Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Swym Corp See All Filings	D	2016-07-18 10:33:28 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001679850 Filed Document 0001679850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:33:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Israel Infrastructure Fund III, L.P. See All Filings	D	2016-07-18 10:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679711 Filed Document 0001140361-16-072648 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:26:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Richmond Hill Capital Partners, LP See All Filings	D/A	2016-07-18 10:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501574 Filed Document 0001315863-16-001625 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:24:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alfrea Inc. See All Filings	D	2016-07-18 10:19:06 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679856 Filed Document 0001679856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 10:19:06 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Raveneur Master Fund Ltd See All Filings	D/A	2016-07-18 09:59:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613963 Filed Document 0001613963-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:59:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermont Evaporator Company, LLC See All Filings	D	2016-07-18 09:39:47 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001679758 Filed Document 0001679758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:39:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
A-Squared BAM Opportunity I, L.P. See All Filings	D/A	2016-07-18 09:36:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001642532 Filed Document 0001642532-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HGI KFB IV, LLC See All Filings	D	2016-07-18 09:33:24 UTC
Amount To Be Raised $5,655,393 Associated Brokers / Dealers N/A CIK Number 0001678961 Filed Document 0001678961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:33:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR DELTA Fund III, L.P. See All Filings	D/A	2016-07-18 09:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516013 Filed Document 0001516013-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBIS SPECIAL OPPORTUNITIES FUND, LP See All Filings	D/A	2016-07-18 09:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519939 Filed Document 0000919574-16-014207 Exclusions or Exemptions 506b Accepted Date 2016-07-18 09:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-07-18 08:51:29 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Joseph Todd Carpenter CIK Number 0001135856 Filed Document 0001135856-16-000611 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:51:29 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Polar Capital European Forager Fund Ltd See All Filings	D/A	2016-07-18 08:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417836 Filed Document 0000902664-16-007636 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Capital Alva Global Convertible Fund Ltd See All Filings	D/A	2016-07-18 08:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504043 Filed Document 0000902664-16-007635 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Capital European Conviction Fund Ltd See All Filings	D/A	2016-07-18 08:45:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360035 Filed Document 0000902664-16-007634 Exclusions or Exemptions 506b Accepted Date 2016-07-18 08:45:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RaceYa, Inc. See All Filings	C	2016-07-18 07:18:14 UTC
Financial Interest 2.0% of the same securities sold in the offering Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001647869 Filed Document 0001679372-16-000004 Accepted Date 2016-07-18 07:18:14 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State NEW YORK
Youngry, LLC See All Filings	C	2016-07-18 06:46:07 UTC
Financial Interest 2.0% of same securities Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001679372 Filed Document 0001679372-16-000002 Accepted Date 2016-07-18 06:46:07 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Guide Resource Services, Inc. See All Filings	D	2016-07-15 20:47:17 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001679362 Filed Document 0001679362-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 20:47:17 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Old Well Partners Fund, Ltd. See All Filings	D	2016-07-15 20:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679830 Filed Document 0001679618-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 20:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manifest Growth Fund I, L.P. See All Filings	D/A	2016-07-15 19:52:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001678519 Filed Document 0001678519-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-15 19:52:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Old Well Partners Fund, L.P. See All Filings	D	2016-07-15 19:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679618 Filed Document 0001679618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:50:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roambee Corp See All Filings	D	2016-07-15 19:44:02 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001666062 Filed Document 0001666062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:44:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fitz Gate Ventures, L.P. See All Filings	D	2016-07-15 19:33:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001679653 Filed Document 0001679653-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:33:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rehabbers Financial, Inc. See All Filings	D/A	2016-07-15 19:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOLECULARMD CORP. See All Filings	D	2016-07-15 19:15:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001542181 Filed Document 0001542181-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:15:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
AMAA Enterprises, Inc. See All Filings	D	2016-07-15 19:08:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679644 Filed Document 0001679644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 19:08:07 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Special Situations Real Estate Fund II, LP See All Filings	D/A	2016-07-15 18:37:42 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001673840 Filed Document 0001673840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:37:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trademark Brewing, LLC See All Filings	D	2016-07-15 18:33:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001673748 Filed Document 0001673748-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-07-15 18:33:39 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC See All Filings	D	2016-07-15 18:27:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:27:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
PAYJOY PHONE FUND II LLC See All Filings	D	2016-07-15 18:17:12 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001679804 Filed Document 0001140361-16-072622 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:17:12 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SURPRISE VILLAGE PARTNERS, LLC See All Filings	D	2016-07-15 18:15:59 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers See Item 15, below CIK Number 0001679667 Filed Document 0001679667-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:15:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PetroBridge Starks #1 Joint Venture See All Filings	D	2016-07-15 18:11:49 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001677372 Filed Document 0001677372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:11:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Altair Global Credit Opportunities Fund (C), Ltd. See All Filings	D/A	2016-07-15 18:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560053 Filed Document 0001144204-16-113216 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tecoma Capital, LLC See All Filings	D/A	2016-07-15 18:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580032 Filed Document 0001013594-16-001152 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:06:09 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Equity
WGACA, LLC See All Filings	D	2016-07-15 18:05:52 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers N/A CIK Number 0001679779 Filed Document 0001679779-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:05:52 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BGV III, L.P. See All Filings	D	2016-07-15 18:04:42 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001679765 Filed Document 0001679765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:04:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relativity Space, Inc. See All Filings	D	2016-07-15 17:39:51 UTC
Amount To Be Raised $9,620,723 Associated Brokers / Dealers N/A CIK Number 0001673976 Filed Document 0001673976-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:39:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Prana Realty Co I See All Filings	D/A	2016-07-15 17:28:44 UTC
Amount To Be Raised $71,135,905 Associated Brokers / Dealers Frederick Randall Bigony, Richard Edward Hake, and Paul John Roesler CIK Number 0001417730 Filed Document 0001678044-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:28:44 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BR-UW Fund, Ltd. See All Filings	D/A	2016-07-15 17:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300795 Filed Document 0001679443-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEDSPHERE SYSTEMS CORP See All Filings	D	2016-07-15 17:24:33 UTC
Amount To Be Raised $15,299,751 Associated Brokers / Dealers N/A CIK Number 0001266146 Filed Document 0001266146-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Opportunity LP See All Filings	D	2016-07-15 17:21:16 UTC
Amount To Be Raised $180,500,000 Associated Brokers / Dealers N/A CIK Number 0001675730 Filed Document 0001675730-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTCORP DYNAMIC ALT BETA LLC See All Filings	D	2016-07-15 17:08:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001679642 Filed Document 0001679642-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 17:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CarVal Global Credit Fund B LP See All Filings	D/A	2016-07-15 17:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613726 Filed Document 0000902664-16-007632 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wild Things Snacks, Inc. See All Filings	D	2016-07-15 17:06:18 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001641846 Filed Document 0001641846-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:06:18 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CarVal Global Credit Fund A LP See All Filings	D/A	2016-07-15 17:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613725 Filed Document 0000902664-16-007631 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HBR - VI, LLC See All Filings	D	2016-07-15 17:03:13 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001679577 Filed Document 0001679577-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:03:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MYOMO INC See All Filings	D	2016-07-15 17:00:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Tripoint Global Equities, LLC and Healthios Capital Markets, LLC CIK Number 0001369290 Filed Document 0001369290-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:00:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FREEPORT-MCMORAN INC See All Filings	D	2016-07-15 16:57:47 UTC
Amount To Be Raised $71,542 Associated Brokers / Dealers N/A CIK Number 0000831259 Filed Document 0000831259-16-000084 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:57:47 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Thiele Marketplace Income Fund LP See All Filings	D	2016-07-15 16:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679535 Filed Document 0001679535-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:55:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutherlin Sanitary Acquisition, LLC See All Filings	D	2016-07-15 16:53:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675748 Filed Document 0001675748-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:53:06 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
KeyStone Solutions, Inc. See All Filings	1-A/A	2016-07-15 16:52:07 UTC
Amount To Be Raised $10 Associated Brokers / Dealers Moloney Securities Co., Inc. and The Benchmark Company, LLC CIK Number 0001670087 Filed Document 0001193125-16-649459 Accepted Date 2016-07-15 16:52:07 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $632,516 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)