07-18 15:12:45 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt